NGA ThlJNG

THAI HOC

NGAN HANG TMCP PHAT TRIEN TP.HCM HCMC DEVELOPMENTJ. S COMMERCIAL BANK

S: .5/2020/CV-HDBank V/v: Cong b6 Biên ban hçp và Nghj quy& eüa Dai hi dng c dông thu&ng niên nãm 2020 Announcing Minute of Meeting and Resolutions of2020 Annual General Meeting of Shareholders

CQNG HOA XA HOI CHU NGHIA VI1T NAM THE SOCIALIST REP UBLIC OF VIETNAM

Dc 1p - Tir do - Hinh phüc Independence — Freedom — Happiness

Tp. H ChI Minh, ngày.Lb tháng 06 nAm 2020

Ho Chi Minh City, June.L!,2020

CONG BO THONG TIN TREN CONG THONG TIN DIN T1

CUA UY BAN CHNG KHOAN NHA NTYOC vA SGDCK TP.HCM

DISCLOSURE OF INFORMATION ON WEB PORTALS OF THE STATE SECURITIES COMMISSIONAND HO CHIMINH CITY STOCK EXCHANGE

KInh gCri: - Uy ban Chfrng khoán Nhà Nir&c To: State Securities Commission

- S& Giao dlch Chirng khoán TP.HCM Ho Chi Minh City Stock Exchange

Ten t chcrc NGAN HANG TMCP PHAT TRIEN TP.HCM (HDBANK) Name of organization Ho Chi Minh City Development Joint Stock Commercial Bank Ma chirng khoán HDB Securities code :HDB Dja chi trii si chInh 25 bis Nguyn Thj Minh Khai, P. Bn Nghe, Q. 1, Tp.HCM Head office address 25 Bis Nguyen Thi Minh Khai, Ben Nghe Ward, District 1, HCMC Din thoti (028)62915916 Telephone (028) 62915916 Ngi.rii dircc üy quyn cong b thông tin : TrAn Hoài Nam — Phó Tng Giám d6c Authorized person to disclose information: Tran Hoai Nani — Deputy Chief Executive Officer Loai thông tin cOng b6 (X) djnh k' Type of disclosed information : (X) periodical

Ni dung cong b thông tin: Contents of disclosed information:

Thi,rc hin nghTa vi,i báo cáo, cOng b thông tin cüa cong ty niêm yt theo Thông tu s 155/2015/TT-BTC ngày 06/10/20 15 cüa Bi Tài chInh, Ngân hang TMCP Phát trin TP.HCM (FIDBank) cong b Biên ban hçp va Nghj quyt cüa Dai hi dng c dOng thix&ng niên nãm 2020.

In compliance with the obligation of information disclosure by listed companies stipulated in Circular No. 155/2015 / 77'-BTC dated 06/10/2015 of the Ministry of Finance, Ho Chi Minh City Development Joint Stock Commercial Bank (HDBank) discloses Minute of Meeting and Resolutions of 2020 Annual General Meeting of Shareholders.

Thông tin nay duçc cOng b trén trang thông tin din tCr ca HDBank tai di.r&ng dn:

This information will be published on HDBank's website at:

Ehrng dn ting Vit: https://www.hdbank.com.vn/vi/investor/thong-tin-nha-dau-tu/dai-hoi-dong-co- dong English Links: https://www.hdbank.com.vn/enhinvestor/thong-tin-nha-dau-tu/dai-hoi...ciong...co...dong

HDBank dInh kern Biên bàn hçp và Nghj quyt cüa Di hi dng c6 dông thir&ng niên nAm 2020. HDBank

cam kt các thông tin cong b trên day là dung sr that và hoàn toàn chju trách nhim tnrâc pháp lut v

ni dung các thông tin dã cong b&

HDBank attaches herewith the Minute of Meeting and Resolutions of 2020 Annual General Meeting of

Shareholders. HDBank commits that the information stated above is true and takes full responsibilities

legally for the contents of the information disclosed.

Noi n/i 2n: Recipients:

Uy ban Cháizg kl,odn Nhà nuóc State Securities Commission So' Giao djch Chfrng khodn Tp.HCM Ho Clii Mmli city Stock Exchange Lwu: Van tint

Filed: BUD 's Secretary

NGAN HANG TMCP PHAT TRIEN TP.HCM HCMC DEVELOPMENT J.S.COMMERCIAL BANK

PIIO TONG GIAM DOC D i 7 XECUTIVE OFFKER

zi NGAN HANG ? THLIdNGMA,CÔPHN

* PHATTRIEN 4 f

TRAN HOAI NAM

a

HDBank' cQNc HoA xA Hor cHtr NGHIA !'rET NAMDQc l$p - TF do - H4nh phric

, Ban Ki€m soAt, Ban Dii:u hdnh chiu tr6ch nhiQm thikhai theo chuc neng, nhi$m vu phri hqp vdi quy dinh

TM.DAT Hor DONG cO D6NG

Com kgt I i(h (oo nhait

Sri: 05 /2O2O,NQ-DHDCETp. Hi Chi Minh, ngdl l3 thdng 06 ndm 2020

ucnlewErVd viec th6ng qua 860 c6o ho?t dong cta HOi d6ng Quin tri HDBank ll6m 20l9

DAI Hor DONG cO odxc xcAx nAnc rMcp PHAT TRrtN TP.HO cHi MhrH

- Cdn al Ludt cdc T6 ch*c Tin dt/ng.st; 47/2010/QH1 2 ngdr 29/06/2010 ed LlOt sta diii,b6 sung mfi s6 rliiu cia Lwlr ctic Tii cktc tia dung s6 l7/2017/QHt4 ngay 20/l t/2017:

- Cdn ai Lu6, Doanh nghi1p sd 68/2014/QH13 ngay 26/t l/2014;

- Cdn ci! Ly Chtiug klodn s6 tOtZOOCtgut I ngdy 29/6/2006 vd Lu6t sta d6i, bd sungmAt sO diAu cia Luit Chttng khodn s6 62/2010/QHl2 ngAy 24/11/2012;

- Cdn c* Diiu lQ hoqt ilSng cia Ngdn hdng TMCP Phdt bidn Tp.Hi Chi Minh:

- Cdn ai BiOn bdn hpp Dqi H\i DinS Cii DOng thvdng ni6n nim 2020 (ndn tdi chinh20ll cia Ngdn hdng TMCP Phdt fiiin Tp.Hi Chi Minh nsay t j/06/2020:

QUT'TT NGI4:

Dilu 1. Th6ng qua 860 c6o hoet dQng ndm 2019 ve Dinh huo4 hoAt dQng nAm 2020 criaHQi tr6ng Quin tri Ngan hAng TMCP ph6t tri6n Tp.Hdiru Mini, [HOau*). arnr,kdm theo Ngh! quy€r ndy.

Di6u 2. Nghi quyilt ndy co hieu lyc kii tt ngdry lci.

Tha,nh vi€n HOi d6ng Quan rahnnh Nghi quy6t nay vd rriAnphAp lu,it vd Didu lQ HDBank.

TICH

BANG TAM

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Noi tthin:- Mtr Diiu 2;- Website HDBank - It Ong tin cd ddng;- Lw YP.LD.

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Com kAt lqi i<h (oo nh6tHDBank' coNG HoA xA Hor cnt Ncnia lrpr uetr

DQc lgp - Tg do - Heoh phic

56: 06 /2O20NQ-D[rDCDTp. Hi Ch[ Minh, ngdy t 3 thdng 06 ndh 2020

NGHIQUYETVd viQc th6ng qua 86o c6o k6t qua ho+t dong kinh doanh nlm 2019 vA

K6 hoach kinh doanh nnm 2O2O

o4r nQr odxc cO o0xc ncAx nAxc rMcp pHiT TRrtx rp.nd cui plNn

- Cdh cti Ludt c.1c Ti chtc Tin dltng.sii 47/2010/eHt2 ngAy 2g/06/20t0 vd Ludt sria dt;i,bb sung m1t sd dieu cia LuQt aic Td ch*c t in dung s6 t 7 / 20 I 1/e H I 4 nga, 20/ I I /20 t - ;

- Cdn ct Ludt Doanh nghi1p sij 68/20j4/eHt3 ngdy 26/11/2014;

- Cdn c* Ludt Chtiotg kltodn s6 70/2006/QHt I ngay 29/6/2006 vd Lu,jt sua dii. bd sungnAt sO diAu cia Ludt Chtihg khodn s6 62/2011/eH l2 hEAy 24/l t /20t 2:

- Cdn c* Diiu Ia hoqt tl1ng cia NgAn hdng TMCP phdt tridn Tp.Hi Chi Minh;

- Cdn ct BiAn bdn hpp Dqi n6i Oing Ci Ddng thudng niih ndm 2020 (ndm tdi chinh2019) cia Ngdn hdng TMCP Pluit tridn Tp.Hd Chi Minh ngay 13/06/2020;

QUY6T NGHI:

Di6u l. Th6ng qua Bdo c6o k6t qu6 hoAt tlQng kinh doanh ntun 2019 vd K6 hoqch kinhdoanh nlm 2O2O cua Ng6n hdng TMCP Ph,it ai6n Tp.Hd Chi Minh (HDBank), nhusau:

C6c chi ti€u chlnh de dat duqc trong ndm 2019:

- T6ng tai sin d1t 229.477 t! ddig.

- v5n didu lQ ttst 9.810 ti ddng.

- Tr5ng du ng tin dpng (bao gdm cho vay th6ng thuong & tlii phi6u doanh nghiQp)

rlat 153.004 tj ddng ang 18,0%sovoinim20l8.

- T6ng ngudn v6n huy itQng <tet 203.869 tj ddng, ting fich cvc so vti'i nem 2018.

Trong d6, huy dQng v6n tir dan cu vi td chr?c kinh tit dat 151.032 fi ddry.

- Ti l0 nq x6u 1,36%, trong <16 ti lQ nq xAu ri6ng HDBank ld 0,98%.

- Ty te an todn v6n I I ,2%.

- Lqi nhuan truoc thu6 5.018 tj ddng, tturg 25,3o/o so vdi nAm 2018. Trong d6,

HDBank riCng le dat 4.259 t! ddng.

- Ti le LNST / T6ng tdi san bbh quAn (ROA): 1,80%.

- Tj lQ LNST / V6n CSH binh quan (ROE): 21,61%.

rU2

3.

Didu 2.

2. Cdc chi ti€u Kia hoach kinh doanh ntrm 2020:Don vi tinh: fi ding

l*) Tdng huy ilQng viin bao gim: huy dfng tiin gii khdch hang. phat hdnh gidytd ctj gid, vin tdi trq iy thdc ddu ht, tien gii vd voy ctic TCTD

(**) Dt no tin duhg tiii da kh6ng vua q*i han mtic tdng trudng do NHNN phAduy€t

(***) Tj, lQ no xiiu: tluqc tinh ian dt nq cho vay khdch hing

C6c nQi dung kh6c theo BAo c6o kilt qud hoat dQng kinh doaDh ndm 2019 va K6hoach kinh doanh nlm 2020, dinh kCm theo Ngtj quy6t nny.

Nghi quyiit nay co hi€u luc k6 tir ngdy kj.ThAnh vi€n HQi ttdng Quin tri. Ban Ki6m so6t, Ban Didu hanh chiu h6ch nhiem thihanh Nghi quyCr nay vd tri6n khai theo chtic ntrng, nhiQm qr pht hqp vqi quy dinhphrip tuit vA Diiu 16 HDBank. ,//r/

TM.DAI HQI DONG C6 D6NGTICH

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:Noi ahin:- NhtrDiiu 2:- Website HDBank - Th6hg tin cii d6ng:- Lt u VP.LD.

Chi ti6u NtrItr 2019K5 hoSch

2020

So sinhting/giem

Tr5ng tAi san 229.4',7',1 305.372 33%

Tr5ng huy tlQng {') 203.869 27 5.246 35%

Du ng tin dUng (") 1s3.004 t7'7.970 t6vo

Tj lQ nq xfii t"') 1,36% < 2o/o

Lqi Dhu4n trudc thu€ 5.018 5.661 13%

T! 16 LNST / T6ng tdi sdn binh qu,in (ROA) 1,69%

Ti 1€ LNST / V6n CSH binh quAn (ROE) 21,61% 20,02%

286 8vo

NGAN HilGrjdnomcdPHAI IRIHAX

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u/

1,80%

M4ng 1u6i di6m giao dlch ng6n hang 308

HDBank & cpNG HoA xA Her cHi, NGHiA !,rpr NAMDQc lAp - Tg do - Hqnh ph(c

Com kgl lqi i(h coo nh6t

56: 07 /2020,Ne-DHDCDTp. Hd Chi Minh, ngdy 13 thring 06 ndm 2020

xcrqquvtrVA vi€c th6ng qua 86o crio cta Ban Kidm so6t ndm 2019 va thrirn tra b6o c6o tii chfnh hqp nh6t

cua HDBa* 2019

D+r Hqr DONG cO o0xc ncAr nAnc rMcp pHAr rRrtN Tp.Hd cHi MrNH

- Cdn c* Lu<;t cdc Ti ch*c Tin dang.sii 4Z/2010/eHt2 ngdy 2g/06/20t0 td Lu6t slta diji,bO sung n,t sd didu cia Ludt cdc T6 ch*c t in dqng sd t 7 /20 I 7 /e H I 4 ngdy 2 0/ I t / 20 t 7 ;

- Cdn ct Ludt Doqhh nghi1p si5 68/2014/eHj 3 ngdy 26/ I t /2014;

- Cdh cl Lydt ChinC kho.;n s6 70/2006,eHt I ngiy 29t6t2006 vd Ludt s*a d6i, bi sungmAt sd diAu cid Ludt Ch ng *hodn s6 62/20t0/eHt 2 ngay 24/ I t/20 t 2;

- Cdn ct Diiu lQ ho d1hg crtq NgAn hdng TMC| phdt ttiiih T\.HA Chi Minh;

- Cdn ct BiAn bin hgp Dai n,i OdnS Cij D6ng thudng niAn ndn 2020 (hdrh tdi chihh2019) cia Ngdn hang TMC? phdt biin Tp.Hd Chi Minh ngay l3/06/2020;

QUYfT NGHIi

Di6u 1. Th6ng qua B60 ceo cua Ban Ki6m so6t Ngdn hang TMCP ph6t t!i6n Tp.Hd ChiMinh (HDBank) nAm 2019 vd thdm tra b6o c6o tei chinh hqp nhAt cria HDBank2019. dinh kdm theo Nghi quy6t ndy.

Dilu 2. Nghi quy6t ndy co hiQu lgc ki t') ngdy kf.Thinh vi€n HQi ddng Qu,im tri, Ban Ki6m so6! Ban Didu hanh chiu riich nhiQm thihdnh Nghi quy& nay vd tri6n khai theo chtlc ndng, nhiQm qr pht hqp voi quy dinhph6p luat vd Didu l€ HDBank.

I DONG CO DONGTICH

THI BANG TAM

TflirilH86CHi

HANGttGAN

c0r.!

PHAT TRI

M-qli!,.- Nhv Diiu 2;- Website HDBank - Th6ng tin cii d6ng;- Llru YP.LD.

HDBanK coNG HoA xA Hor cH0 NGHIA vrpr NAMDQc lip - Tg do - Hgnh phric

(om kgl lqa l(h (oo nhCit

Sii: 08 /2020NQ-DHDCDTp. HA Chi Mihh, hgay 13 thtihg 06 ndm 2020

NGHI QUYETVd viQc th6ng qua 86o c6o Ki6m to6n tdi chinh hqp nhfi nlm 2019 cua HDBank do

Cdng ty TNHH Emst&Young ViCt Narr thtrc hien

D4I HQI DdNG c0 o6xc xcAt nAxc mrcr rnAr rrutN Tr.HO cHi MrNH

- Cdn ct Ludt uic Td chtc Tin dung s6 47/)010/QH12 ngAy 29/06/2010 vd Lwit sia d6i.bd sung n6 si5 diiu cia Lwit cdc Tii chic tl duhgsijlT/2017/QHl4ngdy20/11/2017;

- Cdk ct LuAt Doanh nghi,p sij 68/2014/QH13 ngay 26/11/2014;

- Cdh cti Lu,6t Chimg khodn sd zOlzOOA/9Al I ngay 29/6/2006 vd LuQt stla diii, b6 sungm,t si di|u cia Lutit Chtng khoan sii 62i201l/QH l2 ngdy 24/ I t/20 t2:

- Cdn c* Diiu lA hoot d6ng cia Ngdn hdng TMCP Phdt tri6n Tp.Hi Chi Minh;

- Cdn ct BiAn bdn hop Dqi H,i Ddae Cii D6hg thudng niAn ndm 2020 (ndm tdi chinh2019) cia Ngdn hdng TMCP Phdt tri6n T\.HA Chi Mihh ngdy 13/06/2020;

QUYT,T NGHI:

Didu 1. Th6ng qua 86o c5o Kiiim torin tai chinh hqp nhfi ntun 2019 cua Ngen hang TMCPPhet triSn Tp.Hd Chi Minh (HDBank) do C6ng ty TNHH Emst&young ViCr Narnlhuc hien. dinh kCm fieo Ngh! quytit nAy.

Di6u 2. Nghi quyilt ndy c6 hiQu lgc k6 tt ngay ki.ThAnh vi€n Hgi d6ng QuAn Al, Ban Ki6m so6t, Ban Didu hdnh chiu trdch nhiQm thihdnh Nghi quyiit nay vd tri6n khai theo chrtc ning, nhiQm qr pht hqp vdi quy <linhphrip ludt vd Didu l€ HDBank.

TM.D H0r DONG CO DONGTICH

BANG TAM

s

6oI.IGAN HAIG

ct4Ic0PHAT

TIiA!U-!Ab:.- Nhti DiAu 2;- Websi? HDBank - Th^ng tin cii d6ng;- L*u VP.LD.

