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    LTE Overview

    Course Objectives:

    Understand the development of mobile communications, and Long

    Term Evolution (LTE position and net!or" architecture#

    Understand the protocol architecture and basic technologies of E$

    UT%&'#

    Understand "e LTE technologies#

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    1# %adio 8rotocol &rchitecture################################################################################################################)4

    1##) Control 8lane 8rotocol &rchitecture####################################################################################)4

    1## User 8lane 8rotocol &rchitecture#########################################################################################)7

    1#1 /)

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    3#1#) 8.C8 5unctions###################################################################################################################2

    3#1# 8.U /tructure######################################################################################################################24

    # RR$.............................................................................................................................................................4%

    #) %%C 5unctions####################################################################################################################################29

    # %%C /tate############################################################################################################################################30

    #1 '&/ /tate and the %elationship -ith the %%C state##########################################################################3)

    #2 %%C 8rocedure####################################################################################################################################3

    #2#) /stem

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    1 Overview

    Knowledge points

    +obile communications development

    -C.+& evolution

    T.$/C.+& evolution

    C.+&000 evolution

    1.1 Background

    1.1.1 Mobile Communications Evolution

    The development histor from = and 1= to 1#9 = is the development histor from lo!$

    speed voice services to high$speed multimedia services of mobile communications#

    1=88 has been progressivel perfecting LTE %7 standard:

    )# LTE %7 %&') !as fro?en in .ecember 007#

    # LTE %7 %&', %&'1, and %&'2 !ere fro?en in .ecember 007##

    1# LTE %7 standard !as complete b +arch 009, implementing basic LTE

    functions at the first commercial use of LTE sstems#

    5igure )#) $) sho!s the development and evolution of !ireless communication

    technologies#

    1

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    5igure )#)$) .evelopment and evolution of !ireless communication technologies

    1.1.2 Comparison mong !C"M# T"$%C"M# and C"M2&&&

    Table )#)$)Comparison among -C.+&, T.$/C.+&, and C.+&000

    /tandard -C.+& C.+&000 T.$/C.+&

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    Chapter 4 Core LTE Technologies

    5igure )#)$ -C.+& technolog roadmap

    1.1.( T"$%C"M Evolution

    DTE !ireless net!or" e6uipment supports smooth evolution of recent T. evolutionsoft!are#

    T. evolution can be divided into t!o stages: standard stage of C.+& technologies and

    that of O5.+& technologies#

    The standard stage of C.+& technologies can smoothl evolve to @/8& !ith

    spectrum efficienc close to that of LTE#

    Basic version

    Short-term evolution version

    Mid-term evolution version

    Long-term evolution version (4G)

    Phase I Phase II Phase III

    C"M standard O)"M standard

    '*++ ,-(/oice0"ata

    1 2re3uenc4 point

    '*++ ,-50607

    8%+08%+9MBM%0Multi$Carrier

    '*++ LTEO)"MM:MO

    :MT$dv

    5igure )#)$1 T.$/C.+& evolution

    3

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    1.1.5 C"M2&& Evolution

    C.+& One is a collection of all

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    Chapter 4 Core LTE Technologies

    5igure )#$3 Organi?ation and establishment stages of 1=88 standards

    5

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    2 LTE :nde;es and -e3uirements

    2.1 Overview

    Knowledge points

    /pectrum division

    LTE sstem re6uirements

    Others

    8hsical channels and mapping relationship

    5igure #) $ sho!s the LTE inde;es and re6uirements prescribed b 1=88#

    5igure #)$ LTE inde;es and re6uirements

    7

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    2.2 )re3uenc4 Band "ivision

    Table # $ lists the E$UT%& fre6uenc bands#

    Table #$ E$UT%& fre6uenc bands

    E$UT%&

    Operating

    *and

    Uplin" (UL operating band */ receive

    UE transmit

    .o!nlin" (.L operating band */

    transmit UE receive

    .uple;

    +ode

    ()L*!&w+ ()L*hi'h (,L*!&w+

    (,L*hi'h

    ) )90 +@? G )970 +@? ))0 +@? G )40 +@? 5..

    )730 +@? G )9)0 +@? )910 +@? G )990 +@? 5..

