Post on 29-Jul-2015
Masterclass ronde 2
Export Compliance
EVO SCM-congres
Nyenrode, 3 juni 2015
Rudi Du Bois
Customs & Trade Compliance Manager EMEA, DuPont
2
3 juni 2015 Export Compliance (RDB)
Agenda
Risico-profiel van je bedrijf in relatie tot export compliance
Waar ligt de verantwoordelijkheid voor export compliance binnen je organisatie?
Wat moet je minimaal geregeld hebben binnen je organisatie?
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Wat is export compliance?
3 juni 2015 Export Compliance (RDB)
Controle
strategische
goederen
Eindgebruik
Eindgebruiker
controle Sanctielanden
Export
Vergunning
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Je risico profiel bepaalt de omvang van je export compliance programma
• No controlled items/technologies
• US-origin items are only EAR99
• Trade limited to the EU and Annex II countries
• Product portfolio contains small number of dual-use items/technology
• Few licenses
• Trade with restricted countries/sensitive regions
• Low diversion risk
• Product portfolio contains substantial number of dual-use items/technology
• Products specially designed for military applications
• Heavy licensing obligations
• Trade with restricted countries/sensitive regions
• High diversion risk because of potential for WMD or military end-use
• Controlled US-origin items/technology
• US subsidiary or non-US company active in the US
• Global market presence
3 juni 2015 Export Compliance (RDB)
Waar ligt de verantwoordelijkheid voor
export compliance binnen je organisatie?
3 juni 2015 Export Compliance (RDB)
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Het management is de eindverantwordelijke
Board of
Directors
CEO
Other managers
3 juni 2015 Export Compliance (RDB)
Senior Management
committment
Company policy
statement
Ultimate
responsibility
Set targets
Enforcement actions
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De stakeholders in de onderneming
Management Board
CEO Finance director (CFO)
Sales director
General Counsel
Compliance director
IT director (CIO)
Supply chain director
3 juni 2015 Export Compliance (RDB)
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In praktijk is de hele supply chain betrokken
3 juni 2015 Export Compliance (RDB)
Exporter
Manufacturer
Suppliers Client/Consigne
e Raw materials
Consumables
Parts,
components
Carrier Customs
Outbound : cross-border shipments Inbound : purchased material
ECCN classification
Denied party check
suppliers
Check origin
US re-export
Customs declaration Denied party check
carriers
End-user checks
Ship to / Sold To ECCN classification
End-use check
Destination country
check
Export license
Prevent diversion
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Geen export zonder voorafgaande screening
Is checking if orders or deliveries are in compliance with the export control and sanctions regulations
Helps to determine if an export is restricted or prohibited
Helps to determine if an export license is required
Requires export control compliance procedures and processes
When to check?
• Each delivery?
• Each order + delivery?
• Spot checks?
3 juni 2015 Export Compliance (RDB)
12 Wat moet er gescreend worden?
What are you exporting?
Product Classification
Where are you exporting?
Destination Country Screening
Who will receive your item?
End-user Screening
What will your item be used
for?
End-use Screening
3 juni 2015
Determine if an export licence is required
Export Compliance (RDB)
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Check of je product op een controlelijst staat
Control lists
Dual-us list
EU US National
Military List
EU US National
Not Listed
3 juni 2015 Export Compliance (RDB)
3 juni 2015 Export Compliance (RDB)