M. Shane Hadden September 2016

University of Kentucky Phone: (917) 940-5322 Department of Finance & Quantitative Methods Email: shane.hadden@uky.edu Gatton Building, Suite 335K 550 S. Limestone St. Lexington, KY 40506-0034 Education J.D., Georgetown University, Washington, DC, 1997 M.B.A., Georgetown University, Washington, DC, 1997 B.A., Economics, Miami University, Oxford, Ohio, 1992 B.A., International Studies, Miami University, Oxford, Ohio, 1992 Professional Credentials Chartered Financial Analyst, 2000 Member, New York Bar, 2000 Teaching Positions Lecturer, University of Kentucky, Department of Finance and Quantitative Methods, Lexington, KY,

August 2016 – Present Visiting Lecturer, University of Kentucky, Department of Finance and Quantitative Methods, Lexington,

KY, January 2016 – July 2016 Adjunct Professor, University of Maryland University College, MBA Program, 2009 – 2012 Entrepreneurial Positions Founder & CEO, Float Money, Lexington, KY, November 2011 – December 2015 Founder & CEO, North Greenwich Financial, Greenwich, CT, April 2007 - March 2008 Investment Banking Positions Managing Director, Bank Street Group, Stanford, CT, April 2008 – April 2009 Director, Credit Suisse, Global Structuring Group, New York, NY, August 2000 – April 2007 Consulting Positions Consultant, Auriemma Consulting Group, New York, NY, June 2011 – September 2011 Consultant, Promontory Financial Group, August 2008 – February 2009 Financial Advisor, UBS, Lexington, KY, May 2009 – October 2011 Senior Associate, Ernst & Young, New York, NY, January 1999 - August 2000 Associate, PricewaterhouseCoopers, New York, NY, September 1997 – December 1998 Notable Executed Transactions $1.5 billion synthetic CLO for global bank $300 million synthetic high-yield municipal bond CDO for global bank

$100 million principal strip transaction for Mexican corporation $300 million structured repo loan of US Treasuries to a Yankee bank $300 million loan to finance Chinese acquisition for large US retailer $50 million liquidity facility to French gas company related to change of control put $100 million loan to holder of equity in an LNG project $100 million in structured repos of Brazilian bonds for multiple Canadian banks $750 million US/Canada financing for US independent power producer $1.5 billion US/Canada/UK financing for US independent power producer $300 million debt exchange for US oil company $400 million debt exchange for large US retailer $8 billion insurance facility for high yield loan syndication book to release capital for global bank $50 million pre-paid equity forward transactions as funding for US branch of foreign bank $10 billion hedge of GMDB risk for large US life insurance company $10 million purchase of structured internal note of large US technology company $20 million purchase of loans issued by US hosted server company $60 million purchase of mezzanine loan issued by large US REIT $2 million funding for start-up consumer lending company Conference Presentations Promontory Empowerment Awards Presentation, Finalist Access Category, Washington, DC 2014 Finovate, Demo, New York, NY 2013 Underbanked Financial Services Forum, Leader Real Time Roundtable discussion, Miami, FL 2013 CFSI Compass Principles workshop, Industry participant, New York, NY 2013 Money 2020, Transactional & Specialty Credit, Panelist, 2012 Ideas Festival, Presentation, Lexington, KY 2012 Courses Taught Venture Finance Business Valuation