HDBank e(om kdt loi i(h (oo nh6t

CONG HoA xA HOI cH(T NGHiA VIET NAMDQc lip - Tg do - Hgnh phric

STT CHI TIEU sO rrtN1 Lgi nhuin tru6c thu6 hqp nhdt nem 2019 5.018.413

2 Thuii thu nhap doanh nghiep 998.o',t9

Lgi nhu{n sau rhu6 hqp nhSt nem 20 19 (l -2)

4 415.568

Lqi nhqan sau thu6 thuQc sq htu cua c6 ddng HDBanknnm 2019 (3-4)

3.604.766

6 Trlch c6c quy cria HDBank 551.010

6.1 Qu! du trr bi5 sung v5n didu lQ 6%) 173.670

Qu, du phdng tai chinh (10%) 347.340

6.3 Qui phtic lqi 10.000

Sii: O9./2020,NQ-DHDCDTp. Hd Chi Minh, n4ay 13 thdng 06 ndm 2020

NGHI QITYTTV6 vipc thdng qua Phuong 6n phreoph6i-lqi nhu4r.r nlm 2019 vd Chia cd phi6u ph6t hanh tt

ngudn rh{ng du vdn cd phan

DAr Hor DdNG cO D6NG NGAN HANG TMcp PHAT TRrEN TP.HO cHi MINH

- Cdn ai LuA, cdc Ti ch*c Tin dpng.s6 4z/2010/eHt2 ngdy 29/06/2010 vd Ludr sio dtji.b6 sung mAt sd diqu cia LuAt cdc Td chtic tin dung s6 t z/2017/eH I I ngdy 20/ I t.2017:

- Cdn cfi LuQt Doanh kghi1p s6 68/2014/eHt3 ngay 26/11/2014;

- Cdn cti Lud, Chrhng khodn s6 70/2006/eHlt hgqy 29/6/2006 vd LuQt stia ddi. b6 sungmOt sd diiu cia Ludt Chtirng khodn sd 62/20t0/dHi 2 nsay 24/l t/20t i;

- Cdn c* Nghi dinh 93/2017/ND-CP ngay 07/08/2017 ti chd dO tdi chinh ddi voi cdc 16chtlc tin dltng, chi nhdnh ngdn hdng nudc ngodi yA gidm sdt tdi chikh, ddnh gid hieu quaddu u y6n nhi nudc tai i chtic tin d4hE do nhA nudc hiim gifr 100% tin diiu l€ vi t,jch*c tin dltng cd viin nitt mtdc;

- Cdn cti Diiu lQ hoqt d1ng cia Ngih hdng TMCP Phtit triih Tp.Hi Cht Minh;

- Cdh cti To Einh sd 37/2020ru-HDQT ngAy 0t/06,2020 v/v th6ng qua phuong dn pht)nphiii tqi nhudh ndm 2019 vd Chia cdihid; phdr hdnh ri nguin rn4ig au ,6n c6 pndn'

- Cdn ct BiAn bdn hAp Dqi HAi DinS Ci D6ng thuotg ni1n ndn 2020 (ndm tdi chinh2019) cia Ng.in hAng TMCP Phdt tiih Tp.Hi Chi Minh nsAy l3/06/2020:

QUYTT NGrq:

Didu 1. Th6ng qua Phuqng 6n phan ph6i lqi nhuAn nlm 2019 cira Ngdn hing TMCP Phattfii.n Tp.Hd Chi Minh GIDBank) nhu sau:

Don vi tinh: TriQu ding. ci phdn

NG

rjrhpt{

Tfl

5

/4,tt/3

3 4.020.334

Lqi ich cta c6 d6ng thi6u si5

5

6.2

62.437Trich quy c6ng ty con bhan thuQc sd hiiu ctaHDBank)

c,5 d6ng,1

2.991.320Lgi nhu{n ndm 2019 cdn l4i sau khi trich llp c6c quy (5-6-7)8

2.586.2s99 Lqi nhuan cdn t?i c6c nAm trudc chua chia

5.577.5',79Lqi nhuan c6 th6 sr.l dung dA chia cii tirc 2019 (8+9)10

980.999.97911 Sii c6 phi6u da phat hdnh

15.078.688t2 tio co phreu quy

965.921.291t3

0,0%Ti te chia c6 ffic bang tian m4t

0%Ti le c6 tric de t+m r.lng

o,ovo14.2 T! lQ c6 t(rc cdn phni chia th€m (14-14.1)

50.ivoly 19 cnra co tuc Da.ng co pnleu'15

1 5 1 Ti lC c6 tric da t4m rmg 00/"

t5.2 Ti lC c6 t{'c cdn phai chia them (15-15.1) 50,0%

l6 Lai chia c6 tfc bing tidn m4t/ c6 phi6u (13x(14+15)x10,000) 4.829.606

016.I c6 trtc da tqm img

16.2 C6 tuc cdn phei chia th6m (16-16.1) 4.829.606

7 4',7.97217

6.4 Qui HQi <ldng quan tri, Ban ki6m so6t

'&'1 Ttu. c hien khi Co quan Nhd nudc c6 thAm quyan chAp thuAn

Didu 2, Th6ng qua cric nQi dung sau:

l. K6 hoach phan ph6i lgi tric cho c6 d6ng h 65% th6ng qua viQc chia c6 tuc bing cdphi6u voi t!' l+ 50% ve chia l5% cd phi6u phdt han} ttr ngudn thang du v6n cd phinda tang v6n diau le']. viec chia c6 hrc nam 20 Iq vi chia c6 phi6u phet hdnh tu ngudnthqng du v6n c6 phan se thuc hi$n tdm 2 dgt (dqt I lA 30% vA dot 2 li 35%), tt quj4 n1lrr2020.

2. Phan lqi nhuan git lai sau khi de rhqc hifn chia c6 tuc nam 2019 sc duqc st dungvdo myc dich b6 sung viln cho hoat dQng cria HDBank.

3. Giao vd riy quydn cho HQi ddng Qudn trl vd Ngudi tlai di6n theo ph6p lu{t thgc hiQnc6c c6ng viQc li€n quan, bao g6m nhrmg kh6ng gi6i h4n c6c c6ng viQc sau:

a. Quyiit dlnh t6 chric thlrc hiQn chia c6 ttc vd c6 phi6u thudng vdo thdi dii:m thichhqu

b. BEn c4ni d6. viic chia cd tuc bing c6 phi6u vA ph6t hdnh cd phi6u thuong co thdse anh hudng dCn Ti L€ Hodn D6i C6 Phr,in HDBank trong giao dich s6p nhapPG Bank vao HDBa* nhu de rlQ trinh D4i hQi ddng c6 d6ry ruoc ddy, do d6 riyquydn cho HQi diing quin tr! xem xdt, quy6t dinh didu chinh tuong ung Ty LeHo6r D6i C6 Phan HDBank ney do viQc thlrc hi6n chia c6 ttc bing cd phi6u,ph6t hdnh c6 phi6u thudng vi b6o c6o lqi Dai hQi ddne c6 d6ng gan nhdl

c. Thuc hiCn cec tht tuc xin phdp Ngan hang Nhd nudc, Uy ban chrimg khoAn Nhnnu6c vd c6c Co quan hiru quan ktiic theo quy <linh cua ph6p luft;

20.000

2/3

56 cd phiiiu dang lrru hdnh (1 l-12)

l4

t4.t

Lqi nhufn cdn lqi chua ph,en ph6i (10-16)

&,/

d. Vd c6c c6ng viQc khdc c6li€n quan.

DiAu 3. Nghi quy6t ndy c6 hi€u Igc k6 tri ngdy kf.Thdnh vi6n Hgi ttdng Quin tri, Ban Ki6m sorit, Ban Didu hdnh chiu trech nhiQm thihnnh Nghi quydt nay va riCD khai theo chr?c neng, nhiem vu pht hqp voi quy dinhph6p lu6t vd Didu tQ HDBa*. iy//

Noi ,rharr: .- Nht DiAu 3;- Websie HDBonk - Th,ng tin ci d6hg:- Lw VP.LD.

DONG CO DONG 71/TJCH

BANG TAM

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HDBank * coNG HoA xA Hor cH0 NGHIA !.rET NAMDQc l$p - Tu do - H4nh phric

Com kdt lqi i(h (oo nh6t

55: lO 2020NQ-DHDCDTp. Hd Chi Minh, ngdy 13 thing 06 ndm 2020

xcnleurtrVa viec th6ng qua Phuong 6n chia c6 trirc bang c6 phi6u vd ph6t hdnh c6 phi6u thudng rf6 tnng

v6n dieu le ndm 2020

o4r ngr o0uc c0 o0xc xcAx nAirrc rMcp rHAT TRrtx rp.nd cui lrrxn

- Cdh ct Lu(it cdc Ti chric Tin dyng sil 47/2010,QHt2 nEAy 29/06/20t0 vd Ludr sia dii.bi sung mQr sri diiu cia Lu(r ctic Tii chtic tin fung sij 17/2017/QH11 ngay 20/t 1/2017:

- Cdn al LuAr Doanh nghiqp sii 68/2014/QHt 3 n?dy 26/ t t /2014;

- Cdn q, L!,$ Chtiug khodn sii ZOtZOOOtgm t ngdy 29/6/2006 td Lult sita diii, b6 sungnAt s6 diAu cia Lug Chting kllodn sij 62/2010/QH12 ngay 24/11/2012;

- Cdh ci Th6ng tu sii SOlZOltm-lUtUt'l ngay 31/12/2018 quy dinh yi hi so, trinh tt , thtitltc chiip th*in m6t sii n|i dun7 thay ddi cio ngtin hdng thiong mqi, chi nhdnh ngdn hdngrutdc ngodi;

- Cdn ctl Didu lQ hoat dOng cia Ngan hdng TMCP Ptuit iiAk Tp.H,i Chi Minh (HDBank);

- Cdn ct Td trinh sii 38/2020/TI-HDQT v/r th6ng _qua Phrnng an chia c6 rtc bing c6phiiiu rd ptuit hdnh cii phi6u thudng ttd rdng viin diiu lQ ndn 2020 ;

- Cdn c ! BiAn bdn h7p D4i HQi D6nq Cii D6.ng thudng niAn ndm 2020 (ndm tdi chinh2019) cia Ngdn hdng TMCP Phdt fien T7.HO Chi Minh ngdy l3/06/2020;

QUYET NGHI:

Didu 1. Th6ng qua Phuong rin chia c6 tuc brng c6 phiriu va phit.hi,rrh c6 phiiiu thuong d6

tnng Viin DiAu lQ nnm 2020. Theo d6, Vi5n Didu l€ cta HDBank tt9.809.999.790.000 !']\lD tdng len 16.088.488.180.000 VflD.

Cu th6 chi tiiit phuong 6n tlng V6n Didu l€ tai Td tdnh 38/2020,rm-HDQT ngdy0l/06/2020 dinh kem lheo Nghiquy6r nay.

Ddng thsi sria diii, b6 sung Kho6n I Di6u 15 tai Di6u l€ HDBank vd muc v6n <liiu19 moi tuong ung sau khi thgc hiQn honn tdt vifc tang viln diiu l€.

Diiu 2. Thdng qua nQi dung ty quydn cua D?i HOi Ddng C6 DOng cho HSi tlong Qurio tri vdNguoi tl4i diQn theo. ph6p lu{t cua HDBank quyet dinh tat ca van d0 li€n quan d6ndqt ptuit hanh, cU th6:

I . DiAu chinh phuong 6n st dpng v5n thu dugc tir dqt phdt hanh uong trudng hgp cirn

thi6t di! pht hqp vdi tinh hinh thgc t6, chi6n lusc dAu hr vA tlinh huong ph6t tritincua NgAn hang.

2. Chn elong x6y d\mg vd giai trinh hd so xin phdp ph6t hanh chtng kho6n gui cho

Ngan h}ng Nhd nubc Vigt Nam, ty ban ChLrng khorin Md nudc. Ddng thoi, chtaOlng aiAultintr ptruong ri,n phet ha,nh vd cdc hd so khrlc c6 li6n quan theo y€u cdu

4,21/2

cua Ngan hang Nhd nu6o Vi€t Nam, 0y ban Chtng khoan Nhd nudc vd cdc co quan

chtc ndng khac.

3. Lga chsn thoi ttitim thlch hqp d6 tri6n k.hai vi$c thgc.hiQn ph6t hnnh, bao.g6m.cdviQc b6 sung, chlnh sira, hoan chinh, lya chqn thoi <liiim phen ph6i c6 phi6u nha,m

dnm bdo viQc ph6t hinh dugc thuc hiQn mot c6ch hqp phip vd dung quy dlnh.

+. Quy6t dinh bO sung, chinh sria, hoan chinh toan b6 c6c v6n dd, nQi dung cua Phuong6n t?ing vi5n dinh kdm (bao gdm cn quy6t dlnh vd c6c nQi dung chua dugc tdnh baytrong Phuong an ting v6n ndy theo y€u cdu cta cb quan nhd nudc c6 thim quydn)vA hodn thiQn c6c hd so cin thi6t khric theo y€u ciu cua co quan nhd ntroc theo ciicquy dinh cria ph6p luit khi ti6n htuh thri t+c tang vtin didu lQ.

5. Ltra chqn thsi dii:m thich hqp d6 ch6t ngdy thpc hiQn quydn vd thoi di6m tridn khaivi$c thttc hiQn ph6t hanh.

6. ThUc hiQn c6c tht tUc can fii6t d6 tri6n ttrai Phusng dn ph6t hdnh da dugc duyet; xil! cd phi€u ld khi ptr6t hanh vd ph6n ph6i.

7. Thgc hifn tht tyc sria d6i. b6 sung Giiy phdp hoqt d$ng cua HDBan-k voi muc v6ndiiu )( m6i sau khi hodn 6t dqt phdt hAnh c6 phrin dd tang vrin diiu l€.

8. Sua diii cdc diau li6n quan tliin vi5n diEu lQ vd c,5 phin trong Diiu lf t6 chuc vd ho4tdQng cia Ngen hang sau khi hoan tAt dqt plxit hanh c6 phAn.

9. ThUc hien thri tuc tldng kj kinh doanh voi Sd K6 ho4ch vd Ddu tu Thanh phi5 HdChi Minh sau khi hoan tat dqt phet henh.

10. ThEc hien dnng lcj luu kj bii sung tAi Trung tam luu ki Chrmg kho6n ViCt Nam(VSD) vd niem y6r bd sung t4i So Ciao dlch Chthg khoan Thnnh ph6 Hd Chi MinI(HOSE) d6i voi toan b6 s6 ltrong cd phi6u theo k6t qui thgc ti: cua dqt ph6t hanh.

11. Cric c6ng viQc khric c6 lien quan viQc thgc hi6n ph6t hanh c6 ph6n <li! ting vdn tliiule.

Di6u 3. Nghi quy6t ndy c6 hiQu lgc kii tir ngdy hj.Thinh vi€n H6i ddng Quan tri. Ban Ki€m so6t Banhanh Nghi quyi:t nay vi tri6n khai theo chric nang,phdp lu"at vn Dieu le HDBanI. \.r\

Didu hdnh chju trich nhiQm thinhiQm l1r phir hqp voi quy dinh

EONG c6 D6NG

Ndr!L$!:- Nhn Diiu 3:- Website HDBank - Th6ng tin cii d6ng:- L'tu VP LD

TICH

L THI BANG TAM

NGANHANG

xxcdPHATTFIT

212

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odxc c6 oOrcCH

s6: I I /2020/NQ-DHDCD rp. Hi chi Minh, ngav 13 tluing 06 ndn 2020

ncruQwErvA viec thdDg qua Muc tht lao, phq cip chuy€n tr6ch cta H$i ddng QuAn lri. Ban Ki6m soet'

ve Quy hoat dong cua Hoi d6ng Qudn tri nam 2020

DAr nOI DONG cd o6nc xcAx n-ixc TMCP PHAT TFJEx rp.uo cni prtxn

- C,in ai Lu\it ctic Tii chic Tin dltng sii 47/2010/QH12 ngi.y 29/06/2010 vd Ludt sua d6i

bd,rng^itsiidii,"uaLuAtcdciichtlctindunesdlt/zotztQat4ngdv20/11/2017;

- Cdn cti Ltait Doonh nghi1p s6 68/2014/QH I 3 ttgitv 26/ I I /201 4;

- Cdn cti Diiu lA hoqr dfng cia Ng,in hdng TMCP Ptlit triin Tp.H,i Chi Minh;

- Cdn ci Td trinh sij 39/2020/ff-HDQT nsAy 01/06/2020 v/tt th6ng qua M*c rhi lao phlt

ciip chuyan trdch cia HAi dAng Q Lnn fii, Ban Kiim sodt, vi Qui hoqt dbng cia Hpi ddng

Suqn tti ndn 2020

- Cdn ai BiA bAn hap Dqi A6i ting Cii D4ng thnmg nien tudm 2020 hnm hi chinh

2019) cia Nsin hing TMCP Phit nien Tp.Hd Chi Minh ngay l3/06/2020:

QUYTT NGruI

Diiu l. Th6ng qua muc tht lao. phu cdp chuy€n tr6ch cta HQi d6ng Quan tri. Ban Kidm

soat, Quy hoet dong cua Hoi d6ng Qu.im tri nem 2020 cua Ngan hang TMCP Phet

td6tr Tp.'Hd chi Minh (HDBank), cu th6:

l. Mrtc tht lao, phu c6p chuyen tr6ch cua Hoi ddng Quen ri. Ban Kidm soAt HDBank

nem 2020 t6i da beng l,2o/.lqt nhu.en sau thu6 riCng le nam 2020 cua HDBank vd

duqc tinh vdo chi ph( ho$ tlQng nnm 2020.

2. Quy hoaj dQng cia HQi ddng Qu.im tri nem 2020 (huc hien oic c6ng uic xa hoi' trJ

thiQn cQng ddng.l: 20.000.000.000 (Hai muoi ri ddng). dugc rrich tir lqi nhuAn sau

thuit nnm 2019.

Diiu 2. Nghi quyiit nay c6 hi0u luc kri ttr ngdy k!.

Thinh vi€n HQi ddng QuAn ti, Ban Ki6m so6t, Ban Didu hanh chiu t6ch nhigm thi

hanh Nghi quy6t ney vd tri6n ktai theo chric ndng, nhiQm vu pht hqp v6i quy dlnh

ph6p lu$t va Diiu l€ HDBank.;r-.,7

/r),/

illl c0PNGAN

PHAT

THA

HO

BANG TAM

N i nhAt- Nlnr DiCu 2;- Website HDBonk - Th6ng lin cb itbnS;

- hru YP.LD.

NGHI QITYTTVa viec ri6ng qua nQi dung riy quytn cho HQi dt ng Quan tri sta <ldi. b6 sung ngi'ni ngh,i uni

doanh rai Didu I€. crip nhat cec thay d6i cua quy din.tr ph.ip lu{t t4i Di€u le- GiAy phdp. Ciay

ch[mg nhAn dAng ky doanh nghiQp cua HDBank vd sua d6i, bd sung Di6u lQ

D+I HOI DONG cO DoNc NGAN HiNG TMCP PHAT TRrtx rp.no cni urNn

- Cdn cti Ludt cric Td chuc Tin dltng sd 47/2010,QHt2 ncdy 29'06/20t0 vn Lu4t sia diibo sung nat sii diiu cia Luqr cdc Td ckhc rin dltng s6 l7')0l7tQH l4 ngay 20/ I lD9l7:

- Cdn cti LuAr Doanh nghiCp sii 68/20I4/8H 13 ngdy 26/ I I /2014;

- Cdn cti Diiu lQ hoat d1ng cia Ngdn hdng TMCP Phdt triin Tp.Hi Chi Minh;

- Cdn c* Td trinh sii ,tOtZOZOm-AOgf ngdy 01/06/2020, v/v Uy quvin cia DHDCD cho

HDQT

- Cdn ct BiAn bdn hap Dqi HOi DO^C CO Dbng thudng niAn ndn 2020 (ndm tdi chinh

2019) ctia Ngan hdng TMCP Phdt triin Tp.Hi Chi Minh ngity 13/06/2020;

QUYET NGHI:

Diiu l. Thdng qua nQi dung ty quydn cua Dai Hgi D6ng Cd D6ng (DHDCD) cho HQiddng

Quan-tri duqc sua d6i. bd sung cac nginh nghA kinh doanh. cap nh{r cdc t}ay d6i' b6

swrg quy dinh phiip luat t4i Diiu 16. pht hqp hoat dQng cua Ngan hangr theo do stad6i. bo sung Gdy phdp hoal dQng cua Ngdn hang. Ciay ch['ng ni{n dang ki.doadnghep ,a tIrU" f,iQt

"a" tfr" tu"

-pfrap ti-Urac tlEn quan ai5n viec sua d6i, b6 sung

ndy.

