Hrm Seminar
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Personnel records
PREMAKUMARI.C 15/02/12
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INTRODUCTION
Personnel records and reports enable managers to
obtain the requisite information concerning the use
of human resources in various departments and
divisions.
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Meaning and Types
A record is a piece of writing or a chart which provides
ready information and which preserves evidence for
future reference or use.
Types
Conventional and
Modern
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Personnel records
Refer to the informational documents and files
relating to the human resources of an organisation,
which are utilised by the organisation for carryingout its operations.
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Significance of Records
Supply information required by the management fordeveloping and modifying personnel policies.
Identify training needs and design training
programmes.
Know the validity of employment tests and interviews.
Take personnel decisions such as transfers, promotion,
layoff, suspension, dismissal etc.
Compensate employees for their services to theorganisation.
Maintain upto date data on leaves, training,
promotion, layoffs, retirements, dismissal etc.
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TYPES OF PERSONNEL RECORDS
Job application and test scores
Job descriptions and job specifications
Interview results
Employment history
Medical reportsAttendance records
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TYPES OF PERSONNEL RECORDS
Payroll
Employee ratings
Training records
Leave records
Accident and sickness recordsGrievanvces, dispute records
Contracts of employment
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Utility of personnel records
In the process of personnel audit.
Payroll, total and unit labour cost,
interview reports, test scores,
stikes, turnover reports etc.
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Essentials of a good record
Objectives should be clearly andadequately statedconsistent with the
requireents
Upkeep and maintenance should not be
costly
Periodically reviewed
Easily accessible
Easily identified and diffrentiated fromother records
Duplication of entries should be
avoided
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Information included.
1. Preliminary summary & service2. Employment
3. Job analysis, recruitment and selection
4. Training
5. Promotion, transfer, apprasisals
6. Labour relations
7. Medical, health and safety
8. Other employee services9. Wage and salary administration
10. Personnel research
11. Staff administration
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Generating and organisingdata in an useful way is
called data processing.
Data means fact,
observation, assumptions
or occurrence.
Data are representations
of facts pertaining to
people, things, ideas and
events.
DATA PROCESSING
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Data processing is the act of handling or
manipulating data in some fashion.
Processing tries to assign meaning to data.
The ultimate goal is to transform data into
information.
Data processing is the process through which
facts and figures are collected, assigned meaning,
communicated to others and retained for future
use.
Definition
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Information
Defined as data that has been transformedinto useful and meaningful form for specific
purposes.
Data is not useful unless subjected to aprocess through which it is manipulated and
organised, its contents analysed and
evaluated.Only then data becomes information.
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Data processing activities
Collection Conversion Manipulation
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Storage Communic
ation
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Data processing cycle
The cycle consistsof 4 functionalcategories:
Data input
Data
processingData outputand
Data storage
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Data item
A smallest unit of information stored in acomputer file.
A single element used to represent a fact such as
an employees name, item price etc.
Field
Data items are physically arranged as fields
in a computer file.Record
File
Database
Data organisation
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Refers management refers tothe management control of
records.
Includes all activities right from
the creation of records up to theultimate disposal of records.
Therefore, it is concerned with
the creation, distribution,
maintenance, retention,
preservation, utilisation and
disposal of records.
Records management
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Definition
Ricks & Gow Records management is the
systematic control of records from creating to final
disposition.
Zare.K.Quible The activities designed to controlthe life cycle of a record from its creation to its
ultimate disposition.
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LIFE
CYCLEOFA
RECORD
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Objectives
Keep an orderly account to progress
Facilitate preparation of statements regarding the
current business position
Facilitate comparisonDetect inefficiency and wastage of resources
Legal formalities
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Establish the genuineness of facts in dispute to
ensure availability of information speedily and inform.
Improve productivity Provide information and
records at the lowest possible cost.
Render maximum service to the user of the records.
Dispose of records no longer needed.
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Features of records management
Creation and maintenance of records
Information should be treated as a resource
Records are the memory of an organisation.
Manage records through their life cycle
Control
The program should be continuous
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PRINCIPLES OF RECORDS MANAGEMENT
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Essentials of a good record system
Simplicity
Accuracy
Economy
Usefulness
ili f f d k i
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Filing as a form of record keeping
It is the basis of record keeping.It entails the process of arranging and storing records
so that they can be located when required.
