GASTPE_Guidelines_SY2015_2016 (1).pdf

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    POLICIES AND GUIDELINES ON THE

    IMPLEMENTATION OF THE GOVERNMENT

    ASSISTANCE TO STUDENTS

    AND TEACHERS IN PRIVATE EDUCATION

    EFFECTIVE SY 2015 2016

    DepEd Order No. 6, S. 2015

    LEGAL BASES

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    RA 6728 or GASTPE Law

    Section 2. Declaration of Policy

    1. Policy of the State to promote quality education andmake it accessible to all Filipino citizens

    2. Recognition of the complimentary roles of public andprivate education institutions

    3. Recognition of the past and continuing invaluablecontribution of private schools to education

    4. The State to provide mechanisms to improve qualityof private education by maximizing the use of itsexisting resources

    Government

    Assistance to

    Students and

    Teachers in

    Private

    Education

    1. Education Service Contracting

    (ESC) regular and Open High

    School Program (OHSP)

    2. Teacher Salary Subsidy (TSS)

    3. In-Service Training (INSET)

    4. Research

    R.A. 8545 (Expanded) GASTPE

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    GENERAL PRINCIPLES AND

    OBJECTIVES

    Public Sector Private Sector

    Reduce class sizes in public

    high schools to manageable

    levels - improve the learning

    environment

    Utilize excess capacities of

    private secondary schools

    (classrooms and teachers)

    Decongest public secondary

    schools, esp. those w/

    shortages of classrooms and

    teachers

    Improve viability of private

    secondary schools

    General Principles of ESC

    Democratize and improve access to secondaryeducation

    Demonstrate strong public-private relationship

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    PROGRAM MANAGEMENT

    State Assistance Council (SAC) policy-making body for GASTPE

    chaired by DepED Secretary

    Department of Education agency responsible for

    program implementation

    issues annual guidelines

    Management

    Regional Program

    Committees (RPComs)

    chaired by DepEd RD and PEACRPD

    oversee operations of the

    program in a region

    Private Education

    Assistance Committee

    (PEAC)

    trustee of FAPE contracted by DepEd

    PEAC National Secretariat

    manages the program

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    Roles of the PEAC-NS

    Established by govt. toassist private schools

    DepEds partner in theimplementation ofassistance programs forprivate schools

    Conducts certificationas a quality assurancemechanism for schoolparticipation in the ESC

    EDUCATION SERVICECONTRACTING

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    ESC Subsidy

    1. Given to elementary graduates who opt to enrollin private high schools under a formal school

    setting or Open High School Program (OHSP)

    a) covers four (4) years of secondary education

    b) given starting at Grade 7

    2. ESC is a subsidy because students pay top-ups

    the difference between the subsidy and a private

    schools actual tuition and other fees

    Level Formal SchoolingOpen High School

    Program

    Grade 7 7,500.00 7,500.00 all-in

    Grade 8 7,500.00 7,500.00 all-in

    Grade 9 6,500.00 6,500.00 all-in

    Grade 10 6,500.00 6,500 all-in

    NCR10,000.00

    Grades 7 to 10

    10,000.00

    Grades 7 to 10 all-in

    Note: Unless SAC approvesIncrease

    Unless SAC approvesincrease

    Amount of ESC Subsidy (per

    student per year)

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    Added provision

    Open High School Program

    Exception to All-in Provision (no top-up) of Subsidy:

    o A school may charge the grantee the cost of

    reproduction of the prescribed student learning

    modules provided by the PEAC National Secretariat

    Private School

    Participation in the ESC

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    Private School Participationin ESC

    For Regular (Formal Schooling)1. Must have government recognition

    2. Must pass Certification

    3. Schools accredited at least as Level I by any member

    of the Federation of Accrediting Agencies of the

    Philippines (FAAP) are exempt from Certification

    Private School Participation

    in ESC

    For Regular (Formal Schooling)

    3. Actual participation of new schools depends on:

    a. Availability of new slots

    b. Position based on a queuing system

    c. Priority based on seat shortages in the

    city/municipality

    d. March-end cut-off list for newly-certified schools

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    Private School Participationin ESC

    For OHSP (Informal Schooling)