Didu 2. Neh quyiit nAy co hiQu lgc k6 tir ngdy ky vd h6t hiCu luc k:lli c6 Nghl quv6t kh'ic cua

DHDCD thay th€.

Thanh vi€n HQi d6ng Quan.rri. Ban Ki6m sodt. Ban

hdnh Nghi quyCt niry vir tri6n khai rheo chtc ning.ph.ip lu{t vd Didu lQ HDBank^,./

HDBanK(om kdt lgi ich <oo nh6t

56: 12 /2020NQ-DHDCD

Nd-t!!a!: .- Nht DiAu 2;- Website EDBonk - Th6ng tin c6 d6n8;

- Lnt W.LD.

CQNG HOA XJ. HOI CHi] NGHiA VIPT NAMDQc lfp - TU do - H4nh phfc

Tp. Hi Chi Minh, gtty 13 thtihg 06 ndm 2020

Didu hanh chiu tr6ch nhiem thinhiem vu phir hqp voi quy dinh

TM.D HOr DONG cO DoNc k2U TICH

rjdr6$xcdNGiNHAIG

PHAl

BANG TAM

CQNG HOA XA HQI CHi] NGHiA }.IET NAMD{c lip - TU do - Hqnh phtc

Tp. Hi Chi Mikh, hgdy l3 thring 06 ndm 2020

NGHI QITYT,TVi vigc th6ng qua nQi dung ty quydn cho HQi <rdng Quan ri

quyiit dinh c6c v6n dd [€n quan ttiin ho4t dQng dAu tu, mu4 brin tid san cta Ng6n hAng

DAI HoI DdNG cO DONG NGAN H,iNc rMCp pHliT rRrtx rp.nd cni mxn

Cdn ct BO LuAt Ddn su sii 91/2015/8H13 ngdy 24/1 t/2015;

Cdn ct LuQt ctic Tii ch*c Tin dung sii 47/2010/QH12 ngi\ 29/06/2010ll, Ludt s*a ddi,

bii sung mQt sii tlidu cia LuAt cdc Tii chttc tin dung sii 17/2017/8H11 ngdy 20/1 1/2017;

Cdn a? LuAr Doshh nghiep s6 68/2014/QH13 ngdy 26/11/2014;

Cdn c* Ludt Ch ng khodn sii Z1tZOOA/qru I ngdy 29/6/2006 vtt LuSt sva ddi, bi sung

mft sii diiu cia Ludt Ch*ng khodn sii 62/2010/QH12 ngdy 21/1 t/2012;

Cdn ai Diiu lC hoat dAng cia Ngdn hing TMCP Phltt t dn Tp.Hi Chi Minh;

Cdh c* Td trinh sii 10/2020/rI-HDQT ngdy 0l/06/2020, v/v 0y quyin cia DHDCD choHDOT

Cdh cti BiAn bdn hop Dqi H\i D6ne Ci D6ng thto g niin ndm 2020 @dm tdi chinh2019) cia Ngdn hing TMCP Phat triin Tp.Hd Chi Minh ngiry 13t06/2020:

QUYTT NGHI:

Ditu l. Thdng qua nQi dung ty quyEn cua Da HQi D6ng Cd Ddng cho Hgi ddng Quan triduqc:

L Quyiit dinh thdnh lip ho{c mua l4i c6c c6ng ry con. c6ng ry li6n k6t dd thgc hifn c6c

ho+t dQng kinh doanh tlugc phep theo quy dinh cua ptlip lu{t.

2. Quyilt dinh dAu tu, mua, b6n rdi sa,n cua Ngan hang c6 gi6 tri d6n 50% viln diAu 1€

cua Ng6n hang ghi trong beo ceo tdi chinh tta duqc kidm toan gan nhit.

3. Th6ng qua c6c hqp ddng c6 gie tri tr€n 2oyo tttt lC,. so vsi v6n t du lQ cria NgAn

hdng ghi trong b6o c6o tli chinh dd dugc kidm to6n gin nhit gita Ngan hAry vdic6ng ty con, c6ng ty lien k6t cua Ngan hang.

Diau 2. HOi d6ng QuAo tri c6 hAch nhiem tuar tht quy dinh cua Lugt c6c T6 chrtc tin dpng,

cric quy tlinh ph6p luSt li6n quan vd hu6ng din cta NgAn hang Nhd nudc k:hi thgc

hifn cdc c6ng vifc dugc ty quyin n€u t4i DiAu I Nghl Quy6t ndy.

Ditu 3. Nghl quy6t ndy c6 hiQu luc k6 ti! ngdy kj vd hil hiQu lyc khi c6 Nghi quy6t khdc cua

DHDCD thay thi!.

1/2

HDBank *Com k6t lqi lch (oo nh6t

S5: 13 /2020NQ-DHDCD

a/'

Thdnh vi6n HQi diing Quan td, Ban Ki6m so6t, Ban DiAu hinh chiu tr6ch nhiem thi

hanh Nghi quyiat ndy vd tri6n ktai theo chtlc nIng, nhiQm qr pht hqp voi quy dinh

ph6p luit vd DiAu 16 HDBanh"/

Noi nhdn:- Nhn Diiu 3:- Website HDBank - Th6ng tin cd itang;- Ltu YP.LD.

DONG CO DONG br'TICH

BANGTAM

2t2

,'

HDBank ''Com k6t lqi :(h (oo nh6l

coNc HoA xA HQr cn0 NGHIA uEr NAMDQc lip - Tg do - Hgnh phtc

Sri: l4 /2020NQ-DHDCDTp. Hi Chi Minh, ngdy 13 thting 06 ndt l 2020

xcul euvf,rVd viQc th6ng qua nQi dung ty quydn cho HOi ddng Qurrn td

quy6t dtnh cac ,6n ad li€n quan diln C6ng ty con, C6ng ty li6n k6t

o4r ugr ooxc c6 odxc xcAx nArc rMcp PHAT TRrtN Tp.Hd cHi MrNH

- Cdn c* BA Ludt Ddn str s6 91/2015/QH13 ngdy 21/11/2015;

- Cdn c* LuAt ctic Tii chtic Tin dyng.sii 47/2010/QH12 ngdy 29/06/2010 yd Luqt s&o dii,bd sung mAt sO diAu cia LuAt cdc T6 chtic tin dVhg sA l7/2017/8H14 hgqy 20/l1/2017;

- Cdn c* Lujr Doanh nghi1p sii 68/2014/QHt3 ngoy 26/11/2014;

- Cdn c* Didu lQ hoat d,ng cia Ngan hAng TMC P Pttdftrian Tp.Hi Chi Minh:

- Cdn c* Td trinh si; 40/2020m-HDQT ngdy 01/06/2020. v/v Uy quyen cia DHDCD choHDQT

- Cdn ct BiAn bdh hAp Dqi HAi DAng C6 Ddng thtrong niin ndm 2020 (ndm tdi chinh2019) cia Ngdn hdng TMCP Ph.it riin Tp.H6 Chi Minh gqy l3/06/2020:

QUYTT NGHI:

Didu 1. Th6ng qua n$i dung ty quydn cua D4i HOi Ddng C6 D6ng (DHDCD) cho Hqi dt ng

QuAn fi duqc quy€t dinh viQc chuydn nhugng phdn v6n g6plc6 phan ctu C6ng tycon, C6ng ty li€n kiit; quy6t aim viQc mua, br6n, chia, tech, sap nh6p, hqp nldt.chuyiin dili htDh thtc phdp li, giai the ho4c md tht tuc phe san C6ng ty con, C6ng tylidn krit cua Ngdn hAng; Ddng thdi kj kA c6c vdn be& thuc hien c6c tht tuc li6nquan dd hod,n tAt cric c6ng vifo ndy theo quy dinh cua phSp luAt, cua NgAn hang Nhdnudc, cta Uy ban chtng ktrcdn.

Diiu 2. Nghi quy6t nay co hiQu lgc kd ru ngny ki ve h6t hieu lyc khi c6 Nghj quydt khdc ciaDHDCD thay th6.

Thdnh vidn HQi ddng Quan tri, Ban Ki6m so6t, Ban Eidu hanh chiu tr6ch nhiQm thihnnh Nghi quy6t niy vd tridn khai theo chric nang, nhiQm ru pht hqp voi quy dinhphdp ludt vn Didu lg HDBanl./+-/

TM.DAI HOI D6xc cd o6xc ,:,TICH

Noi ahin: .- NhliDieu 2:- Website HDB. k - Thdng tin cd d6ng;- Ltru VP.LD.

HA!GNGAN

c0$Al

PHATlT

BANG TAM

Com kZt lgi i(h coo nh6t

56: 15 /20204IQ-DHDCDTp. Hi Chi Mikh, ngdy 13 thdng 06 ndn 2020

NGIII QUYETVi: vi(c thdng qua nQi dung i1 quydn cho HQi ddng Quan tri

quy6t dinh cric vrin dd [€n quan d6n chiiSn luqc ph6t trii:n HDBank

DAr HQr DoNG cO DoNc NGAN H-iNG TMcp PHAT TRrtu rp.ud cni urmr

Cdh ctt N Lu DAn su sii 91/2015/QH13 ngdy 24/11/2015;

Cdn cti L&?t ctic Tii chirc TIn dlng sii 17/2010/QH12 ngdy 29/06/2010 vd Ludt s*a ddi,bii sung uft sii diiu cti,q Lltit ctic Tii chtic tin dukg si; 17/2017/QH11 ngdy 20/1 l/20I7:

Cdn c* Lu$t Doanh nghi1p sd 68/201{/QHt 3 ngdy 26/1 1/20 t 4;

Cdn c* L At Ch mg k'hodn s6 70/2006/QH11 ngdy 29/6/2006 vd LuA.t sia ddi, bd sungn^t sii diiu cia Lu\i, Chlmg khodh sii 62/2010/QH12 ngay 24/1 t/2012:

Cdn ct Diiu lQ hoqt dfng cua Ngdn hdng TMCP Phdt t dn Tp.H,i Chi Minh;

Cdrl cti Td trinh sii 40/2020/ff-HDQT ngtry 01/06/2020, v/v ty quyin cia DHDCD choHDQT;

Cdn c,i! BiAn bdn hAp Dqi H,oi Ding Ai Ddng thuong ni1n ndm 2020 @Am hi chinh20l cia Ngdn hdngT|4CP Phdt triinTp.Hi Chi Minh ngity t3/06/2020:

QUYTT NGHI:

HDBank'

Th6ng qua nQi dung riy quyAn cua E4i HQi Ddng C6 D6ng (DHDCD) cho HQi tldng

Qudn tri duqc:

Hodn thiQn chi6n lugc ph6t triiin HDBank gi ai doqn2}l't-2021.

Dugc phdp linh hoat didu chirh, b6 sung c6c nQi dung co bin cia chi6n lugc kinhdoanh ttii pht hqp voi thgc t6 plxit hi6n cua HDBank, phi hqp vri m6i trudng kinhdoanh vd xu th6 phrit tri6n cta ngdnh cflng nhu tuAn tht cic quy dinh cua phAp luattrong qu.i rinh )dy dung vd thgc hifn chi€n lugc kinh doanh.

Lga chgn nhd diu tu chi6n luqc. Dam ph6n, thuorg luqng vd k! k6t cac hqp ddng,thda thu{n hqp t6c vdi c6c nhd ddu tu chi6n lugc dugc lya chgn.

Linh ho4t didu chinh, b6 sung cric chi ti6u quan tri chri y6u d6 d6p ung kip thoi v&tinh hinh thuc t6 vd c6c di6n bi6n cua thi truong, ddng thdi brio crio l4i cho Cti d6ngbi6t.

Quyilt <[nh viQc chtit, didu chinh tj lQ sd h['u cua nhd dAu tu nuoc ngoai tei ttDBanktheo quy dinh ph6p luet ve ddm bdo lgi ich cao nhit cho HDBanI c0ng nhu cdc cdddng cua HDBankl thyc hi(n c5c tht tqc cin thidt t4i cdc co quan nhd nuoc c6 thim

Diiu 1.

l.

2.

3.

4.

5.

1/2

CQNG HOi XA HOI CHO NGHIA !'IPT NAMDQc l$p - Tg do - Ilgnh phric

quyAn dd kh6a, di6u chtnh ti lQ sd h(tu cta rhd tl6u tu nudc ngo]i theo tlDh hinhthgc t6 vA chi6n lugc ph6t tri&r cua HDBank.

Didu 2. Nghi quy6t nny c6 hieu luc kd u ngey ky vA h6t hieu luc khi c6 Nghi quydt khic c'laDHDCD thay th6.

Thinh vi6n HQi ddng Qudn tri, Ban Ki6m sorit, Ban Didu hanh chiu tr6ch nhiQm thihini Nghl quyiit ndy va tri6n khai theo chric ndng, nhiem vu pht hqp vdi quy dinhptr,ip luQt vn Ditu lQ HDBank.

CO DONG

Noi ahln:- Ntu Diiu 2:- websile HDBonlc - Th6ng tin cii dbng;- Lttu YP.LD. BANG TAM

2/2

(om k6t Iqi l(h coo nh6t

CONG HOA XA HQI CHi] NGHiA !'IET NAMDQc lip - Tq do - II4nh phric

36: l6 /2020/NQ-DHDCDTp. Hi Chi Minh, ngdy 13 thting 06 ndm 2020

NGHI QUY6T

HDBanK

DdNG cO EONGTICH

NGAN ANGH

c0IAUdilo

PHAT T8

T

sAxc rAM

Va vi6c th6ng qua nQi dung ty quydn cho HOi ddng Quin tri tham gia chuong trinh lii co c6u

DAr Hor DONG cO odxc xcAx nixc rMcp PHAT TRrtN rp.HO cHi MrNH

- Cdn c* BA LuAt DAn str sii 9 201s/eHt3 ngiry2Ujt/2015;

- Cdn ct L At cdc Tii chric Tin dltng sii 47/2010/eHt2 hgdy 29/06/2010 rA Ludr sia d(ji,bd sung m1t sii diiu cia LuAt cdc T6 chic tin dung sii 17/2017/eHl4 ngay 20/l j/2017:

- Cdn c* LuAt Doanh hghi1p sii 68/201UQH\3 ngay 26/t I/2014;

- Cdn c* Diiu lQ hoa dQng cia Ngdn hdng TMCp phdt tridn Tp.Hi Chi Minh;

- Cdn c* Td binh sii IOtZOZOm-nOqf ngdy 0t/06/2020, v/v 0y quyin cia DHDCD choHDQT:

- Cdn cri BiAn bdn ho. p Dqi n,6i Oing Ci; DAng thudng niAn ndm 2020 (ndm tdi chihh2019) cia NgAn hitng TMCP Phdt ttiiin Tp.Hi Chi Minh ngdy 13/06/2020:

QUYET NGHI:

Dilu l. Th6ng qua nQi dung ty quydn cria D4i HQi Ddng C6 OOng cho HQi ddng Qu6n triduqc tham gia chucmg tdnh tii co c6u ng6n hang thuong mqi trong hf thdng cric

Ngen hary thuong mAi theo chi truong cria Ngan hang Nha nu6c ViCt Narn. Theo

do. HQi ddng qu.in tri duqc d6p xic. lam viQc. kj k6t cac lhda thu{tr nguydn t6c. van

brtur ti€n quan v6i c6c d6i tdc dd n6m bit cdc co hQi mang 14i hiQu qua cao, pht hgpvqi chien lugc ph6t tden cua HDBank vA b6o c6o Dai hoi dOng c6 d6ng th6ng qua.

Didu 2. Nghi quy6t nny c6 hiCu lrrc k6 tu ngdy ki va hdt hieu luc khi c6 Nghi quy6t kh.ic ctaDHDCD thay thi5.

Thinh vi6n HQi ddng Qu.in t!, Ban Kiiim so6t, Ban Didu hanh chiu trach nhiem thihanh Nghi quy5t nny vd tri6n khai theo chrlc nlng, nhiQm qr phr) hgp voi quy dinh

Dhap lual ve Didu le HDBan-k.nv

Nni nh^n:- Nhu DiAu 2:- Website HDBank - Thdng tin cO d6ng;

- Ltu VP.LD.

CONG HOA X,{ HOI CHTI NCHiA VIET NAMD$c lip - TU do - H4nh phric

(om k6t I i(h (oo nh6t

S5: 17 /2020NQ-DHDCDTp. Hi Chi Minh, ngdy 13 thdng 06 nnm 2020

NGHI QUYf,T

hdnh Nghi quyrit nAy ve ridn khai chric nang, nhiQm vu phr) hqp voi quy dlnh

phrip lu4t vd Didu l€ HDBank

I DONG c6 D6NG

Vi vifc th6ng qua n$i dung ty quyln cho HQi ddne Qu.iLn tdquy6t dinh c6c v6n dd li€n quan d6n cic giao dich voi d6i t6c

Dd,r HQr DoNG c0 D6NG NGAN HANG TMCP PHAT TRrtx rp.no cni mxn

- Cd\ cti BO LuAt Ddn str sti 9U2015/QH13 ngay 24/1t/2015;

- Cdn c* Lu,At clic Tri chtlc Tin d4ng sii 47/2010/QH12 nscy 29/06/2010 vd Lu,it s*a dii.bii sung DrAt sii diiu cia Lwit crirc Tij ch*c tin dung sij l7/2017/QH14 ngiry 20/l 1/2017:

- Cdn c* Luqit Doanh ghiCp sd 68/2014/QH13 ngdy 26/1 1/2014;

- Cdn al Diiu lQ hoqt dlng cia Ngan hdng TM1P Phit ttin Tp.Hi Chi Minh;

- Cdn ct Td tinh sii IOtZOZOm-nogf ngiry 01/06/2020, v/v (ly quyin cia DHDCD cho

HDQT;

- Cdn cti BiCn bdn hap Dqi HAi DOng Cd Ddng thwmg nien nan 2020 (ndm fii chinh

2019) cia Ngdn hdng TMCP Phtit Dian Tp.Hi Chi Minh ngav l3/0612020:

QTTYTT NGHI!

Didu 1. Thdng qua nQi dung ty quydn cua Dai HOi Ddng C6 DOng (DHDCD) cho H$i ddng

QuAm ti dusc th6ry qua c6c giao dilh v6i Ng;di li€n quan thuQc thAm quydn cua

Dsi HOi Ddry C6 d6ns.