    1 )4)0 +@? G )473 +@? )703 +@? G )770 +@? 5..

    2 )4)0 +@? G )433 +@? ))0 +@? G )33 +@? 5..

    3 72 +@? G 729 +@? 79 +@? G 792+@? 5..

    710 +@? G 720 +@? 743 +@? G 773 +@? 5..

    4 300 +@? G 340 +@? 0 +@? G 90 +@? 5..

    7 770 +@? G 9)3 +@? 93 +@? G 90 +@? 5..

    9 )429#9 +@? G )472#9 +@? )722#9 +@? G )749#9 +@? 5..

    )0 )4)0 +@? G )440 +@? ))0 +@? G )40 +@? 5..

    )) )24#9 +@? G )23#9 +@? )243#9 +@? G )300#9 +@? 5..

    ) 97 +@? G 4) +@? 47 +@? G 42 +@? 5..

    )1 444 +@? G 474 +@? 42 +@? G 43 +@? 5..

    )2 477 +@? G 497 +@? 437 +@? G 47 +@? 5..

    H

    )4 402 +@? G 4) +@? 412 +@? G 42 +@? 5..

    ###

    11 )900 +@? G )90 +@? )900 +@? G )90 +@? T..

    12 0)0 +@? G 03 +@? 0)0 +@? G 03 +@? T..

    13 )730 +@? G )9)0 +@? )730 +@? G )9)0 +@? T..

    1 )910 +@? G )990 +@? )910 +@? G )990 +@? T..

    14 )9)0 +@? G )910 +@? )9)0 +@? G )910 +@? T..

    17 340 +@? G 0 +@? 340 +@? G 0 +@? T..

    19 )770 +@? G )90 +@? )770 +@? G )90 +@? T..

    20 100 +@? G 200 +@? 100 +@? G 200 +@? T..

    2.' +eak "ata -ate

    The instantaneous do!nlin" pea" rate reaches )00 +bitBs (3 bitBsB@? at 0 +@?

    8

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    Chapter 4 Core LTE Technologies

    do!nlin" spectrum band (t!o transmit antennas on the net!or" side and t!o receive

    antennas on the UE side#

    The instantaneous uplin" pea" rate reaches 30 +bitBs (#3 bitBsB@? at 0 +@? uplin"

    spectrum band (one receive antenna on the UE side#

    -idebands, +

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    LTEF5..Fe'*FEF)0 LTE Overvie!

    )# The user throughput per +@? at the 3J Cumulative .istribution 5unction (C.5

    must reach t!o to three times the throughput of % @/.8

    # The average user throughput per +@? must reach three to four times the

    throughput of % @/.8

    % @/.8& uses one transmitter one receiver ()T)% !hile LTE uses t!o transmitterBt!o

    receiver (T%#

    Uplin":

    )# The user throughput per +@? at the 3J C.5 must reach t!o to three times the

    throughput of % @/U8

    # The user throughput per +@? must reach t!o to three times the throughput of %

    @/U8

    % @/U8& uses )T%, and so does LTE#

    2.7 %pectrum Eicienc4

    .o!nlin": On a net!or" !ith effective load, the target LTE spectrum efficienc(measured b the bit 6uantit per site, per @?, and per second is three to four times

    more efficient than % @/U8 % @/.8& uses )T)% !hile LTE uses T%#

    Uplin": On a net!or" !ith effective load, the target LTE spectrum efficienc (measured

    b the bit 6uantit per site, per @?, and per second is t!o to three times more efficient

    than % @/U8 % @/U8& uses )T%, and so does LTE#

    2.> Mobilit4

    E$UT%&' can provide optimum net!or" performance for mobile users at the speed of

    0)3 "mBh, high performance services at the speed of )3)0 "mBh, and cell net!or"

    services at the speed of )0130 "mBh (the speed even reaches 300 "mBh at specified

    bands#

    oice services and other realtime services provided in the % C/ domain are supported

    b 8/ domain on the E$UT%&' and all these services can reach or e;ceed the 6ualit of

    UT%&' services# The interrupt time caused b handovers !ithin the E$UT%& sstem

    10

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    Chapter 4 Core LTE Technologies

    must be shorter than or e6ual to the handover time of the =E%&' C/ domain#

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    )# E$UT%&' and UT%&'B=E%&' multi$mode terminals support