    1. Must have government recognition2. Must be accredited at least as Level II by any

    member of the FAAP, or has passed the Certification

    Program with a rating of at least 2.50

    3. Must have the following:

    a. ICT facilities with good internet connectivity;

    b. Student Guidance Services

    ESC Certification

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    ESC Certification

    Certification Program Goals1. Determine if a GASTPE participating or applicant

    school complies with DepEd minimum standards and

    criteria for participation in the ESC

    2. Assess the extent of school compliance with standards

    3. Evaluate school characteristics, qualitative traits of

    excellence and level of performance

    ESC Grade 7 Slot

    Allocation to

    Participating Schools

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    ESC Grade 7 Slot Allocation toParticipating Schools

    1. Fixed Slot Allocation

    Equal to actual no. of Grade 7 ESC grantees last SY provided

    school is in good standing: passed last certification/re-certification visit

    no adverse findings in last monitoring

    demonstrated capacity to utilize slots

    New or first time participating schools 50 slots

    2. Incentive Slot Allocation

    Level II and above accredited schools plus 60 (New Provision)

    Level I accredited schools plus 30 (New Provision)

    Certification rating of 3.00 and above plus 15

    ESC Grade 7 Slot Allocation

    3. Total slot allocation is equal to the sum of the ff:

    Fixed slot allocation, plus

    Incentive allocation, if any, plus

    Additional slot if any, minus

    Sanctions and penalties, if any

    4. A schools total slot allocation is indicated in its online

    account in the ESC Information Management System

    (ESC IMS) in the PEAC website: www.fape.org.ph

    http://www.fape.org.ph/http://www.fape.org.ph/
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    ESC Grade 7 Slot Allocation

    6. Letter requests for additional slots must besubmitted to the PEAC National Secretariat on

    or before June 1, 2015. Requests received

    after this date will not be entertained unless

    the request cites extraordinary

    circumstance/s.

    ESC OHSP Slot DistributionSchools authorized to offer the OHSP

    are provided slots depending on their capacityand on the number of applicants they certify as

    capable of undergoing this mode of delivery

    ESC Grade 7 Slot Allocation

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    ESC Grantee Selection

    ESC Grantee Selection

    1. Schools campaign for applicants to fill up their slot

    allocations

    2. Preference shall be given to public elementary graduates

    3. Preference shall also be given to students who need

    financial assistance (RA 10533 E-GASTPE)

    4. A School Committee (SC) chaired by the principal with a

    representative each from PTA and faculty association as

    members:

    Screen and prepare each applicants profile as basis for selection

    Keep applicants profiles for inspection by DepEd and PEAC

    5. SC assesses and selects applicants need and capability to

    sustain secondary education in the school and selects

    applicants for limited ESC slots

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    ESC Grantee Selection

    For OHSP applicants, the school mustcertify in writing that it has assessed

    student-applicants readiness and

    capability to undergo this mode of

    learning

    ESC Grantee Selection

    6. Principal must conduct an orientation for grantees and

    parents/guardians on ESC guidelines:

    Emphasize ESC is a program of government under GASTPE

    Objectives of ESC

    How grantees were selected and out of how many applicants

    Requirements for grantees to continue enjoying their subsidies

    How much subsidy per student and top-up to be paid, if any

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    ESC Grantee Selection

    6. School must keep an attendance sheet as proof of theconduct of the orientation together with individual

    contracts signed (sample in PEAC website) for

    inspection by DepEd and PEAC

    7. School must encode names and info. of selected

    grantees as well as those of its regular students in the

    ESC IMS

    ESC Grantee Selection

    8. School must indicate in student IDs the icon provided

    in PEAC website to signify student is an ESC grantee

    9. Schools must submit billing statements generated by

    ESC IMS along with supporting documents to PEAC

    RPC by the August 15 DEADLINE!