Di6u 2. Nghi quydt nny c6 hiQu htc kd ttr ngiy ki vd hiit hieu luc khi c6 Nghi quv6t kh.ic cua

DHDCD thay thii.

Thnnh vi€n H$i <t6ng Qu,in tri, Ban Kilm so6! Ban Didu hnnh chiu tr6ch nhiQm thi

HDBanK

Noi hAn:- Nhu Diiu 2;- Website HDBank - Thdng tin cd at6ng:

- Ln/ ,/P,LD.

TICHicaN AI.IGH

c0$lPHNT

08

s

L THI BANG TAM

ay'

coNG HOA x.( Hor cHir NGHiA vlET NAMDQc l6p - Tq do - Hgnh phuc

Com kdt lqi l(h (oo nh6t

S5: ls /2020NQ-EHDCDTp. Hi Chi Mihh, gdy 13 thdng06 ndm 2020

NGqQUYfTVd vi€c th6ng qua ngi dung uy quydn cho Hgi ddng Quan tri lya chAn dcm vi kiam todn dQc tap

D{I EOI EONG C6 DONG NGAN H,I,NG TMCP PHAT TRIIN rp.rrd crri urNrr

HDBanK

Cdn c* Lu t criLc Ti ch*c Tin dung.s6 17 201l/QH l 2 ngdy 29 06.2010 vd Lu(it stu iii.b6 sung mq s6 diiu cia Luft cdc Td chtc tin duhg sij 17/2017/QH11 nsdy 20/11/2017;

Cdn cfi LuAt Doanh nghiep sd 68/2014/QHl3 ngdy 26/11/2014;

Cdn ct Ludt Ch ng khodn sii ZOTZOOA/9AI I ngay 29/6/2006 vd Lu,gt sita d6i, bd sungt l^t sii di;u cia Lud Ch&ng khodn s6 62/2010/Qi12 ttgdy 24/11/2012;

Cdn c* Diiu lf hoqt dfng cuo Ngtih hAng TMCP Phdt dAn Tp.HA Chi Mihh:

Cdh cti Td trinh sd 10/2020/U-HDQT ngdy 01/06/2020, v/v Uy quyin cia DHDCD choHDQT;

Cdk ct, Bien ban hsp Dqi HQi DOng C6 Ddng thudng niin ndh 2020 tkitn hi chinh2019 cia Ngdn hing TMCP Phat niin Tp.Hd Chi Minh ngAy l3/06, 2020:

QUYTT NGHI:

Didu 1 Th6ng qua nQi dung ty quydn cta Dai HQi Ddne C6 Ddng cho HQi ddng Quan tridugc lga chgn Don vi kiiim toan dQc hp dip img didu kiQn theo quy dinh phep ludt,

c6 uy tin, k:he neng vd kinh nghiem trong linh rlrc hoqt dQng ngdn hang dd thyc hi(nkiiim torio b6o c6o tai chinh n5m 2020 cia HDBank.

Di6u 2. Nghi quyiit ndy c6 hiQu \rc k6 tu ngdy ki vd h6t hiQu lua kni c6 Nghi quy6t khdc cua

DHDCD thay thi5.

Thdnh vi€n HQi d,5ng Quin trj, Ban Kidm sodt, Ban Didu hanh chlu tr6ch nhiQm thihanh Nghi quy6t ndy vd tri6nph6p luit vd Didu l9 HDBank

khai chtc ndng, nhiem vu pht hqp voi quy dinh

DONG CO DONGTH

G

pHAr'[

TH

BANG TAM

atgNoi nhAn: .- Nlw DiAu 2:- Website HDBank - Th6ng tin cii d6ng;- Lttu VP.LD.

aCONG HOA X-4. HOI CHU NGHiA VIET NAM

DQc lip - Tg do - Hgnh phtcCom kdt lsi i(h (oo nh6t

56: 19 /2020.NQ-DHDCDTp. Hi ChI Minh, hgdy 13 ttulng 06 hdn 2020

NGHIQUYtTVa viec DHDCD uy quydn cho HDQT quy6t dinh vifo mua lai c6 phdn da duqc b6n

D+I HOI DONG cO DONG NGAN HANG TMCP PHAT TR]tN TP.HO cHi MINH

- Cdn ai LuAt cdtc Tii ckk Tin dang.sii 47/2010/QH12 ngdy 29/06/2010 va Lu. sno.l6i,bd sung mAt sO dieu cia Luit cdc T6 ch*c tin dlng sb l7/2017/QHll ngdy 20/11/2017;

- Cdn cti Luit Doanh nghiep sd 68/20I4/QHI3 ngdy 26/ I t /2014;

- Cdn cti Lugr Ch*ng *hodn s6 zon^1c,Qntt ngay 29t6/2006 vd Lwit sia d6i. bi sungm1t si; di^u cia Lu,At Chti'hg khodn sd 62/2011/QH l2 ngay 24t I t/2012:

- Cdn at Diiu lQ hoqt tlQng cia Ngdn hing TMCP Phdt triih Tp.Hi Chi Minh;

- Cdn ct Td trinh sd 40/2020m-HDQT ngay 0l/06/2020. v/v lJy quyin cia DHDCD choHDQT;

- Cdn ct BiAn bdn hqp Dqi H,i D6ns Ci Ddng thtdng ni?n ndm 2020 (hdm titi chinh2019 cua Ngt h hdng TMCP Phat triin Tp.Hri Chi Minh ngdy l3/06/2020;

QUYTT NGHI:

Diiu l. Th6ng qua nQi drmg ty quydn cua Dei HOi DAng C6 Ddng (DHDCD) cho Hoi d6ng

Quan tri xem xdt, quidr ai* Oong qua viOc mua lai co pni" aa Uan voi didu kiQn

kh6ng lim giAm viin tti6u l0 cua HDBank theo quy dinh cta ph6p luflt.

Didu 2. Nghi quyiit nAy c6 hieu luc kia tu ngdy ki vd hi:t hieu luc khi c6 Nghi quyiit kh6c cua

DHDCD thay the.

Thnnh vi€n HOi d6ng Qu,iur tri, Ban Ki6m so6t, Ban Didu hdnh chiu tr6ch nhi€m thiha Nghi q nav vi tri6n khaiuyqr

Di6uchtc ning, nhigm vu pht hqp voi quy dinh

ph6p lu{t vd lq HDBaDk.

TM.DAI HOI DdNG CO DONG

HDBanK

Noi nhAa: _

- NhuDiAu 2;- Webiite EDBank - Th6ng tin cii ddng:

- LN YP.ID.

8qoa o

5PHAT IR

NGANHANG

THtloarGxll cd

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HDBank * CONG HoA xA HOI CHIT NGHiA vI4T NAMDQc lip - TE do - Hgrh phfc

Tp. Hd Chi Minh, ngdy t3 thdng 06 ndrr, 2020

xcr4 quvf,rVi vifc th6ng qua Phuong iio chao b6n. pb6t IAnh trdi phi6u lai nuoc ngodi. ohtroos iin sri dunpvdn huy d$ng tu chao brin. phrit hdnh tnii phi6u ai nudc ngodi. va nie."Ve, ,i"i pf,i5, ,a; ,a gJi

dich chfmg kho6n nudc ngoii cria HDBank

DAI Hor DoNc cO DONG NGAN HANG TMcp PHAT TRrEx rr.nd cni lrnn- Cdn ai Lu(it ctic T6 chtic Tin d\ng-sii t7/2010/eHl2 ngtry 2g/06/20j0 vd Ludt stia daji,

bdsungnAtsddiquct'aLtkitcticTAch*ctindyngsiitTt20lztgHt4ngdy20!t20t7;

- Can cy !,1tdr Ch ng khodn s6 70/2006/eHl I ngAy 29.6/2006 va Ludt suo doi, b6 sung,hAt si d iiu cia Ludt C h ng khoan s6 62 r20 I o/QH I 2 ngay 2 I / I I 20 I 2 :

- Cdn c* LuQt Doanh nghiep sij 68/20t UeHl3 ngiy 26/l t/2011;

- Nghi dinh sd 58/20l2 ND-CP ngay 20,07/2012 cia Chinh phi quy dinh chi tiA rA h*onsdin thi hAnh m6t s6 dieu cid L.udt Chi g khodn vd Ludt sua ddi, bi sung n6r sii diiu ciiLugt Chtlmg khodn (stia diii, bd sung) ;Nghi dinh sii 163/2018ND-CP ngay 04/12/2018 cia Chinh phi quy dinh i phtitttdi phi6u doanh nghi|p;

Com k6t lqi i(h coo nh6t

56: 20 /2020NQ-DHECD

Cdn c* Diiu lQ hopt dQng cia Ngdn hdng TMCP Phtit tridn Tp.Hd Chi Minh (HDBakk),

quaCdn c* Td tinh 56 1t t2121rffr-HDBank HDQT k4dy 0t/06/2020. v v thinsdn chdo ban, phrir hanh tdi phiiu tqi nuoc ngodi, phuong tin s* d4ng viichdo kin, phdr hdnh rrai phidu Qi nroc ngoai, vd niiu yir trdi phiiu tqichtittg khodn mrdc ngodi cia HDBqnk

- Cdn c* BiAn ban hop Dqi HAi Eing Cii DQng thudng niit nam 20)0 (ndm tdi chinh2019t cia Ng)n hang TMCP Phdt ftien Tp.Hi Chi Minh ngay l3/06/2020:

QUYITT NGHI:

Didu l. Th6ng qua Phuong 6n chdo brin, ph6t hdnh hdi phii:u t?i nudc ngodi, phuong rin srid\mg v6n huy dQng tat chdo bdn, phdt hdnh trrii phi6u t4i nu6c ngodi, va niem ydt trriphieu tei sq giao dich chtmg khoSn nudc ngoai cta HDBank voi c6c nQi dung cobin sau:

1. Ti5 chtc ph6t hanh: NGAN HiNG TMCP PHiT TRrtN TP. HO cHi MrNH;

2. TCn gqi vd hinh thfc Tnii phi6u: Trrii philiu s6 dugc pllit hanh t4i nudc ngoai theo

Chuong tdnh Eulo Medium Term Note (sau day gQi E "Chuong tritrh EMTN");

3. Loai hln.h Trai phi6u: trdi phi6u khdng ctruydn d6i. kh6ng c6 tAi sdn bio dim. khdngkdm theo chung quyin. ihi ri6r cu rh6 ttme lo4i hinh Tr6i phi6u s€ do HQi ddng

Quy6t dinh ttry thuQc vdo di6u kiin ttri trudng t4i tung thoi diam ph6r htuilt.

4. Ddng tidn pllit hanh: D6 la My (USD);

huy dfng tisd giao dich

tr,

t6ol

GAN HlIlr(

PfliTTNTflinH F

HdcHic

t/3

6

5. Thoi sian oh6t hani: du ki6n duqc thgc hiQn trong thoi gian lt 2020 din 2024' +i# fli; ffit#il.u-,t'.i J. trir Jiiie q''a' ri qlv6r ainn phr'r thuQc diiu kifn

thi trudng vir cric chip thudn. phd duy€t cta cs quan nhd nuoc co tharn quyenl

Tdns sid ri oh6t hnurh: du ki6n t6i da I 000.000.000 USD (Mot lit anh',iQt ttoic nt iiu lAn vA ty quyln cho HQi d6ng qun'n tri quydt

hdnh cua ttng dO phet hdnh.

Phuong rhfc ph6t hinh: pfxit hanh ra thi trudng qu6c t6 theo phlong ttruc {yn9.;6(book-6uildingt hoic cric hinh thuc kh6c pht hgp vdi t4p qua'n rhi trudng trdi phi6u

qr6" 6. ttn "-o.a

io v6n cua t6 chric thu x6p pfuit hdnh:

Ki han Trrii phi6u: dg tl6n t6i thi6u 3 nem va r6i da l0 nim. k6 tt ngiv phrir hinh;

Ciao vd ty quydn cho Hoi ddng quan tri xem xdt. quyEt dinh k, han cu thC cia trei

phi6u cira tirng dqt ph6t hanh;

Lai sudt Tr6i phi6u: Ltri sudt cua Tniiphi6u cta lmg dqt phdt hdnh ld lai suir cd

dlnh hoac mtc lai suit khdc do HQi ddng qudn trt quydt dinh phu thudc vio di6u

kien thi trudng t4i thoi di6m ph6t hanh;

Thi truong phft hanh. noi ni6m y6t Tr6i phi6u:.Tr6i phiiiu duqc ptr,it hanh ra thitrudng qu6i t6 cho cdc nhd dAu tu ngoai tanh thi5 Hoa Ki vA ni€m y6t t4i Sd Giaodich Chring kho6n Singapore ("SGX-ST").

C6c noi dung khac theo Td trinh sii 4ll202Ofmr-HDBank.HDQT ngdy Ol/06D020,dinh kdm theo Nghi quyi5t ney.

Giao vi riy quydn cho HQi ddng Qu,rLn tri todn quyAn quyiit tlinh vd thuc hien tit cav6n dd vd c6ng viQc can.ttri6t tlen quan a6n viQc thi6t l{p Chuong hinh EMTN, chdoban. phet hanh Tmi phi,!u. dang ki ve niCm y6t Chuong trinh EMTN vn Tnii phi6undu tai Td rrinh. bao gdm nhmg kh6ng gioi h4n cdc cdng vifc cr,r th6 sau:

Quy6t dinh nQi dung chi dit Phuong 6n Phdt hdnh ve quyiit dlnh c6c vAn dir 1i6nquan d6n viic thi6t lap Chuqng trinh EMTN ve phdt hdnh Trrli phi6u bao gdmnhrmg kh6ng gi6i hqn:

a. q 'y6t apl cac aidu khoan vd ifidu kign cU thd cua Chuong trini EMTN vd Tniiphi€u theo Phuong an Phdt hAnh..thdi diem. plxit hdnh Trrii phidu. kh6i luqngTrdi phidu ph6t hi,nh thgc 6. lAi suAt Tr6i phi6u cua trmg dqr ph6l hanh. lua chonc6c b€n tu vlin vri thu x6p c6c khodn phi, chi phi li6n quan d6n vifc thi6t ldpChuong trinh EMTN vi ph6t hanh Tr6i phi6u;

b. Ddm ph6n, quyilt dinh, hi ktt va t6 chtc thuc hiQn cric hqp ddng, rhda rhuan, tailiQu li€n quan diln viec thi6t l4p Chuong trinh EMTN vt phdt hdnh Tnii phi6uvoi ciic co quan. t6 chuc. ca nhan c6 li€n quan lbao gdm cd ir4c Mn nr vinlj

c. Trao ddi vn gini trini voi cric co quan. t6 chuc c6 thdm quydn vi hd so thi€t lipChuong trinh EMTN vd ph.it harth Tr6i phi6u;

d. Quyiit dinh sta d6i, b6 sung, didu chinh Phuong rin Ph6t hdnh va,/hoec cac tdili6u_ kh6c lien quan di:n viQc thiil bp Chuong trinh EMTN vd phrit hdnhTraiphii5u trong tnrong hgp cin thi6t;

e. Quy6t dinh viQc mua lai Tlii phi6u tru6c h4n;

f. Cdc v6n da kh6c li€n quan diin Chuong tinh EMTN vA Tr6i phi6u (ni!u c6);

Quy6t dinh cric v6n dd [€n quan d6n viic st dqng v6n huy dQng trr viec phdr hdnhTrrii phiiiu (bao gdm cA viQc sta d6i, b6 sung, didu chinh k6 hoaih sri dung viin huydQng tt6);

D6 la Mi), ph6t

dinh gi6 tri phtit

7.

8.

9.

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l.

2.

2/3

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3. Quy€t dinh vifc ding lcj. nidm y6t Chuong rinf! EMTN vA Tr6i phidu vd rd chucrriCJr !1rl rlgc hifn cdc.c6ng vi6c lidn quan d6n vi(c dang ki va niem 16r Chuongtrinh EMTN vd Trrii phi6u. bao g6m nimg kidng gi6i han:

a. Quyiit dinh khiii lugng va thoi har at ng kf, ni6m yi5t cp thd;

b. LUa chon c6c b6n tu v6n, cric b€n thu xdp vi thu x6p cric khodn phi, chi phi c6lidn quan d6n vidc dang kj. nidm ydr Chuong trinh EMTN vA Tr6i phieu;

c. Dnm phdn. quy6r dinh.tj k6r vd t6 chtc rhgc hiQn c6c hqp ddng. rh6a rhurin, hdso. tai lifu li6n quan ddn dang ki. niem )6r Chuong.rrinh EMTN vn Trrii phi€uvqi cdc co quan, t6 chtc, ca nhan c6 IiCn quan (bao gtim ci cric b6n tu v6n);

d. Trao d6i va giai rini voi cdc co quan, 16 chfc c6 thd.m quydn vd hd so ddng ki,ni€m y€t Chuong uinh EMTN vd fmi phidu: vri

e. C6c n$i dung kh6c li6n quan d6n vi€c dnng kj vd ni€m y6t Chuqng trinh EMTNva lftu phteu;

4. Quyiit tlinh viQc cung c5p th6ng tin, hd so, tii liQu cho c6c b€n tu vdn vd thu x6p, cricco quan, t6 chfc, c6 nhdn c6 li€n quan. Quytit dinh vd tri6n khai cric thu tuc can thiett?i, ho{c v(ii, ciic co quan, t6 chr?c, cd nhan tei Vifi Nam lbao gdm nhLrng kh6nggioi han: Ng6n Hang Nha Nudc Vifr Nam. Uy Ban Chung Kioan Nha Nu6c, S&Giao Dlch Chring Khorin Hd NQi vd c6c bQ nganh li€n quan) vd nu6c ngodi (baogdm nhung kh6ng gioi hgn:. So Giao Dich Chrhg Khoin Singapore {SGX-ST)) ddtri6n khai thuc hiQn viec thifi lep Chu@g trinh EMTN vd chdo b6n, ph6t hanh Traiphi€u, vA dang kj, nidm y6t Chuong trtnh EMTN vd Trrii Phit-lu vd c6c nQi dungkh6c theo Phuqng 6n PhAt hanh.

5. QuyEt dinh b6r ky "dn

de nao liCn quan vA rhgc hiin cdc c6ng viic cdn rhi6r kh6cnham lhi6l lap Chusng lrinh EMI-N ve chao bdn va phal henh thanh c6ng Tftii phi6uvd hoan dt vidc ddng ki. ni6m )Ct Chuong trini EMTN vd Tnii phi6u pht hqp voiPhuoig 6n Phet hanh; va

o

o

6

'o

ddng qu,im tri c6 th6 ty quydn hi cho Chu tich HOi ddng quriur tri, Ti5ng Girim Elt.to

hoic nguoi kh6c thuc hien mot ho4c mot sii n6i dung duqc ty quydn n€u tr€n

Di6u 3. Nghi quy6t ndy c6 hiQu h,rc k6 tri ngdy kf.

H0id6c

HQi. ttdngquyet niy

Quin tri, Ban Ki6m so6t, Ban Didu hadr chlu tr6ch nhiem thiThdnh vi6nhdnh Nghi vd tri6n khai chfc ndng, nhiQm qr pht hqp vdi quy dinhph6p luat ve Didu lC HDBank.