    UT%&'B=E%&' measurement and handover bet!een E$UT%&' sstems and

    UT%&'B=E%&' sstems#

    # The E$UT%&' sstem supports inter$sstem measurement#

    1# The handover interrupt time bet!een %$UT%&' and UT%&' must be shorter

    than 100 ms for realtime services#

    2# The handover interrupt time bet!een E$UT%&' and UT%&' must be shorter

    than 300 ms for non$realtime services#

    3# The handover interrupt time bet!een E$UT%&' and =E%&' must be shorter

    than 100 ms for realtime services#

    # The handover interrupt time bet!een E$UT%&' and =E%&' must be shorter

    than 300 ms for non$realtime services#

    4# 8aging information of onl one of the =E%&', UT%&, or E$UT%& sstems

    needs to be monitored for multi$mode terminals in non$active state (similar to %

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    ' LTE rc=itecture

    Knowledge points

    %adio protocol structure

    /) interface

    > interface

    '.1 %4stem rc=itecture

    LTE adopts an O5.+$based air interface technolog !hich is different from those of

    = and 1=# LTE adopts a flat net!or" architecture !ithin !hich E$UT%&' contains

    onl e'ode*s instead of %'C, so as to optimi?e the traditional 1= net!or" architecture#

    LTE supports functions of 8.C8B%LCB+&CBphsical laer protocols on the E$UT%&

    user plane and functions of the %%C protocol on the control plane# 5igure 1#) $4 sho!s

    the E$UT%&' sstem architecture#

    5igure 1#)$4 E$UT%&' architecture

    13

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    e'ode*s are connected over an ; interface and ever e'ode* is connected to the

    Evolved 8ac"et Core (E8C net!or" over an /) interface# The user plane of /)

    interfaces terminates on the /erving$=ate!a (/$=- and the control plane of /)

    interfaces terminates on the +obile +anagement Entit (++E# The other end of the

    control plane and user plane terminates on the e'ode*# 5unctions of all 'Es in the

    preceding figure are listed as follo!s:

    e'ode*

    *esides the original e'ode* functions, e'ode* of LTE underta"es most of

    original %'C functions such as phsical laer, +&C (including @&%A, %LC

    laer (including &%A functions, 8.C8, %%C, scheduling, radio access control,

    access mobilit management, and radio resource management among different

    cells#

    LTE e'ode*s have the follo!ing functions:

    +anage radio resources: %adio bearer control, radio access control, connection

    mobilit control, and dnamic resource assignment of uplin" and do!nlin"

    (scheduling#

    Compress

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    Chapter 4 Core LTE Technologies

    5igure 1#)$7 5unctional split bet!een E$UT%&' and E8C

    '.2 -adio +rotocol rc=itecture

    '.2.1 Control +lane +rotocol rc=itecture

    5igure 1# $9 sho!s the control plane protocol architecture#

    5igure 1#$9 Control plane protocol stac"

    17

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    The 8.C8 terminates at e'ode* and implements functions such as control plane

    encrption and integrit protection#

    The %LC and +&C terminate at e'ode* on the net!or" side and implement identical

    functions of the user plane and control plane#

    The %%C terminates at e'ode* and implements such functions as broadcast, paging,

    %%C connection management, %* control, mobilit, and UE measurement reporting and

    control#

    The '&/ terminates at ++E and implements such functions as E8/ bearer

    management, authentication, idle$mode E8/ Connection +anagement (EC+, idle$mode

    EC+ paging, and securit control#

    '.2.2

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    Chapter 4 Core LTE Technologies

    '.'.1 %1 :nterace

    The /) interface is defined as the interface bet!een the E$UT%&' and E8C# The /)interface contains t!o parts: the control plane /)$++E interface and user plane /)$U

    interface# The /)$++E interface is defined as the interface bet!een the e'ode* and

    ++EM the /)$UE interface is defined as the interface bet!een the e'ode* and /$=-#

    5igure 1#1 $))and5igure 1#1 $) respectivel sho! the protocol stac" architecture of

    the /)$++E interface and /)$U interface#

    /CT8

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    Chapter 4 Core LTE Technologies