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    Conditions for ESC

    Grantees to Maintaintheir Grants/Subsidies

    Conditions for ESC Grantees to

    Maintain their Subsidies

    For Regular (Formal Schooling)

    1. ESC is Government financial assistance to grantees, no

    maintaining grade is required

    2. Grantee promotion to next year level assures him/her

    of continued support through ESC subsidy

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    Situations that result in theloss of ESC Subsidy

    For Regular (Formal Schooling)3. The subsidy is terminated for any one of the following

    situations:

    If a grantee drops out for non-health reasons in the middle ofthe school year;

    If a grantee does not apply for official leave and does not re-enroll the following year;

    If a grantee is retained in the same year level or is not promotedto the next higher year level;

    If a grantee is suspended for more than 2 wks. or is dismissed orexpelled by the school for disciplinary violation;

    If a grantee transfers to a non-ESC participating school

    ESC Subsidy is Portable

    Subject to Conditions

    For Regular (Formal Schooling)

    4. Guidelines on grantee transfers

    Outside the NCR into the NCR is not allowed

    Outside NCR to another school outside NCR is permitted

    NCR to outside NCR is permitted but subsidy is reduced

    If transfer is before July 15, subsidy is paid to the school the

    grantee transferred to

    If transfer is after July 15, subsidy is paid to school of origin and

    grantee has to pay tuition and other fees in school he/shetransferred to for that year

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    Conditions for ESC Granteesto Maintain their Subsidies

    For Regular (Formal Schooling)

    5. A Grantees Transfer is valid when: School of origin gives written certification that the grantee is a

    student of the school indicating his/her student ID number and

    submits this to the new/receiving school

    School of origin indicates in its online account that the status of

    student is a Transfer-Out

    Receiving school indicates in its online account that the grantee

    is a Transfer-In

    Grantee is included in the accepting schools Billing Statement

    Conditions for ESC Grantees

    to Maintain their Subsidies

    For OHSP (Informal Schooling)

    1. Complete and pass a given year level within one

    calendar year from enrolment

    2. Enroll in the next year level within 2 months from

    completing and passing the previous year level

    3. No maintaining grade is required for retention in the

    program

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    Situations where ESC OHSPGrantees lose their Subsidy

    For OHSP (Informal Schooling)

    4. Failure to complete a year level within one calendar

    year from enrolment - automatically dropped from

    the program

    5. Failure to enroll in the next year level within two

    months of completing and passing the previous year

    level - automatically dropped from the program

    ESC Reporting and Billing

    Arrangements

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    ESC Reporting and BillingArrangements

    1. Each participating school is provided an account andpassword in the ESC Information Management System

    (ESC IMS) in the PEAC website: www.fape.org.ph2. Schools must annually update information on the

    status of their grantees and other informationrequired in order for the ESC IMS to generate:

    ESC and TSS Billing Statements

    BEIS (Basic Education Information System)

    These documents are valid only when they areelectronically generated and coded by the ESC IMS.

    ESC Reporting and Billing

    Arrangements

    3. Schools must have an assigned IT proficient staff to

    serve as encoder to ensure complete and correct data

    entry in the ESC IMS and to facilitate proper

    documentary submission to the PEAC RPC by the

    August 15 DEADLINE

    4. An annual orientation is conducted by the PEAC

    Regional Secretariat for schools IT staff during the

    Regional Orientation on the Guidelines

    http://www.fape.org.ph/http://www.fape.org.ph/
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    ESC Reporting and BillingArrangements

    5. Supporting documents that need to be submitted withthe ESC and TSS billing statements and BEIS:

    DepEd received copy of school tuition and other fees Form 3 for ESC (Certification of Tuition and Other School Fees)

    List of qualified TSS teachers

    Copy of latest PRC Licenses (for 1st time participating teachers)

    Copy of LET Cert. of Rating (for 1st time participating teachers)

    TSS payroll of the preceding school year 2014-2015

    Photocopy of Land Bank of the Phils. STI1 (Savings Acct.) or IMI1(Checking Acct.)

    Official Receipt/s for receipt ESC and TSS in SY 2014-2015

    ESC Reporting and Billing

    Arrangements

    6. A guide/checklist on the order and no. of copies of theall documents to be arranged in six (6) folders isindicated in each schools online account

    7. The six (6) folders are for the following:

    Billing Statement for the signature of DepEd Regional Director orhis/her representative

    PEAC

    DepEd Central Office

    PEAC Regional Secretariat

    DepEd Regional Office School copy

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    ESC Reporting and BillingArrangements

    8. Deadline for submission of Billing Statements, BEISand supporting documents to the PEAC RPC is August

    15, 2015. All valid claims shall be paid within the fiscal

    year

    9. Claims received after the deadline will be subject to

    verification and shall result in a delay in payment

    TEACHER SALARY SUBSIDY

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    Coverage and Amount ofTeacher Salary Subsidy

    1. Available to teachers of ESC participating schools that

    meet the following:

    Are LET teacher passers issued licenses by the

    Professional Regulation Commission (PRC) (New

    Provision)

    Must be teachers of ESC grantees

    Note: non-teaching staff are not entitled to the salary

    subsidy.