TM.D I D6NG C6 D6NGTICH

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Noi ,rhAn: .- Ntu DiAu 3:- Website HDBank - Thing tin cd d6ng;- Lttu YP.LD.

HDBanki coNG HoA x.{ Hor cHo NGHIA v4r NAMDQc l$p - Tg do - H4nh phtc

Tp. Hi Chi Minh, ngay l3 tking 06 ndm 2020

NGHI QUYfT

(om k6t lqi i(h coo nh6t

sii: 21 /2020NQ-DHDCD

Vi viQc th6ng qua Phuong 6n ph6t hanh ri6ng le Tnii Phi6u Chuy,in D6i

DAr Hor DONG cO o6nc rcAr nlrc rMcp pHr(T rRrtN TP.HO cHi MrNH

- Cdn ai Luit ctitc Td chtc Tin dltng sd 47/2010/QH12 ngqy 29/06/2010 vd Lttdt sua dii.bii sung m6t sd tliiu cia Lwit critc Tii chtlc tin dwg sd l7/2017/QH14 ngoy 20/11/2017:

- Cdn ai Lud Chimg khodn sii 70/2006/QHl t ngay 29/6/2006 ed LuAt sud i16i. bi sungmat s6 dicu cia LuOt Ch*ng khodn s6 62/2010/QHl2 ngay 24/l l/2012;

- Cdn c& L&it Doanh tghi1p Ei; 68/20 t 4/QH l3 ngoy 26/1 1/2014;

Nshi dinh siiddn thi hdnh m\t sii diiu cia Lwit Ch mg khodn vd

542012/ND-CP ngay 20/07/2012 cia Chinh Phi qLuAt sia d6i,

LuQt Ch ng khodn (sna il6i, bii sung);

Nshi ilinh sd 1$/2018ND-CP ngay 04/12/2018 cua Chinh Phi quy dinh vi phdt hdttdi phi6u doanh nghiQp;

- Cdn cfi Diiu lQ host ttQng cia Ngdn hing TMCP Pttlit triiin Tp.Hi Chi Minh (HDBank):

- Cdn ai Td binh Sii 42/2020/fi-HDQT ngay 01/06/2020, v/v rhdng qua phuong dn phdthinh riang li Tnii phiiu chuyin ddi.

- Cdn al Bian ban hzp Eqi HQi Ding Cd Ding rhtong niOn ndn 2020 (ndn tdi chinh2019) cia Ngdn hdng TMCP Phdt nien Tp. HO Chi Minh hgay l3/06/2020:

QUYTT NGHI:

Didu l. Th6ng qua Phuong 6n phft hinh rieng le Tnii Phi6u Chuydn D(5i cua HDBank vqic6c nQi dung co bAn sau:

l TOD gqi trdi phi6u: Tnii Phi6u Chuyiin D6i HDBank.

2. Logi ti6n phdt hinh vi thrnh toin g5c vi l6i Trdi Phi6u Chuy6n D6i : DO laMy (usD) ho4c vict Nam Ddng (vND).

3. Losi hlnb tr6i phi6u: Tr6i phi6u chuydn tfdi, c6 th6 chuyan d6i thAnh c6 phi6uph6 th6ng, khdng co tii sin dnm bno vd khdng kCm chung quy€n.

4. TIrh ch6t cts tr{i phi6u: Tr6i phi6u xdc lfp nghria.rl ng tryc ti6p. khdng c6 ddmbao vA ttong mei trudng hgp ngudi so htru krii phiCu chi dugc thanh to6n sau khiT6 Chtc Ph6t Hanh da thanh toen cho dt ce c6c cht ng c6 bao dam vd kh6ng c6

beo dem kh6c vi dugc tinh b,5 sung v6n tu c6 cip 2 cia HDBank. Ddng thdi tr6iphiilu nAy s€ chuydn ddi rhAnh c6 phi6u phd th6ng cua HDBank theo didu kiQn de

tlugc x6c dinh trong phuong 6n ph6t hdnh tnii phi€u nly.

5. Gi{ ph{t hinh: Tr6i Phi6u Chuy6n Ddi duqc ph6t hnnh bnng 100% m€nh gi6.

NGANH/

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6. 56 luqng Tr{i Phi6u Chuydn O6i ag ki6n ph{t h}nh: tiii da 5.000 (Nrm nStu-r)

Tnii Phi6u Chuy6n D6i mfnh gia USD vd/ho{c 10.000 (Muoi rynn) Tr6i PhiiiuChuy6n D6i mQnh gi{ \4tlD.

?. T5ng mQnh gi{ ph{t hitrh ag ki5n : tiii da 500.000.000 D6 la My (Nam tlAmtriQu D6 la M!) ho{c 10.000.000.000.000 VllD (Mudi ngdn ti ddng ViCt Nam).

8. Thi tnrlng ph{t htnh: TrAi phi6u dugc chAo bdn tren thi fudng qu6c t6 hogc tgiViCt Nam. Giao cho H$i ddng qu.in td thuc hien phan tich ve di6u kien thi trudngdU ki6n ph6t hAnh vd viQc tl6p rmg cric diAu kiQn cta thl trudng ph6t hAnh ney.

Vigc ph6t hAnh trdi phi6u chuy6n ttdi cta HDBank se dugc cec ttii chtirc tu vAn phathanh cf,ng nhu c6ng ty luft qu6c t6ltrong nu6c tu v6n vd c6c tht qrc, hd so, gidy td(n6u c6) tlii bno dnm HDBank tu6n thi dung quy dinh cia c6c thi rrucmg du ki6nph6t hdnh tr6i phi6u.

9. Thdi hln ct8 Tr{i Phi6u Chuy6a D6i:.05 nem I ngey. kd tu ngay phdt hAnh TrdiPhi6u Chuyen D6i. Uy quyen cho Hoi d6ng qudn trj xem xdt. quydt dinh ngdy ph6thanh Tdi Phi6u Chuydn D6i ndy cho phr) hqp, bdo rtdm thdnh cOng cia dqt phathdnh.

10. Lni ludt Tr{i Phi5u Chuy6n D6i: riy quy6n cho HQi ddng Qurin tri HDBank quy6tdinh tei thdi <fidm phdt hdnh. Lai sudt d dinh rong 5 nrm k6 tt ngiy ph6t hinh, vdchi duqc thay d6i I Bn sau 5 nem kd tu ngdy ph6t hinh.

ll. Thli hln chuy6n d6i: ty quyBn cho HDQT tlAm phdn vd th6ng nhdt voi nhn dAutu vii thdi h9n chuy6n d6i vdi diau kign viQc chuy6n d6i duqc thuc hien khiHDBanI cdn ti Ie sd htru cta cdc nhi d6u ru nudc ngodi theo quy dinl ho4c theoquy€t dinh cta co quan nhA nudc c6 rh6m quyen (sa duqc qyy dinh rrong cdc diaukhodn vA di6u kifn cua Trdi Phiiu ("C{c Di€u Kifn Tr6i Phi€u"). phir hqp vdi linhhinh hoqt dQng cta HDBank vd thi truong nhim dam beo tuyet diii quydn lqi cta C6d6ng.

12. ci6 chuy6n d6i: ci6 chuydn d6i kh6ng th6p hon gi6 tri s6 srich cta ngdn hAng c5ncr? bdo cdo rAi chinh.quj.gAn nhdt tgi thdi diAm chuydn d6i. Uy quyin ctro Ubqfquy6t dlnh Gid chuydn d6i d[a rren thi gi6 c6 phi6u t?i thdi di6m chuyAn ddi. dambao gid tri cao nhit cho Ngdn hang.

13. Ti li chuy6n tt6i:. Bing mfnh gi6 Trli Phi6u chia cho gi6 chuy6n d,5i duqc xdc dlnhtqi thdi di€m chuyen d6i.

14. Thiri gian dg ki6n ph{t h}nh: Trong nAm 2O2O vdlholc 2021, sau khi c6 cdc chipthuan cira co quan c6 thAm quyin theo quy dinh. Giao vA Uy quyin HQi ddng qu.jm

tri lpa chgn vA quy6t dhh thdi gian phit hrinh cq th6.

15. Phuotrg thric ph{t hinh: Ph61 hdnh ri€ng 16. Giao cho HOi ddng qudn td quy6tdinh tri€n khai Phuong thtc thgc hien sau k:hi hoin thAnh c6c thi tlc vdi co quanNhA nuda c6 tharn quy6n vd phir hqp vdi cdc quy dlnh cna ph6p lu{t hiQn hanh.

Cic n6i dung khAc theo Td tdnh vi 42I2020/TT-HDQT ngay 0l/06/2020, rtinh kdmtheo Nghi quyer nAy.

Diiu 2. Uy quyin cho HQi ddng Qyan tr1 quy6t dinh tAt ca dn ai li6n quar d6n dqt pharhdnh Tnii Phi6u ChuyBn O6i va Cd ptri6u Chuydn D6i, bao gdm nhung kh6ng gioih4n c6c cdng viQc cg thd sau:

l. Quy6t tlinh phuong 6n phet hdnh Tnii Phi6u Chuydn Ddi cU tha rheo chri truong ph6thdnh Tr6i Phi6u Chuydn D6i nCu tren de dusc Dqi hoi ddng cO ddng rh6ng quaJ

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Diiu chinh phuong An ph6t henh Tnli Phi6u Chuydn D6i ve Cd Phieu Chuyin Ddi.dam bdo phn hoo voi hudng dAn cira co quan nha nudc c6 thim quyin. nn hinJrthuc td. lqi ich cta cdc c6 d6ng ra gi6 tri cua HDBanl muc cao nhar;

Ddm ph6n, kiti-{t vn thgc hiQn c6c hqp ddng ve cria tai lieu khac li€n quan d6n phrithanh Tnii PhiiSu Chuyiin o6i va Cii Phi6u Chuydn Ddi lsau ddy ggi chung ti "C6cVnn Ki6n Tr6i Phii'u Chuyiin O6i");

PhC chuen C6c VIn.KiQn Tr6i Phiiiu Chuydn D6i vA guy6t dinh sii lugng Trrii Phi6uChuydn D6i thltc t6 ph6t hinh, phC duyet toan bO h6 so tdi liQu c6 li6n quan, chtdQng ban hAnh cric Nghi quydt lidn quan phpc vU cho vifc phrir hanh Tlii Phi€uChuydn D6i theo quy dlnh cta ph6p ludt hi(n hdn}l quy€t dini d6i vdi s6 Trdi Phi6uChuydn Ddi ph6t hd,rfi kh6ng rhdnh cdng:

Thuc hien c6c thi qrc chi5t, thay d6i, diiu chinh ti_ le sd htu nha dau ru nuoc ngoaicua ma chung k.horin HDB dd darn bdo viec chuyin d6i Tr6i Phi6u rhanh Cd Phi6udugc thyc hiQn theo dung quy dinh cua ph6p lurAt ViCt Nam;

Quy6t dinh ti€u chi lua chon nhd dAu tu trong nuoc/nu6c ngoai; va thqi di6m phdthanh thich hqp nhih dlm bao quyin lqi cta cd ddng:

PhC chuin, diau chiDh phuong 6n chi ti6t sri dgng viin thu dugc tu dqt phet hanh mekhdng bi gi6i hgn boi mpc dich va phuong rtr st dgng v6n duo. c quy dinhrini ney nhrng phdi phn hqp voi cric didu kiEn cua Trdi Phidu Chuy6nphuong r{n chi tidl mi ng gdc cia Tnid Phidu Chuydn Ddi lrong rruong hqpchuyiin d6i trrii lhi6u;

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8. Thyc hiQn viec ph6t hanh C6 rn6u Chuy6n O6i, dinh gi6chinh gi6 chuyiin d6i, s6 tuqng C6 lQ chlyGnphuong thr?c chuy6n di5i xt li

Phi6u Chuvdn Dc6 ptri6u ti t<hi

guyiit6i, tycnuyen ooll lal suat lrar rtue

Chuy6n D6 i vd cric v6n ttd t6n quan khec;

9. Xdy dgng c.ic DiAu khoan vd Didu kiQn Tr6i Phiiiu Chuy,in D6i, dnm bAo pht hqpquy dirh phrip lu{t, b6o vQ quyiin, loi ich cria HDBank;

10. Quyi5t dinh vigc mua lqi Tnli Phi6u Chuy6n Diii trudc hen pht hqp v6i quy dinhph6p luAt ve tinh hinh tai chinh cta HDBank;

11. Cht d6ng xdy dung vn gidi trinh hd so xin phdp phdt hirnh chrmg k}orin gui Ngdnhang Nhe nu6c, Uy ban Chtng kho6n Nhanuoc theo quy dinh. DOng thoi, cht dongdidu chinh phuong 6n pl6t hanh vd c6c hd ss kh6c c6 li€n quan theo y€u cdu cuaNgdn hang Nhd nudc, Uy ban Chung ktoan Nha nu6c vd cdc co quan chric nangklxic.

12. Thgc hi6n tht tpc xin phdp ph6t hanh vA hodn ddi Cd fhidu Chuydn Doi tai NganhAng Nhi nuoc. Uy ban ChLmg kto6n Nhd nu6c vd srla ddi, b6 sung Gi6y ph6p hoqtding cta HDBan-k voi muc viin Diiu lf moi sau kli hoan tit dgr ctruy,in aOi c,5 ptrand6 tnne vi5n didu 1€ nhu n€u tr6n. Quyi5t dinh bii sung,. chinh sua, hoan chinh toan bO

c6c vdn d€, nQi dung cua Phuong 6n phit hanh c6 phi6u chuy6n d6i tlC tdng v6n (baogdm ca quyCt dinh v6 c6c nQi drmg chua dugc ffini bay trong Ptuong iin theo y€uciu cua co quan nhA nudc c6 thdm quydnt va hoan thi6n cec hd so cin rhi6t khrlctheo ydu ciu cta co quan nha nuqc theo ciic qu) dinh crla phdp luAt khi ti6n hdnh lhtQc 1nng vi5n didu lQ.

13. Quy6r dinh vd lhuc hi6n viec (i) sua d6i Diau Lq cua HDBanl da ghi nnfln v6n diiulQ, nguy6n tlc xrio dinh gi6 C6 PhAn.li€n quan d6n.viic chuyln tl6i theo quy dinh taiDidu 125 Luflt Doanh NghiQp, vd tdng s6 C6 Phen, vA (ii) deng hi rhay d6i ciriy

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Chtmg Nh+n Dang Kj Doanh NghiQp cua HDBank t?i Sd Kri Hoqch Vd Diu TuThnnh Ph6 Hd Chi Mini sau m6i ldn phdl hdnh C6 Phi6u ChuyEn D6i;

14. Quyiit dinh vd thgc hiQn dlng hj lrru kj b6 sung t4i Trung Tam Luu Ky ChrmgKho6n ViCt Nam (VSD) vd ni€m y6t b6 sung tei Sd ciao Dich Chung Kio6n ThanhPh6 Hd CH Minh (HoSE) di5i voi s6 luqns C6 Phi6u Chuy6n o6i; va

15. HDQT quy6t dinh cac v6n dt ttlic 1ni5u c6) li€n quan diin dgt ph6t hinh Trdi Phi6uChuy6n D6i va C6 ptri6u Chuy6n O6i t6n nguyEn tic b6o dAm quyin lqi cta c6d6ng.

Dilu 3. Nghi quyiit nny c6 hiQu lgc k6 ttr ngiy kj.Thanh vi€n Hgi <Iting QuAn.fi, Ban Kiiim so6t, Ban Didu hanh chlu tr6ch nhiQm thihnnh Nghj quy6t niy vi tridn klni theo chtc ntrng, nhiem vu pht hqp v6,i quy dinhphdp luqt vd Diau l0 HDBank. - /dv

q0r DdNG cO DONGTICH

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Ndi ,rhAn: .- NhuDieu 3;- Website HDBank - Ih6ng rin c6 d6ng:- L&t YP.LD.

CONG HOA xA HQI cHtI NGHiA vIpT NAMDQc l6p - Tg do - Hqnh phric

56: 22 ,2020NQ-DHDCDTp. Hi Chi Minh, ngdy 13 thdng 06 ndn 2020

NGHI QUYfTVd viQc th6ng qua mi6n nhiQm Thanh vi€n Ban Kiiim soet diii ydi Bd Nguy6n Thi phrmg

DAI Hor DONG cO DONG NGAN HANG TMcp prriT TRrtx rp.ud cni urxn- Cdn a} Luqr cdc Ti chuc Tin dqtng.si 47 2010/QHl2 ngdy 29 06/20t0 va Ludt sia dtji.

bd sung mfi s6 diiu cia Ludt cdc Td chtc tin &&g si; 17/2017/8H11 ngoy 20/t 1/20t 7;

- Cdn cfi LuAt Doahh hghi1p sii 68/2014/8H13 ngay 26/11/2014:

- Cdn ci Ludt Ch*ng khodn sii 70/2006/QHl t ngdy 29/6/2006 ri Luft s*o ddi. bd sungm1t sii diiu cia Lug Chring khodn sii OZ)2010/Qit 2 ngiry 24/11/2012;

- Cdn c* DiAu rc hoqt al1ng cia NgAh hdng TMCP Phdt tridn Tp.Hd Chi Mihh;

- cdn ct Td ninh si; $/2020m.HDQT gdy 01/06/2020, v/v midn nhiQm thdhh vian BdNguydn Thi Phyng Thtnh viin Bah Kii,tl Soat:

- Cdn ct BiAn bdn hqp Dqi HQi D,6ng Cij D6ng thudng niAn ndn 2020 (nim tdi chinh2019t cia Ngdn hang TMCP Ptrit triin Tp.Hi Chi Minh ngay L06r2020:

QUYIT NGHI:

Didu l. Thdng qua viQc mi6n nhiQm chric danh Thanh vi6n Ban Ki,3m soAt Ngan hangTMCP Ph6t tri6n Tp.Hd Chl Minh (HDBank) diii voi Bd Nguyen thi Phung.

Dilu 2. Giao vd ty quydn cho HQi ddng Qu,iLn tri HDBank chi dqo, thgc hiQn cric. thi tyc c6nthi6t theo quy tlinh phrip luit vn quy dinh n$i bq cua HDBank d6 hoirl tat viec miennhiQm n€u tr€n.

