Form ADV Part 2B Firm Brochure Supplement · Karen M. Harris 62 Tiffany C. Stoner 138 Tyler D....

Form ADV Part 2B Firm Brochure Supplement May 15, 2020

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TABLE OF CONTENTS Jessica R. Allison 4 Christian D. Linares 80 Timothy M. Amen 6 Grant R. Lyon 82 Madison K. Amsberry 8 James H. MacDonell 84 Melanie M. Arena 10 Jerome F. McCarthy III 86 Brian A. Babbitt 12 Vanessa S. McClure 88 Bryce E. Baker 14 Kristine K. McHugh 90 Lucas R. Baker 16 Matthew L. Mormino 92 Michael J. Battaglia 18 Logan A. Murray 94 H. Neil Boone 20 Madison A. Nadeau 96 David G. Born 22 Matthew T. Patterson 98 Keith E. Brennan 25 Jeremy M. Pond 100 Charles E. Brighton 27 Jacqueline M. Prideaux 102 Kelly K. Brown 29 Nicholas Pursley 104 Brian S. Burgess 31 Ryan E. Quigley 106 Matthew A. Camrud 33 Kathleen R. Randall 109 Alexia R. Candelaria 35 Jesica J. Ray 111 Brett H. Carolan 37 Shy R. Render 113 Clint M. Christensen 39 Lauren M. Rosser 115 J M. Crosby 41 Ross M. Rubinstein 117 Troy S. Curran 43 Jay S. Rudwall 119 John T. Curle 45 Corinne D. Salera 121 Andrew P. Desing 47 Alida M. Scalzo 124 Christopher P. DeStefano 49 Sarah A. Schwan 126 Krystal D. Fortner 51 Eric M. Sholberg 128 Kristie A. Garrett 53 Jason C. Shull 130 James T. Gorzalski 56 Greer T. Smith 132 John D. Griffin 58 Zachary W. Smith 134 Steven M. Hanks 60 Edwin James (E.J.) Sondgroth Jr. 136 Karen M. Harris 62 Tiffany C. Stoner 138 Tyler D. Harvey 64 Eric T. Strong 140 Matthew C. Howell 66 Brian C. Tall 142 Laura N. Jansen 68 Robert Thompson 144 Jon D. Jones 70 Michael L. Welk 146 Zane H. Khatib 72 Annika Williams 148 David H. Lamp 74 Emily L. Wood 150 Kory B. Leadon 76 Kaycee K. LeCong 78

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The purpose of this document is to provide prospective clients with biographical information on the individuals they may ultimately work with at Brighton Jones. Included in each biography is the educational background of each individual, current position within Brighton Jones, and detail concerning relevant certifications or designations held by the advisor. If you have any questions or concerns, please contact our Chief Compliance Officer: Tyler Mayfield 2030 1st Avenue Seattle, WA 98121 [email protected] (206) 258-5000

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Jessica R. Allison Brighton Jones, LLC

111 SW 5th Ave., Suite 4100

Portland, OR 97204 (503) 594-7400

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Jessica R. Allison that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Jessica R. Allison is available on the SEC’s website at www.adviserinfo.sec.gov.

Jessica Allison was born in 1989. Ms. Allison graduated from the University of Washington in 2011 with a Bachelor of Arts in Business Administration. Prior to joining Brighton Jones, Ms. Allison served as a Sales and Service Specialist at Bank of America from 2011 to 2014. Ms. Allison joined Brighton Jones as a Client Service Associate in 2014 and became an Associate Advisor in 2018. Ms. Allison has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Ms. Allison has been a CERTIFIED FINANCIAL PLANNER™ since 2019. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:

• Education – Complete an advanced college-level course of study addressing the financial planning subject areas that CFP Board’s studies have determined as necessary for the competent and professional delivery of financial planning services, and attain a Bachelor’s Degree from a regionally accredited United States college or university (or its equivalent from a foreign university). CFP Board’s financial planning subject areas include insurance planning and risk management, employee benefits planning, investment planning, income tax planning, retirement planning, and estate planning;

• Examination – Pass the comprehensive CFP® Certification Examination. The examination,

administered in 6 hours, includes case studies and client scenarios designed to test one’s ability to correctly diagnose financial planning issues and apply one’s knowledge of financial planning to real world circumstances;

ITEM 2 / EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE

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• Experience – Complete at least three years of full-time financial planning-related experience (or the equivalent, measured as 2,000 hours per year); and