    Coverage and Amount of

    Teacher Salary Subsidy

    2. TSS is P12,000.00 per teacher (unless SAC approves an

    increase) per year or P1,000.00 per month of service

    subject to withholding tax

    3. Teachers who resigned or retired at time of payment

    of TSS due to health reasons are entitled based on

    actual services rendered and in accordance with

    school regulations

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    Coverage and Amount ofTeacher Salary Subsidy

    3. Unexpended subsidies must be returned to DepEd

    Central Office and are not transferrable to teachers

    not listed among those billed by the school for the

    school year

    4. The government may verify the PRC licenses of

    teachers claiming TSS. Any false claim shall result in

    suspension of the TSS of a school

    TSS Billing Requirements

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    TSS Billing Requirements

    1. Schools submit to PEAC RPC, together with the ESC BillingStatement:a) TSS Form available in FAPE website for listing teachers and their

    PRC license numbers

    b) Photocopy of latest issued PRC license

    c) Photocopy of LET Certificate of Rating

    d) TSS Billing Statement

    e) TSS Payroll

    Note: - items a to c are only for teachers billed for the first

    time under TSS

    - teachers successfully billed the previous year only

    need updating of their status in online system

    TSS Proof of Pymt. & Receipt

    Requirement

    2. Upon schools receipt of TSS payment, it shall prepare

    a payroll in five (5) copies, consisting of the following:

    Names of TSS teachers;

    Corresponding PRC license numbers;

    Amount received; and

    Signatures of recipients

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    TSS Proof of Pymt. & ReceiptRequirement

    3. The payroll must be signed by school authorizedofficials and the head of the faculty organization, or

    its equivalent, in the school

    4. In case there is no faculty organization in the school,

    teachers listed in the payroll must elect a

    representative to witness the payment of TSS to them

    TSS Proof of Pymt. & Receipt

    Requirement

    5. The payroll for the SY 2014-2015 shall be submitted

    together with the billing statements for SY 2015-2016

    6. The DepEd Division Office is tasked to monitor the

    implementation of the TSS and to report to DepEd

    Regional Office, cc: Central Office, violations, if any,

    committed by ESC participating schools

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    PROCESSING OF SCHOOL

    CLAIMS

    Processing of School Claims

    The PEAC RS shall do the following:1. Receive school documents - use a checklist to ensure

    complete documents in six (6) folders

    2. Indicate in the ESC IMS their receipt of complete schooldocuments

    3. Checks documents for accuracy and validity

    4. Facilitates Billing Statement/s signature by DepEd RegionalDirector or his/her representative

    5. Retrieves signed Billing Statements, arranges these in

    batches and sends to the PEAC National Secretariat (PEACNS)

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    Processing of School Claims

    6. Indicates in ESC IMS Submitted to PEACschool docs. sent to PEAC NS

    7. PEAC NS receives school docs., indicates in ESC IMSOn-Process PEAC

    8. PEAC NS checks billing statement against ESC IMSbilling statement to ensure they are the same andchecks supporting documents for completeness andvalidity

    If there is a deficiency or error, PEAC NS will indicate in ESC IMSOn-Hold and the reason for such

    Schools must correct deficiency or error in document/s

    Processing of School Claims

    9. PEAC NS arranges school billing statements in batches

    on a first-come, first-served basis for submission to

    DepEd Central Accounting Division (DepEd-CAD) for

    processing

    10. Upon DepEd-CADs acknowledgment of receipt of a

    batch of billing statements, PEAC NS indicates

    Submitted to DepEd in the ESC IMS and indicates

    the batch number

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    Processing of School Claims

    Schools may view the status of their submission by

    checking their online accounts in the ESC IMS

    Status: Submitted to DepEd indicates successful

    submission await payment

    PEAC NS must process and submit to DepEd all valid

    claims received by the August 15 deadline not later than

    October 30

    Processing of School Claims

    For the OHSPDue to the irregular entry/enrollment dates of grantees

    into the program, only those grantees billed by the school

    by the August 15 deadline shall be considered for

    payment for the particular school year.