Di6u 3. Nghi quyiit nAy c6 hieu lgc kii tt ngdy ki.Thdnh vi6n HQi <fdng Quan tri, Ban Kidm so6r, Ban Didu hanh vi Bn Nguy6n ThiPhgng chju tlich nhiQm rhi hanh Nghj quy6t nAlp,-,-

TM.DAI HQI DONG CO D6NG

Com k6t loi ich (oo nhdt

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coNG HoA xi HoI cHtr NGHIA vrET NAMDQc lip - Tg do - Hqnh phric

TM. ngr ndNc c0 o0Nc

s6: r /2020'NQ-DHDCD rp. Hii chl Minh, ngd, r 3 ttuing 06 ndm 2020

xcnleuyf,rVd vi6c th6ng qua viQc < Au chinh s5 luqng Thdnh vien t6i rhi6u Ban Ki6m sodt Dhiem k, 2017-

2022 vd Danh s{ch tning ct ThAnh vi6n Ban Ki6m so6t HDBank nhiem ki 2Ol7 -2022

DAr HOr DdNG cd oOxc xcAx nllic TMcp pHAT TFJTN Tp.Hd cHi MrNH

- Cdn c* Ludt cac T6 chtk Tin d4ng.s6 4r20t0/QHl2 ngay 29/06/2010 vd Ludt stra d6i.b6 sungm sd diiu cia Lwit ctic Tii chtlc tin dung sti 17/2017/QH14 ngay 20/1 t/2017:

- Cdn c* LuAt Doanh nghi1p sd 68/201 OHl3 nldy 26/t 1/2014;

- Cdn ai Nghi ilinh sd 7 U2017/ND-CP ngay 06/06/2017 huong ddn i qudn tli c6ng ry Apdung Aii vii cang ty dqi ching;

- Cdn ct Diiu lQ hoqt d,ng clh Ngih hdhg TMCP Plkit ttiin Tp.Hi Chi Minh (HDBahk);

- Cdn cri Td tinh s6 44/2020m-HDQT ngdy 0l/06'2020 vtv Diiu chinh s6 lugng thdnhviAn uii rhiiu Ban ki1m sodt hhien kj, 2017-2022 vi Bdu b6 suns rhdnh vi1n bin kinsodt:

- Cdn ct BiAh bdn hpp Dqi H1i DinS Ci; D6ng thudng hiA ndm 2020 (ndm fii chinh20t91 cia Ngin hdng TMCP Pttit triiin Tp.Hi Chi Minh ngdy t3/06/2020:

QUYTT NGHI:

DiAu l. Th6rg qua viQc didu chinh s6 luqng Thanh vi6n Ban Ki6m so6t HDBank nhiem k,ZOl,l -ZOZZ * ti;i :dlilitt 04 Thtuh vi€n xu6ng thdnh t6i thi6u 03 Thanh viCn.

Didu 2, Th6ng qua Danh s6ch tung ct Thanh vi€n Ban Kirim so6t HDBank nhi€m lci 2017-2022 tl6i voi Bd Duong Thi Thu.

Di6u 3. Nghi quy6t nay co hiCu luc kA tu ngny ky.

Thrimh vi6n HQi ddng Quin tri, Ban Ki6m so6t, Ban Didu hdnh chiu tr6ch nhiQm thihinh Nghi quy6t niy^ q .. yV

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onr uQr odNc c6 o6Nc55: 04 /2020/8B-DHDCE

TP.Hd Chi Minh, ngery 13 thing 06 nlm 2020

nrtx r,&r ngroAt nQr oOxc c6 ooxc rnrlOxc xrtx zozo lxlm tii chinh 2019)

xcAx nArc rucr rnA:r rnrfx rp.rrcM gTDBANK)

H6m nay, vio hdi 8:30 am, ngiy 13/06/2020, t4i Nhe HAt Ldn Thdnh ph6, 56 07 C6ng tfl.rdrg LamSon, Quin 1, Thdnh ph6 HCM de di6n ra phi€n hgp D4i hQi Ddng c6 d6ng thudng nien 2020 (nem taichinh 2Ol9), (sau il6y ggi tit lA D4i hoi ho{c DHECD) cia Ngan hang TMCP PhAt trian TP.HCM(Gi6y CNDKKD s6: 0300608092 do Sd K6 hoech vd Edu tu TP.HCM c6p lln dAu ngiy lll}Bllgg2,dang ki thay d6i lAn tht 26 ngey llll2D\l1) (sa! dey eai tit ln HDBank).

pnAx erH,\NH PHAN THAU ng vi. rixu ngp pE.,ip, Hqp LD c[rA DAr Her

rnAxn ru,irv rruu ogQuy vi c6 d6ng sring lap, Qui vi c6 ddng cta Ngen hang TMCP Ph6t tri6n TP.HCM.Ong Nguy6n Duy Phuong - CUc ph6 Cuc II - Co quan Thanh tra Gi6m sfi Ngan hang Nhdnudc ViCt Nam.

6ng L0 Nhi Nnng, Vp Trudng, Trudng co quan d?i dien UBCKNN t?i TP.HCM.Ong Nguy6n Vfr Quang Trung, Ph6 rdng Gi6m Di5c phu tiich, Sd Giao dich Chfns kto6nTp.HCM.

Dgi diQn C6ng ty Ki6m 1o6n Emst & Young, C6ng ty chfmg kho6n HSC, C6ng ty chring thoAnSSI, C6ng ty chrtng k:ho6n VNDriect ctng cic quy vi ktdch moi.Thanh vi€n HQi Ddng QuanTri, Ban T6ngci6m d6c, Ban Ki6m so6t, ci6m d6c c6c Chinhenh,Trudng c.ic Phddg, Ban nghiep W cta HDBank.

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TiNH HqP PHAP, HqP LD ciIA D+I HOIl. Ki6m tra tric s6 c6 at6ng (litr 1)

6ng Dto Duy Tudng Trudng Ban Ki6m So6t b6o c6o hic s6 c6 d6ng tham dU D?i hQi nhu sau:

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Tinh d6n ngiy 27tOSl2O2O (ngdy ch6t danh sich c6 tl6ng chinh thrirc ttuqc quyln tham dyDIDCD thuong ni€n) Ngen hAng Thuong mai C6 phan Ph6t tri6n TP.HCM c6 6,777 c6 d6ng,tuong ung t6ng s6 c6 phAn c6 quydn bi6u quydt do HDBank ph6t henh 980,999,979 c6 ph6n;

trong d6:

o Cd phAn ph6 ttrOng: 965,921,291 c6 phln tuong duong 98.4670 s6 c6 phln c6 quydnbi6u quy6t.

o 56 luqng c6 phiiiu qui: 15,078,688 c6 phi6u

T6ng s6 C6 dOng tlam dU tai thdi .li6m khai msc Eai hQi hic 08:3 t am, ngdy t3t0612020 tit:268 c6 d6ng, dai dion cho 781J92304 cA phdn tuong duong v6i tuong rluong 81.56 % t6ngs6 c6 phdn co quydn bi6u quy6t cta IDBank

2. Tuy6n b6 lrti hoi di didu kiin ti6n hinh:

Cdn cri quy tlinh cta Luat Doanh nghiep vd Didu lQ Ngen heng TMCP Ph6t tri6n TP.HCM, phienhap DHDCD thudng nien 2020 (n5m tai chinh 2019) cta HDBank ld hgp ph6p, hqp l€ vn dn diAu

kien d6 tiiin henh.

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Nor DUNG vA Drtx BI6x o4r ugrI. TI6N IIANH DII HOI

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Ba' LC Thi Brng Tam - lhay m{t Cht taa doin chl dinh Ban Thu ki, bau Ban Ki6m phi6u, th6ng qua

c6ch thrlc bidu quyiit c6c vdn da HDQT trinh DHDCD Thudng ni€n 2020 ve th6ng qua chuong trinhnghi sU cta D?i hoi vdi ti lC d6ng i: lO0 %

Chi Tqa iloin(l) Be LC Thi BIng Tem

(2) Bn Nguy6n Thi Phuong Thdo(3) 6ng Luu Dric Khrinh

(4) One Nguy6n Hitu E4ng

(5) Ong Pham Qu6c Thanh

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Bar ThUKY(1) Ong Chrt Minh Tu6n(2) Bd Hulnh Thi Mai Trinh(3) Bi Truong Thi Mai Lan

: Cht tich HDQT: Ph6 Cht tich TT HDQT: Ph6 Chn tich HDQT: Ph6 Ch'] tich HDQT: long ulam ooc

: Ph6 Ch6nh VPLO

: Ph6 Phdng Ph6p Chii

: Thu Li VPLD

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(l) Ong EAo Duy Tutmg(2) Ba Trin Le Phuong

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- Ph6 Ban

- Thdnh vi€n

II NOI DUNG CIIiI{H CUA D4I HOI

l. DHDCD nghe trlnh bAy Bn lugt cdc b{o c6o cia HDQT, Ban Di6u Hhh, Ban Ki6m Soit

l.l BA LA ThiBIng Tem - ChU tich HDQT thay m{t HDQT trinh biy B{o ceo ho?t dong ntrm 2019

vi Dinh hudng ho?t dong nlm 2020 cta HDQT.1.2 6ng Phgn Qu6c Thanh - T6ng Gi6m d6c thay m{t Ban DiAu Hanh trinh bdy 860 ceo kit qua

ho4t rlQng kinh doanh ndm 2019 ve K6 hoech kinh doanh 2020 cta Ban Di6u HAnh.

1.3 6ng Dno Duy Tutng TruOng BKS 860 c6o va hoat along cia Ban Ki6m Solit nem 2Ol9 vir

tham tra b6o ceo tAi chinh hqp nhit ve kdt qui Ki6m toir Gi chinh hqp nh6t 2019 c[a c6ng ry

ki6m torin E&Y.

DIfDCD nghe triuh bty dtr luqt cic td trinh cia HDQT triuh DHDCD th6ng qua:

,I

3t/1/ L,

4. Th6ng qua ChuoDg trtDh nghi sU tti Dti Hoi:(l) 860 c6o hoet dong 20 19 vi Dinh hudng hoet dong 2020 coa HDQT.(2) 860 c6o k6t quA HDKD 2ol9 vA K6 hogch KD 2020 cna Ban Diau Hanh.

(3) B60 c6o vA ho4t tlQng cria BKS vA thAm tra b6o c6o tai chinh hqp nhdt cta HDBank 2019.

(4) 86o c6o Ki6m to6n tAi chinh hqp nhdr ntrrn 2019 cia COng ty Ki6m to6n E&Y.(5) Td trlnh 56 3?/2020/rr-HDQT, ngAy OUO6202O, Th6ng qua phuong 6n phan ph5i lqi

nhufn 2019 vt chia d phi6u ph6t hnnh O ngudn thtrng du v6n c6 phAn.

(6) Td trinh 56 38/2020/TI-HDQT, ngAy 0l/06/2020 Thdng qua phuong {n chia d tfic beng

c6 phi6u vA ph6t hanh c6 phi6u thudng d6lhg vDL nrm 2020.

(7) Td trinh 56 39/2020/TI-HDQT, ngAy 0l/06/2020 Th6ng qua t6ng mtc tht lao, phu cdp

chuy€n tr6ch cua HEQT, BKS vA Qu, hoel dQng cUa HDQT ntrm 2020.

(8) Td trlnh 56 40/2O20rn-HDQT, ngey 0l/06/2020 Th6ng qua c6c v6n dA iy quydn ciaDHDCD cho HEQT.

(9) Td trlnh 36 4ll2020frTr-IDBank.HDQT, ngAy 0l/06/2020 Th6ng qua phuong dn chiobrin tr{i phi6u qu& t6 vA ni6m y6t tr6i phi6u tgi SGDCK nu6c ngoAi cua HDBank.

(10) Td trlnh 56 4Z2O2Olrt-tDBank, ngny 0l/06/2020 rh6ng qua phdt hanh ri€ng li Tr6i

chuydn d6i nonank.(l l) Tdhtnh 56 43I2020/TI-[DQT, ngiy 0t/06/2020 mi6n nhiem Bd Nguy6n ThiPhung thhh

vi€n Ban Ki6m SoAt.

(12) Td trinh s6.u/2020[I-HDQT, ngiy Ol/06/2020 Di6u chinh $ luqng $enh vien t.ii thi6u

BKS nhiem ky 20I7-2022 vi Biu b6 sung Thenh viCn BKS.

BI Nguy6u Thi Phuong Thio - Ph6 Cht tich TT IIDQT trlnh bty:

2.1 Td trinh 56 372020fl'I-HDQT, ngdy 0l/06/2020, Th6ng qua phuong in phan ph6i lqi nhuAn

2019 vd chia d phidu ph6t henh dr ngudn th4ng du v6n c6 phln.

619 Nguy6n Hfru D{rg - Ph6 Cht tich IDQT trinh biy:

2.2 Td trinh 56 3S/2020/TT-HDQT, ng[y 0110612020 Th6ng qua phuong r6n chia c6 tirc bang c6phi6u vA phAt hanh c6 phi6u thu&ng dA t?lng VDL nlm 2020.

2.3 Td t inh 55 39I2020/TT-HDQT, ngiy 0l/06/2020 Th6ng qua t6ng mtc thr) lao, phu cAp chuyentr{ch cta HDQT, BKS vA Quy hott dong cta HDQT ndm 2020

Bt LA Thi BItrg Tem .{ht tich HDQT trlnh bty:

2.7 Td trinh 56 432020/:m-HDQT, ngAy 0l/06/2020 mi6n nhiem BA NguyEn Th! phgng thAnh vi€nBan Ki6m So6t.

2.8 Td trinh 56,g/2020/TI-HDQT, ngay 0l/06/2020 Didu chinh S lugng tttanh vien t6i thi6u BKSnhiQm k! 20 I 7-2022 vi BAu b6 sung ThAnh vi€n BKS.

3. D0i hQi bi6u quy6t Td trlnn s6 l:aozolTT-HDQT vt 44I2020/TT-HDQT:

Bd LG Thi BItrg Tem chi t.t cOng tdc bd phi6u DHDCD bi6u quy6t Td t.inh 43l2020fft-HEeT vA

Td trinh ,14I2020/TI-HDQT, ngny 0 I /062020.

C$p nhfl trnc s6 flin 2):

T6ng s5 C6 dOng ttram dF d6n l0 gid l8 phit ngiy l3/0612020 lA: 323 d it6n& dai dien 791r24j62c6 phAn, tuong tluong 791,224,552 phi6ubi6u quy6t, tuong img 81.91% t6ng s6 c6 phin c6 quy3nbi6u quy6t.

3.1 DHDCD thdne qua Tt trlnh sd AnOZUtr-nOgr mi1a ahiem Bd Ng.qda Th! phpng -Thdah vidn Ban KEm sodt

DHDCD bi6u quy6t th6ng qua vdi ti lf nhu sau:

(

I

4

u,r\,,

0r8 Luu Dfrc Kh6oh - Ph6 Cht tich HDQT tdtrh bty:

2.4 Td trinh Sii 40/2020/TI-HDQT, ngAy 0l/06,2020 Th6ng qua c6c vdn dd iy quydn cta DHDCDcho HDQT

2.5 Td rrinh 56 4ll2020/TIr-HDBank.HDQT, rgey 0l/06/2020 Th6ng qua phuong 6n chio bAn tr6iphi6u quti t6 vA ni€m y6t trAi phi6u tai scDCK nu& ngoAi cta HDBank.

2.6 Td trinh 56 422020lTI-HDBank, ngdy 01/06/2020 th6ng qua ph6t hanh dCng le Trei chuyAn

d6i HDBank.

191,224,562 cd phi6't, tuong duong vdi 100 o/o t6ng sd cd phin c6 quydn biiiuquy6t cria cd d6ng dy hgp

ddng tuong duong v6'i 0 % t6ng s6 c6 ph6n c6 quyen oreu quyet cua cO

d6ng du hap. Khdng c6 j ki6n 0 c6 phi5u, tuqng dusng v6'i 0 % r6ng s6 c6 phln c6 quyin bi6u quy6r cia c6

3.2 DHDCD th6hg qua Td finh Sd 44/2020/TI-EDeT v/v ifriu chtnh sd lrqng Thdnh fi€n BanKidm sodr HDBank nhie B 2012-2022 tt tdi ,hidu 04 ThAnh vien xudng thdnh tdi fiidu 03Thdnh An fi Danh sdch tng ot ild bdu bd sung Thdah viAn Ban Kidm sodt HDBank nhieh,

o 2017- 2022

DHDCD bidu quy6t th6ng qua vdi ti lC nhu sau:

4. Ti6n hirh Biu c&thtnh vi6r BKS tt6i vdi Bi Dudtrg Thi Thu -NhiQm ki 2017-2022:

6o9 Dio Duy Tudmg - Truiog Ban Biu Crt vt Ki6m Phi6u cht tri c6ng t6c BAu cir:

Dgt tltQa cd ifing giim sdt hi6n phtdu gim:

. 6ng NguyEn Ti6n vn (Me s5: 3269)

. Ong V6 Thlnh Trung (Me s6: 5578)

^el qu, irem pnQu

. r6ng s6 phi6u bAu phSt ra: 323 tuong duqng 791,224,562 phi6u bi6u quy6r

. T6ng s6 phi6u bAu thu vio: 167 hrong duon E 720,435,493 phi6u bi6u quy6t

Trons d6:

. Sd phiiu hqp te 167 trong dttottg 720,435,493 phi,iu biiu qqito &i phiiu kh6n| hap te. 0, ttottg dtong 0 phiiu biiu quyit

K6t quA bAu nhu sau:

720,,131210 c6 phi6u, tuong duong v6d 99.9994

oleu quyel cua co oong oI nQp

v

KI6ng v

tl

. Ddng j

5

z" t6ng sfco phin co quy6n

, dong du hpp

q/L

. Khong adntquy6t cu d aong dg hgp

duong vdi 0.0006 % t6ng sti cii phAn c6 quyin biduv

. Kh6ng c6 j 0 c6 phii5u, tuorg duorg vdi 0 % t6ng s6 c6 phin c6 quyAn bi6u quy6t cria c6tl6ng dU h9p

,I

,

5. DAi hoi thio luan, tr6rg g6p f ki6o:5.1 Ma sd cd ,tdng 3269 - 6ng Nguydn Tiln yA di 2 cAu hdi:

t. Hien ngiy cdng nhidu c6c c6ng ty c6ng nghQ cing cung cdp c6c dich vu tdi chinh ngan hangnhu vi dien tr?, mobilo money, cho vay trgc tuy6n. C6c ng6n hiLng chqy dua chuy6n d6i s6,6p dung cong nghe 4.0. HDBank de c6 sU chuAn bi m sao d6 c4nh tranh voi c6c ng6n hingkh6c?

2. V6i hQ s6 sinh th6i sEn c6 Vn, lnrt Long, HDsaison, tir c6c d6i tec chi6n luqc nhu VinamilkSaigonCoop, cho bi6t k6t que Uhg trudng vi stc enh hudng tir viQc sti dpng ngudn lyc niyhhu th6 nio?

6ng Phgm Qu6c Thanh - T6ng Gi6m t!6c IIDBank, algi dien Cht tqa doin tri tli:. Vift Nam le thi tudng rdt tidm nang do dng l6p trung luu c6 s6 luqng ngiy mot l6n, ViCt Nam

hi ln qu& gia co ktn n6ng ti6p thu, thich rimg nhanh vdi qic xu th6 c6ng nghe mdi. HDBarkcfing cd chi6n luqc d6 sin sAng dung dAu, di trudc, rdrn bit thdi co thfc ddy t?ing truOng kinhdoanh s6.