• Ethics – Agree to be bound by CFP Board’s Standards of Professional Conduct, a set of documents

outlining the ethical and practice standards for CFP® professionals. Individuals who become certified must complete the following ongoing education and ethics requirements in order to maintain the right to continue to use the CFP® marks:

• Continuing Education – Complete 30 hours of continuing education hours every two years, including two hours on the Code of Ethics and other parts of the Standards of Professional Conduct, to maintain competence and keep up with developments in the financial planning field; and

• Ethics – Renew an agreement to be bound by the Standards of Professional Conduct. The

Standards prominently require that CFP® professionals provide financial planning services at a fiduciary standard of care. This means CFP® professionals must provide financial planning services in the best interests of their clients.

CFP® professionals who fail to comply with the above standards and requirements may be subject to CFP Board’s enforcement process, which could result in suspension or permanent revocation of their CFP® certification.

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The supervised person is not actively engaged in any other investment-related businesses or occupations. The supervised person is not actively engaged in any non-investment-related business or occupation for compensation.

The Registrant offers variable compensation to its employees for introducing new clients. To mitigate any potential conflict of interest, Registrant maintains a thorough discovery process in which prospective clients are involved in in-depth conversations to determine whether the engagement is a good fit and in the best interest of the client.

The Registrant provides investment advisory and supervisory services in accordance with the Registrant’s policies and procedures manual. The primary purpose of the Registrant’s Rule 206(4) -7 policies and procedures is to comply with the requirements of supervision requirements of Section 203(e)(6) of the Investment Advisers Act (“Act”). The Registrant’s Chief Compliance Officer, Tyler Mayfield, is primarily responsible for the implementation of the Registrant’s policies and procedures and overseeing the activities of the Registrant’s supervised persons. Should an employee or investment adviser representative of the Registrant have any questions regarding the applicability/relevance of the Act, the Rules thereunder, any section thereof, or any section of the policies and procedures, he/she should address those questions with the Chief Compliance Officer. Should a client have any questions regarding the Registrant’s supervision or compliance practices, please contact Mr. Mayfield at (206) 258-5000.

ITEM 3 / DISCIPLINARY INFORMATION

ITEM 4 / OTHER BUSINESS ACTIVITIES

ITEM 5 / ADDITIONAL COMPENSATION

ITEM 6 / SUPERVISION

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Timothy M. Amen Brighton Jones, LLC

4211 N. Marshall Way, Suite 100

Scottsdale, AZ 85251 (480) 353-2456

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Timothy M. Amen that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Timothy M. Amen is available on the SEC’s website at www.adviserinfo.sec.gov.

Timothy M. Amen was born in 1972. Mr. Amen graduated from the University of Arizona in 1996 with a Bachelor of Science in Nutrition and a minor in Chemistry. He obtained a Master in Financial Planning in 2010 from the College of Financial Planning. Mr. Amen joined Brighton Jones as an Associate Advisor in 2012 and has been a Senior Manager since 2014. Prior to joining Brighton Jones, he worked at Charles Schwab as a Portfolio Consultant from 2006 to 2012. Mr. Amen has been a CERTIFIED FINANCIAL PLANNER™ since 2008. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:




• Experience – Complete at least three years of full-time financial planning-related experience (or

the equivalent, measured as 2,000 hours per year); and

• Ethics – Agree to be bound by CFP Board’s Standards of Professional Conduct, a set of documents outlining the ethical and practice standards for CFP® professionals.


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Individuals who become certified must complete the following ongoing education and ethics requirements in order to maintain the right to continue to use the CFP® marks:





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Madison K. Amsberry Brighton Jones, LLC

2030 1st Avenue, 3rd Floor

Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Madison K. Amsberry that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Madison K. Amsberry is available on the SEC’s website at www.adviserinfo.sec.gov.

Madison K. Amsberry was born in 1993. Ms. Amsberry graduated from Azusa Pacific University with a Bachelor’s degree in Marketing in 2015. Ms. Amsberry joined Brighton Jones as a Client Service Associate in 2016 and became an Associate Advisor in February 2018. Prior to joining Brighton Jones, she was an Account Coordinator at FM Financial Services. Ms. Amsberry has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Ms. Amsberry has been a CERTIFIED FINANCIAL PLANNER™ since 2019. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:





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Melanie M. Arena Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Melanie M. Arena that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Melanie M. Arena is available on the SEC’s website at www.adviserinfo.sec.gov.