    Grantees not billed by the deadline may be billed for

    payment by the deadline the following school year.

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    PAYMENT TO SCHOOLS

    OFFICIAL LANDBANKACCOUNTS

    Schools Paid thru Official

    Landbank Accounts

    1. DepEd pays the ESC and TSS subsidies through

    schools Land Bank of the Philippines (LBP)

    accounts

    2. School LBP accounts must be in the official

    name of the school. No payment shall be

    made directly to a person, whether he or she

    is a grantee or a school official

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    Schools Must Issue OfficialReceipt/s

    3. For receipt of ESC and TSS subsidies, an officialreceipt must be issued by the school to DepEd

    Central Office (part of checklist)

    4. Failure of a school to submit an official receipt

    shall cause the withholding of the following

    years subsidy payments

    Overpayment to Schools Must

    be Returned

    6. Overpayment to schools due to errors and mistakes inthe ESC and TSS Billing Statements must be returnedby the school strictly through checks issued to DepEdCentral Office

    Checks must be submitted to the PEAC RS

    PEAC RS will acknowledge receipt of check, consolidate and sendchecks to PEAC NS

    PEAC NS delivers checks to DepEd Central Accounting Division

    DepEd CAD issues official receipts for cleared checks to PEAC NS

    PEAC NS sends DepEd ORs to PEAC RS for mailing to concernedschools

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    QUALITY ASSURANCE OF

    PARTICIPATING SCHOOLS

    QUALITY ASSURANCE OF

    PARTICIPATING SCHOOLS

    1. Re-certification of ESC participating schools is done

    every three (3) years to ensure schools meet DepEd

    minimum standards for secondary schools

    2. Ratings given are as follows:

    3.00 and above Above Standard

    2.00 to 2.99 Standard

    1.99 and below Below Standard

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    QUALITY ASSURANCE OFPARTICIPATING SCHOOLS

    3. A school must make itself available for re-certification

    after 3 yrs. from its last certification

    4. It must submit all requirements for re-certification

    w/in 2 mos. of receipt of notice for re-certification

    even if the actual visit may not follow immediately.

    Failure to comply will prevent the school from

    accepting Grade 7 grantees the following school year

    QUALITY ASSURANCE OF

    PARTICIPATING SCHOOLS

    5. Schools that fail re-certification with a rating of less

    than 2.00 shall:

    Not be allotted additional slots

    Have one school year to improve their curriculum, governance,

    school operations to pass a re-certification visit

    if they still fail, not be allowed to recruit Grade 7 grantees and

    only be allowed to graduate the continuing grantees

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    GROUNDS FOR PENALTIES,

    SUSPENSION AND

    TERMINATION OF SCHOOLPARTICIPATION

    Grounds for Penalties,

    Suspension & Termination

    1. Falsification of data or

    information in any of the

    program forms and related

    attachments

    Penalty:

    a minimum suspension of one (1) year

    whereby the school shall not be

    allowed to recruit freshman grantees

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    Grounds for Penalties,Suspension & Termination

    2. Padding and/or inclusion of ghost students in the

    list of grantees. This refers to the following:

    Listed grantees absent during a PEAC field audit of the school,whose existence and whereabouts cannot be sufficiently

    explained and supported by school authorities;

    Grantees listed as enrolled in a specific school campus or unit

    but are actually attending classes in a different school campus or

    unit;

    Grantees listed as enrolled but who have not been attending

    classes since the opening of classes;

    Grantees double-listed under the ESC program.

    Santions & Penalties:

    Immediate return of subsidies otherwise no grade 7 slots

    the following year Proof such as presentation of actual grantees must be

    provided to dispute findings, among others

    Termination from program in extreme cases

    Grounds for Penalties,

    Suspension & Termination

    3. Charging grantees in excess of

    the schools tuition and other

    standard and non-standard

    fees

    4. Non-reimbursement or undue

    delay in the reimbursement of

    tuition and other fees

    advanced by grantees after

    the school has been paid byDepEd

    Penalty:

    a documented return of the excess funds charged by the

    school and a 50% discount on any TFOF differential the

    grantee has to pay the school the following school year

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    Grounds for Penalties,Suspension & Termination

    5. A retention rate on the total

    number of ESC grantees

    below 80% except for reasons

    due to force majeure (e.g.

    calamities, armed conflict)

    Penalty:

    Actual retention rate to be applied on total would-

    be Grade 7 slot allocation. Example: if retention

    is 75% and total slot allocation is 100 school

    gets only 75 slots of the 100

    Grounds for Penalties,

    Suspension & Termination

    6. Refusal to release transfer

    credentials to grantees that

    opt to transfer to other

    schools.