    The /) interface has the follo!ing ac"no!ledged signaling procedures:

    E$%&* signaling procedure

    E$%&* establishment

    E$%&* modification

    ++E$initiated E$%&* release

    e'ode*$initiated E$%&* release

    @andover signaling procedure

    @andover preparation

    %esource assignment

    @andover termination

    @andover cancellation

    8aging

    '&/ transmission procedure

    .irect uplin" transmission (initial UE message

    .irect uplin" transmission (uplin" '&/ transmission

    .irect do!nlin" transmission (do!nlin" '&/ transmission

    Error indication procedure

    e'ode*$initiated error indication

    ++E$initiated error indication

    %eset

    e'ode*$initiated reset

    21

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    ++E$initiated reset

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    Chapter 4 Core LTE Technologies

    5igure 1#1$)1 $

    U adopt the same user plane protocol to reduce protocol processing at e'ode* data

    for!ard#

    '.'.2 @2 :nterace

    The > interface is defined as the interface bet!een e'ode*s# The > interface contains

    t!o parts: the >$C8 and >$U, !here the >$C8 is the control plane interface bet!een

    e'ode*s and the >$U is the user plane interface bet!een e'ode*s# 5igure 1#1 $)2 and

    5igure 1#1 $)3respectivel sho! the protocol stac" architecture of the >$C8 interface

    and >$U interface#

    23

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    /CT8

    interface user plane

    The >$C8 has the follo!ing functions:

    UE mobilit in the EC+$CO''ECTE. state !ithin the LTE sstem

    Conte;t transfer from the source e'ode* to the target e'ode*

    User plane channel control bet!een the source e'ode* and the target e'ode*

    @andover cancellation

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    Chapter 4 Core LTE Technologies

    Uplin" load management

    =eneral > interface management and error processing

    Error indication

    The >$C8 interface has the follo!ing ac"no!ledged signaling procedures:

    @andover preparation

    @andover cancellation

    UE conte;t release

    Error indication

    Load management

    The management of load among cells is implemented over the > interface#

    5igure 1#1 $)sho!s that the LO&. , &8 LO&.

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    ( +=4sical La4er

    (.1 )rame %tructure

    The LTE sstem supports the follo!ing t!o radio frame structures:

    /tructure ): &pplicable to the 5.. mode#

    /tructure : &pplicable to the T.. mode#

    5igure 2#) $)4 sho!s the frame structure )# Ever )0 ms radio frame is divided into ten

    sub$frames of fi;ed length# Each sub$frame contains t!o time slots each of !hich is 0#3

    ms long#

    5igure 2#)$)4 5rame structure )

    5or 5.., at ever )0 ms, ten sub$frames can be used for do!nlin" transmission and

    another ten sub$frames can be used for uplin" transmission# The uplin" transmission and

    do!nlin" transmission are separated on the fre6uenc domain#

    (.2 +=4sical -esources

    The minimum resource unit for uplin"Bdo!nlin" transmission in the LTE sstem is called

    the %esource Element (%E#

    &t the time of data transmission, the LTE sstem consolidates uplin" and do!nlin" time$

    fre6uenc domain phsical resources into %esource *loc"s (%*s for scheduling and

    allocation#

    27

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    Chapter 4 Core LTE Technologies

    5igure 2#$)9 8hsical resource structure of uplin" slot

    (.' +=4sical C=annels

    The do!nlin" phsical channels contain the follo!ing channels:

    )# 8hsical *roadcast Channel (8*C@

    The coded *C@ transmission bloc" maps to four sub$frames !ithin an 20 ms

    interval#

    The 20 ms timing is obtained b blind tests, namel, no specified signaling

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    LTEF5..Fe'*FEF)0 LTE Overvie!

    indicates the 20 ms timing#

    -ith e;cellent$enough channels, ever sub$frame that the 8*C@ located can

    separatel decode signals#

    # 8hsical Control 5ormat

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    Chapter 4 Core LTE Technologies

    5igure 2#3$0 +apping bet!een do!nlin" transport channels and do!nlin" phsical channels

    5igure 2#3$) +apping bet!een uplin" transport channels and uplin" phsical channels