Melanie M. Arena was born in 1975. Ms. Arena graduated from Seattle University in 1997 with a Bachelor of Accountancy. Ms. Arena joined Brighton Jones as an Associate Advisor in January of 2011. Prior to joining Brighton Jones, she was a Relationship Manager at Threshold Group from 1999 to 2010. Ms. Arena has been a CERTIFIED FINANCIAL PLANNER™ since 2006. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:









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• Continuing Education – Complete 30 hours of continuing education hours every two years,

including two hours on the Code of Ethics and other parts of the Standards of Professional Conduct, to maintain competence and keep up with developments in the financial planning field; and




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Brian A. Babbitt Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Brian A. Babbitt that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Brian A. Babbitt is available on the SEC’s website at www.adviserinfo.sec.gov.

Brian A. Babbitt was born in 1969. Mr. Babbitt graduated from Pacific Lutheran University in 1992 where he earned a Bachelor of Arts degree in Business Administration, Finance Concentration. Mr. Babbitt joined Brighton Jones in April of 2018 as a Lead Advisor and has served as an Investment Strategist since June 2019. Prior to joining Brighton Jones, Mr. Babbitt was a Client Advisor at Laird Norton Wealth Management from 2015-2018 and Client Advisor at Threshold Group, LLC from 2008-2015. Mr. Babbitt is a CFA® charterholder. CFA® designates an international professional certificate that is offered by the CFA Institute. The Chartered Financial Analyst (CFA) charter is a globally respected, graduate-level investment credential established in 1962 and awarded by CFA Institute — the largest global association of investment professionals. There are currently more than 120,000 CFA charter holders working in 135 countries. To earn the CFA charter, candidates must: (1) pass three sequential, six-hour examinations; (2) have at least four years of qualified professional investment experience; (3) join CFA Institute as members; and (4) commit to abide by, and annually reaffirm, their adherence to the CFA Institute Code of Ethics and Standards of Professional Conduct. High Ethical Standards The CFA Institute Code of Ethics and Standards of Professional Conduct, enforced through an active professional conduct program, require CFA charter holders to: • Place their clients’ interests ahead of their own • Maintain independence and objectivity • Act with integrity • Maintain and improve their professional competence • Disclose conflicts of interest and legal matters Global Recognition Passing the three CFA exams is a difficult feat that requires extensive study (successful candidates report spending an average of 300 hours of study per level). Earning the CFA charter demonstrates mastery of many of the advanced skills needed for investment analysis and decision making in today’s quickly evolving global financial industry. As a result, employers and clients are increasingly seeking CFA charterholders—often making the charter a prerequisite for employment. Additionally, regulatory bodies in 23 countries/territories recognize the CFA charter as a proxy for meeting certain licensing requirements, and more than 125 colleges and universities around the world have incorporated a majority of the CFA Program curriculum into their own finance courses.


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Comprehensive and Current Knowledge The CFA Program curriculum provides a comprehensive framework of knowledge for investment decision making and is firmly grounded in the knowledge and skills used every day in the investment profession. The three levels of the CFA Program test a proficiency with a wide range of fundamental and advanced investment topics, including ethical and professional standards, fixed-income and equity analysis, alternative and derivative investments, economics, financial reporting standards, portfolio management, and wealth planning. The CFA Program curriculum is updated every year by experts from around the world to ensure that candidates learn the most relevant and practical new tools, ideas, and investment and wealth management skills to reflect the dynamic and complex nature of the profession. Mr. Babbitt earned the Chartered Alternative Investment Analyst (CAIA) designation in 2010. The CAIA curriculum places an emphasis on foundations and addresses issues such as due diligence, portfolio management, risk management, and portfolio monitoring. Ethics and professional codes of conduct are the cornerstones of the program. The right to use the CAIA designation is earned by successfully completing the CAIA program (passing both the Level I and Level II exams) and becoming a member of the CAIA Association. To qualify for membership in the Association, a candidate must pass both the CAIA Level I and Level II exams, hold a U.S. bachelor’s degree or the equivalent, and have more than one year of professional experience or alternatively have at least four years of professional experience (professional experience is defined as full-time employment in a professional capacity within the regulatory, banking, financial, or related fields), submit payment for the annual CAIA Association membership fee and agree on an annual basis to abide by the Member Agreement.

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Bryce E. Baker Brighton Jones, LLC

250 Fillmore Street; Suite 150

Denver, CO 80206 (720) 710-4879

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Bryce E. Baker that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Bryce E. Baker is available on the SEC’s website at www.adviserinfo.sec.gov.