    Penalty:

    a documented release of the transfer credentials

    and reduction in total grade 7 slot allocation by

    the number of grantees affected

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    Grounds for Penalties,Suspension & Termination

    7. Requiring transferring

    grantees to pay for

    unattended school

    years

    Penalty:

    a reduction in the total grade 7 slotallocation by the number of affected

    grantees

    Grounds for Penalties,

    Suspension & Termination

    8. Schools unduly withholding

    TSS payments to qualified

    licensed teachers.

    Penalty:

    a 10% reduction in the schools fixed slot

    allocation and no additional slot allocation

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    Grounds for Penalties,Suspension & Termination

    9. Schools with unresolved ownership

    disputes filed in court

    Once established through receipt of courtdocuments supporting such or when the adverse

    party makes a claim over the grants received by

    the school, the schools participation in the

    programs shall be suspended beginning with

    grade 7 recruitment the next school year

    Payment for continuing grantees of the school

    shall be made only upon the written

    Endorsement by the DepEd Regional Office after

    consulting its Legal Department.

    Grounds for Penalties,

    Suspension & Termination

    10. Participating schools whose

    SEC Registration has lapsed

    must renew this before the

    start of the school year.

    Failure to do so may result

    in the revocation of

    Government Recognition

    thus preventing the school

    from accepting freshmanESC grantees.

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    Treatment of Findings

    Treatment of Findings

    Depending on the nature of findings, the

    PEAC National Secretariat shall apply

    DepEd and PEAC agreed Protocols for

    Dealing with Schools with Adverse Findings

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    PRIVATE EDUCATION ASSISTANCE

    COMMITTEE NATIONAL SECRETARIAT

    Main Office Makati City

    Trunk line (02) 845-0169/(0917)501-

    3237

    (ask to be connected to ESC staff)

    www.fape.org.ph

    Inquiries regarding GASTPE may be sent to the following

    contact numbers and addresses:

    DEPARTMENT OF EDUCATION

    Accounting Division

    (02) 633-7961 and 633-7233

    [email protected]

    Office of Planning Service

    (02) 633-7216 and 638-8634

    Bureau of Secondary Education

    (02) 633-7242 and 636-5173

    F.A.Q. ON TSS

    http://www.fape.org.ph/mailto:[email protected]:[email protected]://www.fape.org.ph/
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    Frequently Asked Questions

    What is the withholding tax on theTSS?Answer

    As a salary subsidy, the TSS is a form of additional

    compensation that does not part form part of a

    qualified teachers basic salary. Hence, a withholding

    tax on the TSS is applied separately from that of the

    basic salary. Therefore, the P12,000 TSS is subject to a

    withholding tax of 10% resulting in a TSS beneficiary

    receiving a net amount of P10,800.

    However, in cases where what is due the teacher on a

    pro rata basis due to the number of months served

    entitles him or her to an amount anywhere between

    P5,000 to below P10,000 the withholding tax is 5%.

    For amounts less than P5,000 no withholding tax isapplicable.

    Frequently Asked Questions

    Can unexpended/unused TSS amounts bedistributed or shared with other teachersthat also teach ESC grantees who are notlisted among those in the schools TSSbilling statement?

    Answer

    No. The TSS is only for those teachers listed

    in the billing statement. Unexpended funds

    must be returned to DepEd Central Office

    through a check that is submitted to thePEAC RPC.

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    ISSUES AND CONCERNS

    ISSUES AND CONCERNS

    1. The ESC subsidy is not intended to fund any otherundertaking of the school other than those it chargesunder tuition and other school fees.

    2. Active public school teachers are not allowed to teach inprivate schools and are therefore not valid TSS recipients.

    3. TSS as a subsidy is not part of the regular salary given byschools as stipulated in their employment contracts.

    4. Certification and/or accreditation is on a per departmentbasis. The grant to one department does not extend toother departments, if any, in an institution.

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    END OF PRESENTATION

    THANK YOU!