. Trong giai do?n vua qua vd thoi gian t6'i, HDBank dinh ng6n s6ch thich d6ng d6 phat tri6n CNTTvA s6 h6a hoat dong cua minh. HDQT ph6n c6ng t Ph6 Cht tich chuyCn hdch va CN"m vA tap

trung nhi6u ngu6n lyc cho chi6n fuqc s6 h6a ng6n hang. Trong chi6n luqc cia minh, dya trCn

nAn ftE c6ng nghe vd hQ sinh th6i l6i (gdm HDsaison, VietjetAir, Phri Long), HDBank se md

$ng hQ sinh th6itrli cric d6i tAo chi6n lugc nhu Saigon Coop, Petrolimex, Vinamilk....

. HDBank ra mEt [mg {rng Mobile banking mdi, da tien ich, ting tinh trai nghiem cho KH. Kh6i

KHDN ciing co budrc ti6n manh vA m s6 h6a, ctr th6: HDBank 6p dyng phrit hanh UC tr€n ndn

ting blockchain, ld Nglen hang dau ti€n tr0n thi truqng ViCt Nam fng dung c6ng nghQ nny. ddy

nhanh ti6n trinh phdt hAnh UC; HDBank ld ngan heng ti0n phong thuc hiQn md tai khoan cho

doanh nghiep dlla tr€n cht k] s6, vd cic DN c6 thii giao dich ngay lAp tlc sau ].hi md tai ktoan

th6ng qua intemet baoking kn6ng cin tryc ti6p d,5n ngAn hang.

. Tronc noi 6, HDBank tri6n klai h6 tl5ng Ipaper nhim quAn li ve s6 h6a hoet dong trinh hi tai

liQu, chung tit, vin b6n, giAm rhidu hd so gi6y. K6t thic du 6n, dtr tinh si luqng hd so giiy giam

800 ven bAn c6c loei, ginp tii:t kiem chi phi, tihg cudng tinh beo mat, dAy nhanh tlroi gian phe

duyCt.

6

rellsiAs! Bd Dudmg Thi Thu tning crt Thdnh vien BKS HDBank nhiem ki 2Ot7-2022.

,aL

HiCn t?i HDBank darg chen lga d6i tr6c Tu vdn chi6n luqc Ngan hang diQn ttr c6 uy tin tr€n th6gidi.

H€ sinh th6i c6 rh6 gqi li d{c quyAn ri6ng c6 cta HDBank, cho ph6p md rQng co sd kh{ch hangvi khai th6c sAu, cung c5p dich !1;, cric tiQn lch. Trong diau kiQn canh tranh hiQn nay, Big Datavd hE sinh th6i li y6u t6 d{c biet dem beo tinh cAnh tranh ve fi6p tqc girip ngan hang t?,ng truongmqnh mC. HiCn HDBank <lI quAn lj hor 80% ddng tiAn cta VJA. Ngodi r4 HDSaison tri6n klmib5n tri g6p v6 m6y bay qua website vA sdm tri6n Lhai qua mobile banking.

5.2 Md sd cd il6ng 3957 - 6ng Nguydn Trdng Thdah hdi:l. DHDCD thudng ni€n ndm 2018 di th6ng qua phuong An sAp nhAp HDBank vi pGBank,

thring 9/20 I 8 NHNN tte c6 chrip thuon va nguyen tic. Da nghi Cht tAa doAn cAp nhat ti6rl dO

viQc sip nh{p niy.2. Hien san phAm Bancassurance ph6r ti6n rdt m?nh trCn thi truong, nhiAu ngdn hang da li6n

kCt voi c{ic c6ry ty beo hiim nh6n thg, doanh thu ve lgi nhuan tt mnng nny h rdt Lin. DA

nghi Chri tga dodn chia se chi6n luqc ph6t triiin sdn phdm ndy trong thdi gian tri,i?

6ng Nguy6a Hnu Ding - Ph6 Chi tich HDQT HDBant , atgi dien Chi tga itoitr rii loi:

. Hd so s6p nhfu vdi PGBa.k de dC Einh lCn NHNN vi chd duqc ch6p tluan cfnn Aric. VA tintrdoanh, HDBank vd PGBank v6n c6 nhtng quan he tu€,ng h6 6n nhau, HDBank vA pcBank sC

ti6p tuc lem vifo vdi co quan qunn Ij d6 d6y nhanh ti6n dO.

. VA s6n phAm Bancassumnce, hien t4i HDBank tlang chqn lya diii t6c dd tri6n khai dich W niytsong ndm 2020.

MA ci il6lg 2556 -dng Ngry4n Thdnh frung hdi:l. Do anh hudng cia dqi dich COVID, hdu h6t cric ngan hang dit ra k6 ho?ch mric tdng trudng

ngang bing ho{c 6m, nhung HDBank dit ra k6 ho4ch kh6 ktA quan, vfy k6 hoqch ndy dltat!€n co sd nio va rui ro tidm dn crla m0c ring truong ndy?

2. Dd nghi Cht tqa do,am Qp nhft k6t que kinh doanh cia HDBank n5m 2020 tt6n thdi didm hi€ntei.

Bt Nguy6n ThiPbuong ThAo- Ph6 Cht tich TT HDQT, ihi dietr Chi tea atoin tra lli:. HDBank ld mot trong cac NH di dAu tung tddn khai Bas€l 2. fDBank van duqc Moody,s drnh

gi6 mtc Bl. Day h nhtng lhOng tin kting dinh ning lW qta NgAn hang, tA co sd gitp tangtrudng ban viing. NPL ri€ng ld vi hgp nhdt cta HDBank dn luqt dat O.g}yo,td 1.36%.

. Tinh t6i vifo Covid-lg ktit thic sdrn tai ViCt Nam va neng lFc qudn tri rui ro t6t, tidm luc rai

chinh mqnh, HDBank de dua ra k6 hoech th{n hang theo truyAn thi5ng crla ng6n hang, song virdam bAo thgc thi theo chi6n luqc vi muc tieu kinh doanh md DIIDCD de th6ng qua nem 20 I 7,

vd muc tiCu ROE det tren 20lo, dtun beo lqi ich cho d d6ng.

II,1

t

7 h/l-

. vA aiu tu tinl aoantr, trudc mit se t6p trung vio cric san phArn nhutr6iphi6u doanh nghiQp, tniiphi6u chinh phri, gidy td c6 gi6, cdc snn phdn an toAo mn bi nhu\An cao. Tr€n co sd ney, HDQTtin tr-rdng k6 ho4ch tl{t ra s€ det duqc vl duy tli mfc chia d hir tu 12% t6t lsw ntun,

. D6i udi tin dung, ngen heng se dd nghi NHNN cho phdp ting hutmg tin dsng thuOc nh6m cao

nrrdt;

6ng Phgm Qu6c Thantr - t6ng Gi6m rtdc HDBanL, d3i diQn Cht tga itotn cgp nhgr k6tqui kinh doaDh nlm 2020 cts HDBrnk it6n thli di6m hiQn tgi:

. O6n tr6t tnang S, dc dO ung tnrdng ti6p tuc tich qc, dF ki6n hdt Quj 2 lgi nhu{n rruoc r}rud

rieng le dat ECn 2.300 ti ddng (r€n 5elo k6 ho?ch lqi nhuan cn nem). theo d6, mac dr) muc ti€ucao so vdi toin nginh nhung Ban DiAu hnnh tin tudng veo khe ntug hoan thAnh k6 hogch di ra-

51 MA cd atdng 357 - dng Dntng Phnc Sanh hdi:Li do gi chua chia c6 ttc ctu nam 2017, 2Ol8? Sau ktri thuc hiQn chia c6 tlic ntrm 2019 thi s6

c6 phin sd hitu s€ tnng th6m bao nhi€u?

Bi Nguyatr Thi Phuong Thio - Ph6 Chn tich Thumg trw HDeT HDBrnL, ttgi dien Chntqa atoin trl lli:. Cdc ntrm trudc chra thlrc hien vifu chia d t0a do HDBank vi pCBank cam k6t vA viQc cht rhgc

hiQn chi tni d tuc sau khi sdp nh{p. Vifu sdp nhfp di5n nay mdi duqc chdp thugn beng nguy€nlic, nhung chua cO ch6p $u{n chtnh th0c nr cr quad quen ly nhi nu6c.

. HDBank di th5ng nhdt v6i PGBank vA vifo cht dong rhuc hien, kt6ng phu rhuoc vAo ti6n d6s6p nhip. Theo tl6, sau khi DHDCD rh6ng qua" HDBank sC thuc hien c6c tht tuc xin phdp cdc

co quan quan ly nhd nu& vA s€ thlrc hi$n vno rhoi di6m pht hqp.

. HDBank de finh todn vA trinh DHDCD thuong niCn ndm 2020 th6ng qua vifo thgc hiQn ph6n

ph6i lqi tric cho d d6ng B 65% bao gdm chia c6 urc bing c6 phi6u vfi ty lC 5V/o yi, chi,- tS%d phi6u ph& hanh tu ngudn th{ng du v6n cri phin.

5.5 C6 itdng gtii phiiuj kidn *h1ng ght rd n a sd ci ittng h,ni:

L, do HDBank c6 k6 hoech ph6t hinh trdi phi6u I g USD vA tr6i phi6u cnuy6n d6i?

Bt Nguy6n Thi Phuong Thto - Ph6 Cht rich TT HDQT, atti died Cht tg. itotD trt tli:Hien HDBank la ngen hnng cd tdng tAi sdn lon ti6n 10 fi USD, c6 m?ng lu6i rQng tdn vA danghdp dan nhn ddu tu trong vA ngoAi nudc. Do tric rlQng cta Covid-I9, chinh phri c6c qu6c gia dangbom v6n v6ri lii suit rh6p, ddi dAo, n6n d6y lA thdi diam huy dong v6n t6t, vOi ctri pti tndp ad Ud

sung cho cdc k6 ho4ch kinh doanh vA dAu tu cna Ngen hang.

v6 Trdi phi6u ctruy6n d6i, dey lA Tr6i phi6u ph6t hinh ri€ng li, chl cho cjc d6i ric, nhi diu tuchi6n luqc dAi hgo, co mong mu6n cirng tham gia vlo chi6n luqc ph6t tridn HDBank.

8 ,,/. [^/

K6t qui bi6u quy6t th6ng qua cic nQi dung, td trinh, bio c6o t?i DHDCD Thulng ri6n2020 cia HDBank

6ngNguy6n Htu Dfng (Thanh vien Chn Taa doan) chU tri c6ng t6c bd phi6u nhu sau:

6.1 DHDCD thOng qua Bdo ctio hogt ir1ng 2019 vi Dinh hndng hog ifing 2020 cna HDLT

DHDCD bi6u quy6t th6ng qua vd'i ti lC nhu sau:

c6 phi6u, tuong <luorg v6i 100 % tdng sii c6 phAn c6 quyAn biilud6ng du hep

Ii.!

,t

t/)

I. Khdng ddng 0 c6 phi6u, tuong duong vdi 0 % tiing s6 ci5 phin c6 quyin bidu quy6t cria cd

791,224,562

quy6t coa c6

v

. Kh6ng c6 itl6ng dU hqp

0 c6 phi6u, tuong auong vrn 0 % t6ng si5 c6 phdn c6 quyAn bi,3u quydt cla c6 '

ddng dq hgp

6.2 DHDCD thdng qua No cdo Kdt qud ho@ ilAng kinh doanh ndm 2019 vd Kd hogch Itifihdoanh ndm 2020 ctt Ban Dilu lldnh

6.2.1 XA qun hogt.IOng 2019 nhr saa:- T6ng TAi s6n: 229.4?7 tj ddng- T6ng Huy dQng: 203.869 tj tl6ng- DU nq tin dung: 153.004tlddng- Ti lg nq x6u: 1,36%- Lgi nhuar trudc rhu6: 5.018 t, ddng- ROA (LNST/TTS binh quan): 1,80%

- ROE (LNST/VCSH binh qunn):21,61%

6.2.2 rt hogch t irrh .loanh 2020 ahr ssu:- T6ng Tdi sin: 305 .372t! ddng- Tdng Huy ttQng: 275.246 ty ddng

- DU nq tln dqng: 177.970 g ddng- TllQnqx t:4Y.- Lqi nhugn truoc thu6: 5.661 tY ddng

- ROA (LNST/TIS binh qu6n): 1,69%

- ROE (LNST/VCSH binh qu6n):20,02%

EHECD bi6u quy6t th6ng qua v6i t, lC nhu sau:

. Ddng j t lSl,ZU,SeZ cd pn6u, tuong duong vdi 100 7o IOng so co phan co quyen Dreu

rhong d6ngj -0 c6 phi6u, tuong tluorg v6i 0 % t6ng s5 c6 phAn c6 quy6n bi6u quy6t

quy6t ctia c6 ddng dg hgp

cua

dong dU hqp

0 c6 phin c6 quytn bi6u qry6t ",lu "d

-t/,", v

dOng dp hgp

9

6.

. D6ng f

I

tuqng duongr KJlong co y Kren

6.3 DHDCE thane qua Bdo cdo ho( i1ng cia Ban Kidm Sodt vi thdm tru bdo cdo tdi chthh h?p,rhdl cia EDBank ndm 2019.

DHDCD bi6u quy6t th6ng qua v6it! lQ nhu sau:

. Ddng i 791)24,562 cd phidu, tuong duorg v6i r00 % t6ng sd c6 phln c6 quyln bi6uquy& cia c6 d6ng dg hgp

. Kh6ng ddng j ' 0 c6 phi6u, tuong duong vdi 0 % t6ng s6 c6 phdn c6 quydn bi6u quy6t ctia c6d6ng d1r hep

. Khdng c6 j kidn 0 c6 phi6u, tuong rtuong vdi 0 % t6ng s6 c6 phAn c6 quyAn bi6u quy6t cia c6ddng dU hgp

E&v

DHDCD biAu quy6t th6ng qua vdi ti le nhu sau:

. Ddng f 791)24,562 cd philu, tuong dudng vdi lffi % r6ng s6 c6 phin c6 quydn biduquy6t cria c6 d6ng dg hgp

. Kh0ng ddng j 0 c6 phi6u, tuorg ttuorg vdi 0 % tdng s6 c6 phAn c6 quyAn bi6u quydt cta c6d6ng d|r hqp

. Khdng c6 f ki6n 0 c6 phi6u, tuong <tuong v6i 0 % tiing 6 c6 phin c6 quy6n bilu quy6t c0a dd6ng d[ hAp

6.6 DHDCD thang quo Td trlnh $6 3W020/TI-HDLT ngdy 0y0 2020 phtdng tin chia cd ttcbdng cd phidu vd phdt hdnh cd phila thfing ili fing yDL 2020

DHDCD biau quy6t th6ng qua v6i t, lC nhu sau:

10

6.1 DEDCD h1ng qua kdt qud Ktdn todn ir,c gp ni1n ir| fii chlnh 2019 cda c6ig ty kiAm bdn

6.5 DHDCD thOng quo Tt ,rlnh sd 37/202ATT-HD0T ngnr 0t/002020 phrdng dn phAn ph6ilgi nhuQn ndm 2019 vd chia cd phtdu phrit hdnh rt nguin th{ng dt vdn cd phitt

DHDCD bidu quy6t th6ng qua vdi ti lC nhu sau:

. Ddngj 167,004,919 ci phi6u, tuong duong vdi 96.94 % t6ng s6 c6 phin c6 quyAn

bidu quy6t crla c.6 rt6ng dy hgp. Kh6ng ddng j 24p19,6,8 c.6 phi6u, tuorg duong vdi 3.06 7c t6ng s6 d phln co quyin Ui6rL

quy6t cta c6 d6ng dy hgp. Kh6ng c6 j ki6n 0 d phi6u, tuong ttumg v&i 0 o/. dng s6 c6 phAn c6 quytn bidu quydr cna cti

d6ng dy hgp

/// l,

. bdng Y

t

767,004,919 cd phidu, tuorg ttuong vdi 96.94 % tdng sii c6 phdn c6 quyAn

bi6u quy6t cta c6 d6ng du hqpKhdng dbng j 24219,68 c6 phi5u, tuong tluong v6i 3.00 Z t6ng s5 c6 phin cd quy6n biSu

quy6t cta c6 d6ng dy hgp

0 c6 phi6u, tuong duorg vil O fz. t6ng i6 c6 phAn cO quyin bi6u qr-ry6t cria cii<l6ng dtr hqp

6.7 DHDCD Th^ng qua Td trtnh sd 39D020/TI-HDLT ngdr 0t/06/2020 mtc tdng thi tao, ph|cdp chul,n tnich cia EDQT, BKS vd Quj hogt .t1ng cia HDLT ndm 2020

DHDCE biriu quy6t th6ng qua vdi ti lC nhu sau:

. Ddng 91,224,562 cd phi6t, tuong duong vdi 100 % t6ng sti c6 phdn c6 quyAn bi6u

. Kh6ng c6 i

llH

.

7I

I quy6t cia cd dong au hqp. Khong tt6ng j o c6 phi6ra tuong duqng v6i 0 % tiing s6 c6 phdn c6 quyAn bidu quy6t cta c6

d6ng dt,I hgp

ki6n 0 c6 phi6u, tuong duong vdi 0 % t6ng si5 c6 phln c6 quydn bi5u quydt cta c6 '. Kh6ng c6 y

d6ng dq hgp

6.8 DHDCD th^ g qua Tit tlinh sd 10/2020//TI-HDeT agny 0 06/2020 etic vda di iy quyin cnaDHDCD cho HDQT, gdm I nQi dung sau:

6.8.1 ThAng qua nQi dung tny quyln cta Dgi HOi Di g Cd DOng (EHDCD) cho HQi iing Qudntri at r\c si.a il6i, bd sung cdc agdnh nghi kinh doanh, cqp hh\t cdc,ha! ardi, bd sung qqitinh phttp tuAt 4i Diiu G, phi h?p hogt .IOhg ctia N?AL hdbg; theo ili sira itdi, bd sungGiiy phCp hogt itQng cta Ngdn hdng, Gidy cht rg nh\n dnng ki doanh nghiQp vd rhlrc hifncdc hn 4tc phdp li *hdc fiAn quan ilia viic sta dii, bd sung ndy.

DHDCD bi6u quy6t th6ng qua vdd ty le nhu sau:

725,578,235 c6 phi6u, tuong duong v6i 91.7 % t6ng s6 cii phin c6 quydn bi6u

du hap. Kh6ng c6 i duong v6i 0 % t6ng s6 c6 phdn c6 quyAn bi6u quydt cia ci5

6.8.2 ThAng qua nQi dung iy quyla cho EQi itdng Quda tfi quydt illnh cric vdn ili fian quan ddn

hogl dQng ddu tc, muq Mn ldi sdn cha NgAn hdng gdm:

- Quy6t dinh thanh hp ho{c mua l4i c6c cdng ty con, c6ng ty lien k& d6 thuc hien c6c ho4t

dong kinh doanh dugc phip theo quy dinh cna ph6p luat

h,11 /t2

. Kh6ng ddng jquy6t cta c6 tl6ng dy hqp

65,646!27 c6 phi6u, tuong duong vdi 8.3 % t6ng s6 c6 phin c6 quyAn bi6u

!dong dU hpp

Quy6t dlnh dAu tu, rnua, brn tai sdn cia Ng6n hang c6 gi6 rri d6n 50% v5n didu lQ cta Ng6nhing ghi trong beo c6o tAi chinh da duqc ki6m to6n gAn nhdt.