    (.6 +=4sical %ignals

    8hsical signals correspond to several phsical laer %Es, but do not carr an

    information that comes from higher laers#

    The do!nlin" phsical signals include the reference signal and the snchroni?ation

    signal#

    %eference signal

    The do!nlin" reference signals include the follo!ing three tpes of reference

    signals:

    Cell$specific reference signals, associated !ith non$+*/5' transmission

    +*/5' reference signals, associated !ith +*/5' transmission

    33

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    UE$specific reference signals

    /nchroni?ation signals

    The snchroni?ation signals include the follo!ing t!o tpes of signals:

    8rimar snchroni?ation signal

    /econdar snchroni?ation signal

    5or 5.., the primar snchroni?ation signal maps to the last O5.+ smbol of

    the time slot 0 and time slot )0# The secondar snchroni?ation signal maps to the

    second last O5.+ smbol of the time slot 0 and time slot )0#

    The uplin" phsical signals include the reference signals#

    %eference signals

    The uplin" reference signals include the follo!ing t!o tpes of signals:

    .emodulation reference signals, associated !ith 8U/C@ or 8UCC@ transmission

    /ounding reference signals, not associated !ith 8U/C@ or 8UCC@ transmission

    The demodulation reference signals and the sounding reference signals use the

    same base se6uence set#

    (.7 +=4sical La4er Model

    The follo!ing figures sho! the phsical laer models of various tpes of channels# 'ode

    *s in all of the follo!ing figures are called e'ode*s or e'ode* in LTE#

    34

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    LTEF5..Fe'*FEF)0 LTE Overvie!

    C-C

    -esource mapping

    Coding 9 -M

    "ata modulation

    :nterleaving

    MC

    sc=eduler

    Sin&le Transport blocks

    (dynamic size S!

    Node B

    "eso#rce'poer

    assi&nment

    Mod#lation

    sc)eme

    Antennamappin&

    ntenna mapping

    C-C

    -esource demapping

    "ecoding 9 -M

    "ata demodulation

    "einterleaving

    UE

    ntenna demapping

    Error

    indication

    C-C

    -esource mapping

    Coding 9 -M

    "ata modulation

    :nterleaving

    MC

    sc=eduler

    Sin&le Transport blocks

    (dynamic size S!

    Node B

    "eso#rce'poer

    assi&nment

    Mod#lation

    sc)eme

    Antennamappin&

    ntenna mapping

    C-C

    -esource demapping

    "ecoding 9 -M

    "ata demodulation

    "einterleaving

    UE

    ntenna demapping

    Error

    indication

    5igure 2#4$2 8hsical laer model for 8C@ transmission

    C-C

    -B mapping

    Coding 9 -M

    "ata modulation

    :nterl.

    C-C

    -esource mapping

    Coding 9 -M

    "ata modulation

    :nterleaving

    MC

    sc=eduler

    N Transport blocks

    (dynamic size S1, SN!

    Node B

    "eso#rce'poer

    assi&nment

    Mod#lation

    sc)eme

    Antenna

    mappin&

    ntenna mapping

    C-C

    -B mapping

    Coding 9 -M

    "ata modulation

    :nterl.

    C-C

    -esource demapping

    "ecoding 9 -M

    "ata demodulation

    "einterleaving

    UE

    ntenna demapping

    Error

    indications

    Semi-static

    coniguration

    C-C

    -B mapping

    Coding 9 -M

    "ata modulation

    :nterl.

    C-C

    -esource mapping

    Coding 9 -M

    "ata modulation

    :nterleaving

    MC

    sc=eduler

    N Transport blocks

    (dynamic size S1, SN!

    Node B

    "eso#rce'poer

    assi&nment

    Mod#lation

    sc)eme

    Antenna

    mappin&

    ntenna mapping

    C-C

    -B mapping

    Coding 9 -M

    "ata modulation

    :nterl.

    C-C

    -esource demapping

    "ecoding 9 -M

    "ata demodulation

    "einterleaving

    UE

    ntenna demapping

    Error

    indications

    Semi-static

    coniguration

    5igure 2#4$3 8hsical laer model for +C@ transmission

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    Chapter 4 Core LTE Technologies

    C-C

    -B mapping

    Coding 9 -M

    "ata modulation

    :nterl.