Mills & Standingford:
The process of so arranging and storing original
records or copies of them, that they can be readily
located when required
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ELEMENTS OF FILING
Logical classificationSystematic arrangement
Keeping the records in
suitable containersIdentification and location
as and when required
Withdrawal and delivery
Obj i
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Objectives
Arrange recordsproperly
Store records safely
Make records readily
available
Save time, efforts,
money and space
requiredImprove efficiency of
office operations
ili h d
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Filing methods
Horizontalfiling
V i l fili
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Vertical filing
O i i f fili
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Organisation of filing
Centralised filing
All records of differentdepartments in the
organisation are filed at a
central location.
Decentralised
The records of each
department are housed withinthat department until it is
finally disposed.
Cl ifi i f fil
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Classification of files
Main objective is to make them conveniently available.
Alphabetical
NumericalGeographical
Chronological
Subjective
St i l d i fili
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Steps involved in filing
Instructions for filing
Classification
Indexing and coding
Cross- referencing
Charging out
Follow up
Disposal of dead files
Micro filing
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OFFICE COMMUNICATION SERVICES
M i d
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Meaning and process
Good managers are good communicators and poor
managers are poor communicators
N d f b i i ti
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Need for business communication
Keep employees informed
Provide employees with orders and instructions
Solicit information from employees
Express managements interest in its personnelReduce or prevent labour turnover
Instill each employee with personal pride in being a
member of the company.
IMPORTANCE
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IMPORTANCE
ODonnell,the achievement of enterprise goals is of paramount
importance and communication is one of the
important tool available to the manager in seeking to
attain them
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Basis of decision making and planning
Coordination
Managerial efficiency
Effective leadership
Motivation and morale
Increases managerial capacity
Job satisfaction
Democratic managementProductivity and & cost
Public relations
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Organisational structure
FormalInformal or grapevine
Consensus
Flow or direction
Downward
Upward
Horizontal or lateral or sideward
Diagonal
Media or methods used
Written
Oral
Gestural
Channels of communication
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Transmission of information along the grapevine
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Transmission of information along the grapevine
DOWNWARD COMMUNICATION
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DOWNWARD COMMUNICATION
UPWARD COMMUNICATION
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UPWARD COMMUNICATION
HORIZONTAL LATERAL & SIDEWARD
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HORIZONTAL, LATERAL & SIDEWARD
Transmission is between people in the same level of
organization
DIAGONAL COMMUNICATION
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DIAGONAL COMMUNICATION
INTERNAL COMMUNICATION
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INTERNAL COMMUNICATION
Oral Communication
Face to face
Mechanical devices
Written
Messenger serviceOffice mail services
Mechanical devices
Mechanical communicationStaff location systems
EXTERNAL COMMUNICATION
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EXTERNAL COMMUNICATION
Personal Visit
Telephone
Postal Services
Electronic Mails
MANAGEMENT REPORTING
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MANAGEMENT REPORTING
A Report is defined as a document in which a given
problem is examined for the purpose of conveyinginformation, reporting, findings, putting forward ideas,
and sometimes making recommendations as the basis
of action.
Johnson,
A good business report is a communication that contains
factual information, organised and presented in clear,
correct and coherent language.
Purposes of reports
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Purposes of reports
Means of communicating information
Managerial functions- planning, organising, staffing,
directing and controlling
MR helps in obtaining information needed for
performance appraisal
Aims at analyzing the impact of business dynamics
Helps to make comparisons
Types of reports
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Types of reports
Routine reports
Special reports
Statutory reports
Technical reports
A report can be eitherFormal
Informal
Short term Progress
Staff
Justification
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REPORT WRITING
Principles of report writing
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Principles of report writing
Principle of purpose
Principle of organization
Principle of brevity
Principle of clarity
Principle of scheduling
Principle of cost
Principle of follow up
Essential elements of good report
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Essential elements of good report
Accuracy
Appearance
Simplicity
Clarity and analysis
Brevity
Title and terms of reference
Proper addressing
IntelligibilityCurrent application
Signature and date
Steps in Report writing
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Steps in Report writing
Ascertaining the purpose
of report
Collection of necessary
facts and figures
Analysing factsDiscussions
Preparing the report
Title Introduction
List of contents
Main body
Summary &
recommendations
Appendix
General
considerations
Presenting the report
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