Th6ng qua cric hgp ddng c6 gi6 hi t€n 20% trd I€n so vrli v5n didu tQ cta Ngnn hdng ghitrong b6o c6o tei chinh dn duqc ki6m to6n gan nhdt gita Ngan hing vdi c6ng ty con, c6ng

ry lien k5t cia Ngen hing

EHDCD bidu quy6t thdng qua vdi tj lQ nhu sau:

Ddnci 7sl,s8r,8t c6 ptri6ii, iuong Auong voi 95.03 % t6ng s6

bidu quy6t cria c6 d6ng dg hqp' 39J40lrJ ad phi6u, iuong <luong vfi 4.92 ;2" t6ng s6 c6 p

c6 phin

Kh6ng ddng ! hin c6 quy6n bidu

Kh6ng c6 y Kten

quy6t cta c6 d6ng dg hgp

0 cti phi6u. tuong duorg vdi 0 % r6ng s6 c6 phdn c6 quyin bi6u quy6r cta c6d6ng du hop

6.8.3 Ih6ng qua nQi dung iy quyin cho EQi il6ng Quda t! quydt igah cdc fin di fiAn quaa ddnC6ag ry con, Cdng ty titn kdt, gim:- Quy6t dinh viec chuy6n nhuqng phAn v6n g6p/c6 phAn cta C6ng ty con, C6ng ty ti6n k6t;

- Quy6t tlinh viQc mua, b6n, chia, rich, s6p nhAp, hqp nhit, chuydn d6i hinh thnc ph6p li,giAi thd holc md thi tuc ph6 sen C6ng ty con, COng ty lien ki:t cta Ngin hing;

- Ky k6t c6c vIn ben, rhuc hien c6c tht tuc li6n quan dd hoAn t6t cdc c6ng viec niy theo quydinh cia ph6p luat, cta Ngen hing Nhe nuda, cta Uy ban chring ktorin

75i,S84,139 c.d phidu, tuong duong vrii 95.03 % r6ng s6 c6 phAn co quyinbi6u quy6t cta c6 tl6ng d1r hgp

. Kh6ng ddng y 39,340,48 d phidu, tuong duong vdi 4.9? % dng s6 cd phin c6 quyin bi6u

r KJlong co y Klen

quy6t cia c6 ddng dg hgp

0 c6 phi6u. tuong duong vrii 0 % t6ng s6 c6 phin c6 quyAn bidu quy6t cria cd

ddng dU hep

6.8.4 Thdrrg quq n\i dung t@ quyln cho HQi iling Qu,in tfi quyit ihlnh cdc vdn ili fiAn quan ildn

chidn tupc phdt uila HDBank, gdm:- Hoan thiQn chi6n luqc ph6t trien HDBank giai d,oqr,20l7-2021.

- Duqc phdp linh hoqt didu chtnh, b6 sLrng cec nQi dung co ben cia chi6n luqc kinh doanh

d6 pht hqp vdi thpc t6 ph6t triAn cta HDBank, pht hqp vdi m6i trudng kinh doanh vi xu

vDong

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i.tilfl1

ir

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DHDCD bidu quy6t th6ng qua v6i tj lQ nhu sau:

th6 ph6t tri6n cta ngAnh ciing nhu tu6n tht cdc quy dinh cia ph6p luat trong qu6 trinh xaydtlng vA thlIc hien chi6n luqc kinh doanh.

Lga chgn nhi diu tu chi6n lugc. Ddm ph6n, thuong tugng vd ky k6t cec hqp ddng, th6athuAn hgp t6c vdi cAc nhA dlu tu chi6n lugc dugc lga chen.

Linh hoqt di6u chinh, b6 sung c6c chi ti€u quan tri cht y6u dd dep tug kip thdi vdi tinhhinh thgc t6 vn cric di6n bi6n cia thi truong, ddng thoi b6o c6o l?i cho Cd d6ng bii5t.

Quy6t dinh viQc ch6t, didu chinh ti lC sd hitu cta nhd dlu tu nu6c ngoAi tai HDBank theoquy (linh phrp luat vA dem bao lqi lch cao nhdt cho HDBank cing nhu cric c6 d6ng ctaHDBank; thgc hiQn c6c tht tsc cAn thi6t tai c6c co quan nhe nudc c6 thAm quydn d6 khOa,

tlidu chinh ti lQ sd htu cria nhi dir.r tu nudc ngoii theo tinh hinh thlrc 16 vd chirin lugc ph6ttrii5n cia HDBank

DHDCD bi6u quy6t th6ng qua vdi ti lQ nhu sau:

Ddng j tuong duong vdi 95.03 % t6ng si5 ci5 phln c6 quy6n

du hsp' . Kh6ng d6ng j 39,340,48 c6 phi6u, tuong duong v6i 4.9? 7o t6ng s6 c6 phAn c6 quy6n bi6u

: quy& cta c6 d6ng du hgp. XhOng c6 j kidn O c6 pfri6u, tucmg aucmg vO O Z. t6trg s6 ci phln cO quyin UiAu quy6t cUa c6

d6ng dp hqp

6.8.5 Th6hg qua n1i dung iy quyin cho IIQi irlng Quin lri lham gia ch..ong linh tdi co cdungA,t hdng tht t tg ,rrgi trong he ahdhg cdc NgAn hdag thqong mgi theo chi tno/ng ciaNgin hdng Nhd nttc ViQt Nam Theo i i, IIQi ddng qudn tfi tutqc tdp xic, tdn vifc, k! kdtcdc thda thu1n ngryAn tlc, vdn bdn fiAn quan vdi cttc ddi tdc dd ndm bdt cdc co hQi mang

ki hieu qtui cao, phi hgp vdi chidn lngc phdt lrin cia EDBank vd bdo cdo Dgi hQi dingcd dang thdng qua

DHDCD bi€u quy6t th6ng qua vdi ti le nhu sau:

751,884,139 ci5 phi6u, tuong duong vdi 95.03 % t6ng s6 c6 phAn c6 quyAn

bi6u quy6t cia c6 d6ng dy hop. KhOng oong y 39 vrii 4.97 % t6ng s6 c6 phin c6 quydn bi6u

quy6t cria c6 d6ng dy hgp. Kh6ng c6 Y phi6u, tr"rong duong vrn 0 % t6ng s6 cd phin c6 quyin bidu quy6r cta cd

,l

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ti

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. odne i

0

d6ng dg hap

6.8.6 Thdng qaa nQi dmg iy quyin cio Dgi HOi Ding Cd D6rrg (DHDCD) cho IIQi i$as eudnOi atuqc thAng qua cdc giao dich vdi Ngttdi lidn quan thulc lhdm quyin cna Dgi HQi DingLO AOnE

13 4/-L,'

DHDCD bi6u quy6t th6ng qua v6i ti le nhu sau:

. O6ng y 752,364i99 d phi6u, luorg duong vdi 95.09 % tdng s5 c6 phin c6 quydnbiAu quy6t cta c6 d6ng dg hgp

. Kh6ng ddng f ftpSf,eO: cd pfri6u, tuong duong vrii 4.91 7. t6ng s6 c6 phAn co quyen Ui6uquy6t cua d tl6ng dg hgp

. Khdng c.{t j ki6n 0 c6 phi6u, ruong dumg vdi 0 % t6ng J c6 phin cO quyAn bi6u quy6t cta c6

ddng du hop

6.8.7 Thdhg qaa n1i dung iy quyin cia Dgi HOi Ding Cd E6ng cho HOi dAng eutu ttid,.qc t{achpn Don vi kilm bdn iIQc lQp itdp tng ili^u kien theo qti{U itinh phtip hAL cd uy tin, khdndag fi kitrh nghiQnt trory linh vyt hogt at|ng ngAn hdug dA fi{c hiln kiim todn btio cdotdi chinh ndm 2020 c&a EDBarrk

DHDCD bi6u qr:y6t th6ng qua v6i ty lC nhu sau:

75f,S84,139 c6 phi6u, tuong duong voi 95.03 % t6ng sti c6 phAn c6 quy6n

bii.lu quytit cria c6 ddng dp hgp

(JF

:tdIt

t

. Kh6ng

. Kh6ng c6 i

. Ddng j

. Kh6ng ddng j

. Khong cd i

gvoi 4.97 o/o c6 phdn c6 quydn bidu

t6ng s6 c6 phdn co quyen breu quy6t crla c6

751,884,1J9 cd phi6u. nlsng duong v6i 95.03 U" tdng s5 cd phin c6 quydn

bi6u quy6t cria c6 d6ng dy hqp

39,340,42.3 c6 phi6u, tuon g dwngvo. 4.97 o/o t6ng s5 c6 phin c6 quydn bi,iuquy6t cta cd dOng dg hgp

ki6n 0 c6 phi6u , tuong duqng vdi 0 % t6ng sd c6 ph6n c6 quyin bi6u quy6t cuad6ng dtr hAp

6.9 Thdng qua Tittrlnh i6 4t/2020/TTt-HDBank.HDeT, nedf 01/06/2020, phtr.rng dr chdo bdn,phtit hdhh t ii phifu tgi n&tc ngoAi, phrdng dn si dgrg vdn hu! ir1ng tit chdo btin, phtithdnh tnii phi6u Qi ntdc ngodi, vd niAm ydt tdi phiiu tgi sd giao dich chrtag khodn nwitcngodi cia EDBank (chi fiA theo td trtnh)

EHDCD bidu quy6t th6ng qua voi ti le nhu sau:

L-74 //,

6.8.8 Thhng qua nOi dung iy qayin cia Dgi HOi Ddng Cd D6lg (DHDCD) cho IIQi diag euinni xen xCt, quydt itinh th6ng qua viec mua tqi cd phin da bdn v6i diiu ki(n kh6ag tim gidmvdn iliiu lQ cia HDBank theo qu! irihh cia phdp h\t

DHDCE bi6u quy6t thdng qua voi ti le nhu sau:

. Ddng j 764,E77,444 c6 phi6u, tuong duong vdi 96.67 % t6ng s6 c6 phln c6 quylnbi6u quy6t cria d itdng dtr hqp

. Kh6ng ddng j 0 phi6u. tuong duong vdi 0 % tdng s6 c6 phin cd quyln bidu quydt cta co

d6ng dU hQp

. Kh6ng c6 j ki6n 26,3{7,f f S c6 phi6u, tuorg tluong vdi 333 % t6ng s5 c6 phAn co quyAn biduquy6t c0a d ddng du hgp

6.10 Thang qua Td trlrrh sd 12D020/TT-EDBank, ngdy 0t/0&2020phdt hdnh rti phidu chuyinddt cia HDBank fi kl hogch phdt hdnh Cd phtdu ild chuydn adi ctro cric Chi sd htu Trdiphtdu chuydn il6i lctti fiA theo td tinh)

DHDCD biAu quy6t thOng qua vdi ti le nhu sau:

. Ddngj 733,267,661c6 phiiiu, tuong duorg vdi 92.68 % t6ng s5 c,i phln c6 quydn

. Kh6ng ddng jbi6u quy6t cta c6 d6ng dg hgp

57,91 5,6E7 c6 phi6u. nrong duong vdi 7.JI % r6ng s6 cd phin c6 quyin bidu

quy6t cta c6 d6ng dy hqp. Khdng c6 j ki6n lrjrld phi6u, tuorg-<trong vdi0.0l% t6ngs6dptin ai quyin biiu quy6r

cia c6 d6ng dg hgp

7. Noi dung phdt sinh ngoii chrdng trinh nghi sF al! aluqc th6ng qua.

Kh6119 c6.

PE,iN C

* Ktx ctl rAN r,ANH DAo NHNN vi uBcK

\iiI

,,

L15 L-a

6ug Nguy6n Duy Phuung - Cgc ph6 Cyc 2, NIINN Viet Nsm phft bi6u chi ttgo:

. NHNN ddnh gi6 HDBank hiQn thuQc nh6m ngan hang c6 quy mO ldn, hoqt dQng dn dinh vi an

toen. NIm 2019, lqi nhu6n trudc thu6 dat 5,018 ti d6ng, r6ng huy dong dat 203,869 ti, t6ng

tAi sAn d?t229,477 ti ddng. Bdn c4nh tl6, chdt luqng tei sen cia HDBank duqc quan lj vi duy

td t6! ty lg nq xdu n$i b6ng dqt 0.9% t6ng nq. ng b6n cho VAMC cht cdn 567 t! ddng.

. NIm 2019, HDBank duqc NHNN chip thufln cho 6p dgng Thdng tu s6 4ll20t6iT[-NHNN(phuong ph6p ti€u chuan cia Basel II) tru6c han kA tt ngdy l/10/2019. HDBank ciing dit hoin

thenh co ben c.ic chl ti€u tgi Phuong 6n co c6u lei giai doar 2016-2020 de duqc phe duyet,

ddng thdi tich cgc tham gia co c6u hi TCTD kh{c theo chi dgo crla NHNN.

PE,IN D

THONG euA NGq euyf,r DmcD vA nt u4c oAr uqr6ng Luu Dfc Khdnh - Ph6 ChU tich HEQT tttnh bAy toan vdn Nghi Quy6t OUOCD truOc O4i hqi ve

duqc Dgi hQi nhdt trl th6ng qua vdi si lC 100 %.

K6t thric Dai hoi, BA NguyEn Thi Phuong Thdo - Ph6 Cht tich Thudng trvc HDQT thay m{t Chn tqa

Doin ph6t bidu cAm on, ghi nhan vA ti6p thu c6c j ki6n cta c6 d6ng vA tlgi diQn ban l6nh dqo NHNN

ve UBCK, ddng thdi bAy td mong mu6n quj c6 d6ng, d6i tdc ti6p tuc h6 t q, hqp t6c ch{t chc ctng

t{DBsnk. Thay mlt Chn tAa Doen, Ph6 Chn tich Thudng truc chldh thfc tuyCn b6 b6 mac DHDCD

Thudng ni€n 2020 (nlm Ai chinh 2019) cta HDBank.

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t

v16

. Thay m4t BLD Cuc Il, 6ng Nguygn Duy Phuong chdc mimg thanh tlch vA k6t quA det dugc

cria HDBank trong 2019 vta qua vA di6m qua nhting nhiem w treng tam HDBank cAn fi6p tuc

thlrc hiQn giai donn t6i

ong Lt Nhi NIog - Trutng coqueo ttli dier UBCKI\N qi TP.HCM

. HDBank ld ngnn hAng c6 hQ th6ng quAn tri doanh nghiQp minh bach vA hieu qud" mang lei gi6

tri cho nhA dAu tu, g6p phAn t4o n€n mQt m6i trudng dAu tu minh bgch, dua c6c nhi ddu tu

trong ve ngoAi nrdc d6n v6i thi trudng Ai chinh Viet Nam.

. Nger hanC tuan iht cJc quy itinh vd vifo c6ng b6 th6ng tin, dam bto tlnh kip rhdi, c6ng ktai,

minh bech c6c thdng tin va ho?t d6ng kinh doanh, c6ng t6c quen tri mi ro cho c6 al6ng, nhe

ddu hr trong vA ngoli nudc vriri chdt lugng th6ng tin dugc nhi dAu tu d{nh gi6 cao. C6ng t6c

quan he .hd dAu tu duqc t6 chric bdi bAn, dinh ki.. C6c b6o c,io tAi chinh cta Ngin hnng rtuqc ki6m to6n bdi ki6m torin qu6c t6 c6 uy tin. Bao bao

c{o thudng nien cia HDBank cung clp th6ng tin rO rang, minh b4ch, chi ti6t theo chuin qu6c

t6 vA duqc d d6ng, UBCK, Sd Giao dich Chtmg kho6n TP HCM vi c6c co quan truyAn thdng

dAnh giA cao. HDBank c6 860 cro thulng nien tA I trong I 0 b6o cio xu6t sic nhdt nam ZO I q

cta thi trucmg Chlmg kto{n.

. Thay mdt UBCK, 6ng li NhiNtug ch[c HDBark ti6p tuc tAng trudng menh me, mang lei lqi

t0c cho c6 dOng, lA ng6n hAng minh @ch, vA c6 phi6u HDBank li c6 phi6u ch6t lugng cao cta

thi trudng chfmg kho6n ViCt Nam.

/4

Dai hoi k6t thfc vdo hic l{.. Cid 0.Q. phtt cnng

CH{I TQA DoANBA LA Thi Bing TAm - Cht tga

BAI\ THIJ Kf

Oug Chir Mirh Tu6n

Bi Trusng Thi Mai Lan

Bt Huinh Thi Mai Trinh

Tii liQu luu kCm

l. Bi6n bdn kiiim ha tuc s6

2. 86o c6o cta HDQT, Ban Ki6m SoAt vi Ban DiAu HAnh

3. Cec td hinhi- Td trinh 56 37l2O20iTf-HDQT, ngny 0l/06/2020 Th6ng qua phuong an phan ph6i tqinhuan

2019 vi chia c6 phi6u ph6t hdnh lt ngudn th6ng du viin c6 phin.- Td hinh 56 38/2020/TT-HDQT, ngAy 01/06/2020 Th6ng qua phuong 6n chia c6 tfc bing c6

phi6u vn ph6t hdnh c6 phi6u thudng dA tlhg vDL ntrm 2020.- Td trinh 56 39/2020/m-HDQT, ngay O 1/06/2020 Th6ng qua t6ng mirc tht lao, phg cdp chuyen

tnich cia HDQT, BKS vd Qu, hoet dong cta HDQT n5m 2020.

- Td trinh s6 402o20fff-HDQT, ngdy 0110612020 Thong qua c6c vdn dd ty quyAn ciaEHDCD cho HDQT

- Td trinh 56 4ll2020/TIr-HDBank.HDQT, ngny OUO612O2O Th6ng qua phuong rin chio b6n

trdi phi6u qu6c 16 vi ni6m y6t trAi phi6u t?i SGDCK nudc ngoAi cta HDBank.

- Td ainh 56 42l2020/fi-HDBank, ngdy 0UO6/2020 th6ng qua ph6t hdnh riCng 16 Trei chuyan

d6i IDBank

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lii!/1

:

17

- Td tdnh 56 43l2020rm-HDQT, ngdy 0l/06/2020 mi6n nhiQm BA Nguyan Thi phsng thdnhvi6n Ban Ki6m So{t

- Td t.inh 56 44l2020fm-HDQT, ogny OUO6|202O Di6u chtnh s6 luqng thAnh vien t6i thiauBKS nhiQm ki 2017-2022 vA BAu b6 sung ThAnh vi€n BKS.

4. Bi€n bdn ki6m phi6u th6ng qua cric vdn dd tdnh Dqi HQi

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18