    C-C

    -esource demapping

    "ecoding 9 -M

    "ata demodulation

    "einterleaving

    MC sc=eduler

    Node B

    "eso#rceassi&nment

    Mod#lationsc)eme

    Antennamappin&

    +A"Q in$oAK'NAK

    ntenna demapping

    C-C

    -B mapping

    Coding 9 -M

    "ata modulation

    :nterl.

    C-C

    -esource mapping

    Coding 9 -M

    "ata modulation

    :nterleaving

    8-A

    UEError

    indications

    "eso#rce'po(erassi&nment

    Mod#lationsc)eme

    8-A

    .2 +ower Control

    8o!er control determines the energ per resource element (E8%E# E8%E denotes the

    energ prior to C8 insertion# E8%E also denotes the average energ ta"en over all

    constellation points for the modulation scheme applied# Uplin" po!er control determines

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    LTEF5..Fe'*FEF)0 LTE Overvie!

    the average po!er of one .5T$/O5.+ smbol on a phsical channel#

    Uplin" po!er control

    Uplin" po!er control procedure controls the transmit po!er of different uplin"

    phsical channels#

    .o!nlin" po!er allocation

    e'ode* determines the do!nlin" transmit energ per resource element#

    (.>.' -andom ccess +rocedures

    8rior to initiation of the non$snchroni?ed phsical random access procedure, phsical

    laer shall receive the follo!ing information from the higher laers:

    )# %andom access channel parameters (8%&C@ configuration, fre6uenc position,

    and preamble format#

    # 8arameters for determining the root se6uences and their cclic shifts in the

    preamble se6uence set for the cell (inde; to root se6uence table, cclic shift

    ('cs, and set tpe (normal or high$speed set#

    5rom the phsical laer perspective, the phsical random access procedure encompasses

    the transmission of random access preamble and random access response# The remaining

    messages are scheduled for transmission b the higher laer on the shared data channel

    and are not considered part of the L) random access procedure#

    The follo!ing steps are re6uired for the phsical random access procedure:

    )# 8hsical laer procedure is triggered upon re6uest of a preamble transmission b

    higher laers#

    # & preamble inde;, preamble transmission po!er

    (8%E&+*LEFT%&'/+

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    ma;imum allo!ed po!er configured at higher laers, and 8L indicates UE$

    calculated do!nlin" path loss#

    2# & preamble se6uence is then selected from the preamble se6uence set using the

    preamble inde;#

    3# & single preamble transmission then occurs using the selected preamble se6uence

    !ith transmission po!er 8%E&+*LEFT%&'/+

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    5 La4er 2

    Laer consists of three sublaers 8.C8, %LC, and +&C# 5igure 7 and 5igure 9

    respectivel sho! Laer do!nlin" and uplin" structures#

    5igure 2#7$4 Laer do!nlin" structure

    41

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    5igure 2#7$7 Laer uplin" structure

    The connection points among sublaers are "no!n as the /ervice &ccess 8oints (/&8#

    The service provided b 8.C8 is referred to as the radio bearer# The 8.C8 provides the

    %obust @eader Compression (%O@C and securit protection# The /&8 bet!een

    phsical laer and +&C laer provides transport channels and that bet!een +&C laer

    and %LC laer provides logical channels#

    The +&C laer provides multiple;ing and mapping of logical channels (radio bearer to

    transport channels (transport bloc"#

    Onl one transport bloc" is generated at each TT< () ms in the uplin" or do!nlin" in thecase of non$+

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    +apping bet!een logical channels and transport channels#

    +&C /ervice .ata Unit (/.U multiple;ingBdemultiple;ing#

    /cheduling information report#

    Error correction through @&%A

    Logical channel prioriti?ation of the same UE#

    UE prioriti?ation through dnamic scheduling#

    /election of transmission formats#

    8adding#

    5.1.2 Logical C=annels

    +&C provides different tpes of data transmission services# The tpe of each logical

    channel is defined based on the tpe of transmitted data#

    Logical channels are categori?ed into:

    Control channels: used to transfer data on the control plane#

    Traffic channels: used to transfer data on the user plane#

    Control channels include:

    *roadcast Control Channel (*CC@#

    The *CC@ is a do!nlin" channel used to broadcast sstem control messages#

    8aging Control Channel (8CC@#

    The 8CC@ is a do!nlin" channel used to transfer paging messages and sstem

    information change notifications# The 8CC@ is used to page a UE !hen the UE

    cell location is un"no!n to the net!or"#

    Common Control Channel (CCC@#

    43

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    The CCC@ is used to transfer control messages bet!een UEs and net!or" !hen

    there is no %%C connection bet!een them#

    +ulticast Control Channel (+CC@#

    & point$to$multipoint do!nlin" channel used for transmitting +*+/ control

    information from the net!or" to the UE, for one or several +TC@s# This channel

    is onl used to UEs that receive +*+/#

    .edicated Control Channel (.CC@#

    & point$to$point bi$directional channel that transmits dedicated controlinformation bet!een a UE and the net!or"#This channel is used b UEs having

    an %%C connection#

    Traffic channels include:

    .edicated Traffic Channel (.TC@#

    The .TC@ is a point$to$point channel, dedicated to one UE, for the transfer of

    user information#

    +ulticast Traffic Channel (+TC@#

    & point$to$multipoint do!nlin" channel for transmitting traffic data from the

    net!or" to the UE# This channel is onl used to UEs that receive +*+/#

    5.1.' Mapping Between Logical C=annels and Transport C=annels

    5igure 3#) $9and5igure 3#) $10respectivel sho! the mapping bet!een do!nlin"

    and uplin" logical channels and transport channels#

    44

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    Chapter 4 Core LTE Technologies

    5igure 3#)$9 +apping bet!een do!nlin" logical channels and transport channels

    5igure 3#)$10 +apping bet!een uplin" logical channels and transport channels

    5.2 -LC %ubla4er

    5.2.1 -LC )unctions

    The %LC sublaer provides the follo!ing functions:

    Transfer of upper laer 8.Us#

    Error Correction through &%A (onl for &+ data transfer#

    Concatenation, segmentation and reassembl of %LC /.Us (onl for U+ and

    &+ data transfer#

    %e$segmentation of %LC data 8.Us (onl for &+ data transfer#

    45

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    Transfer of user data#

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    6 --C

    6.1 --C )unctions

    +ain 5unctions of %%C include:

    *roadcast of sstem information related to the '&/s

    *roadcast of sstem information related to the &/s

    8aging

    Establishment, retention, and release of %%C connection bet!een UEs and E$

    UT%&'s, including:

    &llocation of temporar identifiers bet!een UEs and E$UT%&'s

    Configuration of the /ignaling %adio *earers (/%*s for %%C connection

    Lo! priorit and high priorit /%*s

    /ecurit management including "e management

    Establishment, configuration, retention, and release point$to$point %*s

    +obilit management, including:

    +easurement report and reporting control of the mobile UEs bet!een cells and

    bet!een %&Ts#

    @andover

    UE cell selection and reselectionM cell selection and reselection control

    Conte;t for!arding during handover

    +*+/ notification

    49

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    Establishment, configuration, retention, and release of %*s for the +*+/

    Ao/ management

    UE measurement report and reporting control

    '&/ direct transfer

    6.2 --C %tate

    %%C state includes %%CF

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    Chapter 4 Core LTE Technologies

    The 8.C8B%LCB+&C features of the %%CFCO''ECTE.

    The UE can transmit and receive data toBfrom the net!or"s#

    The UE intercepts controlled signaling channels related to the shared data

    channels to vie! that !hether the UE is allocated an data on the shared data

    channel#

    The UE also reports channel 6ualit information and feeds bac" information to

    e'ode*#

    The .%> ccle can be conformed according to the UE mobilit level to save UEpo!er and enhance resource efficienc# This function is controlled b e'ode*#

    6.' % %tate and t=e -elations=ip !it= t=e --C state

    The '&/ state model can be described b the t!o$dimensional state model of the E8/

    +obilit +anagement state (E++ and the E8/ Connection +anagement state#

    E++ state:

    E++$.E%E=

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    E++$%E=

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    %%C connection release

    %adio resource configuration

    /%* additionB modification

    .%* release

    /%* additionB modification

    +&C main reconfiguration

    /emi$persistent scheduling reconfiguration

    8hsical channel reconfiguration

    %adio lin" failure related actions

    54

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    7 Core LTE Tec=nologies

    7.1 "uple; Mode

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    5igure 4#$12 +ultiple;ing scheme in LTE uplin" sstems

    7.' Multi$antenna Tec=nologies

    .o!nlin" multi$antenna transmission:

    +ulti$antenna transmission supports t!o or four antennas# The ma;imum number of

    code !ords is and irrelevant of the number of antennas, but there is a fi;ed mapping

    relationship bet!een core !ords and laers# 5igure 13 sho!s the general relationship

    among code !ords, laers, and antenna ports#

    5igure 4#1$13 8hsical channel processing

    +ulti$antenna technologies include the /.+ and transmit diversit# The /.+ supports

    /U$+

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    %efer to the adaptive modulation and coding (&+C that is applied !ith three

    modulation schemes (A8/P, )A&+, and 2A&+ and variable code rates#

    Uplin" adaptation:

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    @&%A operation in uplin" is governed b the follo!ing principles:

    %egardless of the content of the @&%A feedbac" (&CP or '&CP, !hen a

    8.CC@ for the UE is correctl received, the UE follo!s !hat the 8.CC@ as"s

    the UE to do i#e# perform a transmission or a retransmission (referred to as

    adaptive retransmission#

    -hen no 8.CC@ addressed to the C$%'T< of the UE is detected, the @&%A

    feedbac" dictates ho! the UE performs retransmissions#

    '&CP: The UE performs a non$adaptive retransmission#

    &CP: The UE does not perform an UL (retransmission and "eeps the data in the

    @&%A buffer#

    +easurement gaps are of a higher priorit than @&%A retransmissions:

    -henever an @$&%A retransmission collides !ith a measurement gap, the @$

    &%A retransmission does not ta"e place#

    7.5.2 -A

    The &%A !ithin the %LC sublaer has the follo!ing characteristics:

    The &%A retransmits %LC /.Us or %LC 8.Us (segments#

    &%A retransmissions are based on either %LC status reports or @&%AB&%A

    interactions#

    The %LC must poll %LC status reports#

    /tatus reports can be triggered b upper laers#

    7.5.' 8-A0-A :nteractions

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    ppendi; bbreviations

    &bbreviation 5ull 'ame

    1=88 1rd =eneration 8artnership 8roject

    *8/P *inar 8hase /hift Peing

    C&8E> Capital E;penditure

    .5T .iscrete 5ourier Transform

    .%> .iscontinuous %eception

    E$+*+/ Evolved +ultimedia *roadcast and +ulticast /ervice

    e'ode* Evolution 'ode *

    E1= evolved 1=

    E8C Evolved 8ac"et Core

    E$UT%& Evolved Universal Terrestrial %adio &ccess

    @C% @igh Chip %ate

    @e'* @ome e'ode*

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    ppendi; B -eerences

    /' 'ame

    )3#9) 5easibilit stud for evolved Universal Terrestrial %adio &ccess (UT%& and

    Universal Terrestrial %adio &ccess 'et!or" (UT%&'

    3#9)1 %e6uirements for Evolved UT%& (E$UT%& and Evolved UT%&' (E$UT%&'

    11#100 Evolved Universal Terrestrial %adio &ccess (E$UT%& and Evolved Universal

    Terrestrial %adio &ccess 'et!or" (E$UT%&', Overall description

    2 3#7)2 8hsical laer aspects for evolved Universal Terrestrial %adio &ccess (UT%&

    3 1#)) 8hsical Channels and +odulation

    1#) +ultiple;ing and channel coding

    4 1#)1 8hsical laer procedures

    7 1#)2 8hsical laer G +easurements

    9 1#10 /ervices provided b the phsical laer

    )0 1#11) %adio %esource Control (%%C

    )) 1#)02 *ase /tation (*/ radio transmission and reception

    ) 1#1) +edium &ccess Control (+&C protocol specification

    )1

    1#20) =eneral 8ac"et %adio /ervice (=8%/ enhancements for Evolved Universal

    Terrestrial %adio &ccess 'et!or" (E$UT%&' access

    )2 1#01 8olic and charging control architecture