Bryce E. Baker was born in 1990. Mr. Baker graduated Magna Cum Laude from The University of Arizona in 2012 where he earned a Bachelor of Science in Business Administration with a major in Finance. Mr. Baker joined Brighton Jones as an Associate Advisor in 2012 and has served as a Lead Advisor since 2017. Mr. Baker has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Mr. Baker has been a CERTIFIED FINANCIAL PLANNER™ since 2016. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:







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Lucas R. Baker Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Lucas R. Baker that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Lucas R. Baker is available on the SEC’s website at www.adviserinfo.sec.gov.

Lucas R. Baker was born in 1994. Mr. Baker graduated from Seattle Pacific University in 2016 where he earned a Bachelors Degree in Business Administration. Mr. Baker joined Brighton Jones as an Associate Advisor in 2017. Prior to joining Brighton Jones, Mr. Baker was an intern at Freestone Capital Management in 2016. Mr. Baker has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.



The Registrant provides investment advisory and supervisory services in accordance with the Registrant’s policies and procedures manual. The primary purpose of the Registrant’s Rule 206(4) -7 policies and procedures is to comply with the requirements of supervision requirements of Section 203(e)(6) of the






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Investment Advisers Act (“Act”). The Registrant’s Chief Compliance Officer, Tyler Mayfield, is primarily responsible for the implementation of the Registrant’s policies and procedures and overseeing the activities of the Registrant’s supervised persons. Should an employee or investment adviser representative of the Registrant have any questions regarding the applicability/relevance of the Act, the Rules thereunder, any section thereof, or any section of the policies and procedures, he/she should address those questions with the Chief Compliance Officer. Should a client have any questions regarding the Registrant’s supervision or compliance practices, please contact Mr. Mayfield at (206) 258-5000.

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Michael J. Battaglia Brighton Jones, LLC

8270 Greensboro Drive, Suite 725

McLean VA, 22102 (703)682-1470

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Michael J. Battaglia that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Michael J. Battaglia is available on the SEC’s website at www.adviserinfo.sec.gov.

Michael J. Battaglia was born in 1972. Mr. Battaglia graduated from the University of Maryland with a Bachelor of Arts degree in Economics. Mr. Battaglia joined Brighton Jones in 2011 as a Lead Advisor. Prior to joining Brighton Jones, he was a Personal Financial Manager at Pitcairn from 2007 to 2011. Mr. Battaglia’s previous roles also include his role as a Manager in PricewaterhouseCoopers’ Personal Financial Services Group as well as a Financial Advisor at Medallion Financial Group. Mr. Battaglia has been a CERTIFIED FINANCIAL PLANNER™ since 2005. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:








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H. Neil Boone Brighton Jones, LLC


Scottsdale, AZ 85251 (480) 353-2456

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about H. Neil Boone that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about H. Neil Boone is available on the SEC’s website at www.adviserinfo.sec.gov.

Neil Boone was born in 1985. Mr. Boone is currently enrolled at Franklin University pursuing a Bachelor’s of Science in Financial Planning. Mr. Boone held the position of Group Benefits Sales Consultant at GoSmallBiz/LegalShield from 2008 to 2013, and he served as a Financial Advisor and Managing Associate at MassMutual from 2014 to 2018. Mr. Boone joined Brighton Jones in 2018 as an Associate Advisor. Mr. Boone has passed the North American Securities Administrators Association (NASAA) Uniform Combined State Law Examination (Series 66). The Series 66 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 66 exam is equivalent to the successful completion of both the Series 63 and Series 65 exams and is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

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David G. Born Brighton Jones, LLC

445 Bush Street

San Francisco, CA 94108 (415) 653-3632

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about David G. Born that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about David G. Born is available on the SEC’s website at www.adviserinfo.sec.gov.

David G. Born was born in 1984. Mr. Born graduated with a Bachelor of Arts degree in 2006 from University of California at Berkeley. Mr. Born has been a Lead Advisor at Brighton Jones since September 2017. Prior to joining Brighton Jones, he was a Portfolio Manager and Wealth Manager at Grubman Wealth Management from 2016-2017; Advisor and President at Born Investment Management from 2015-2016; and AVP/Assistant Portfolio Manager at Union Bank from 2010-2014. Mr. Born has been a CERTIFIED FINANCIAL PLANNER™ since 2016. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:








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CFP® professionals who fail to comply with the above standards and requirements may be subject to CFP Board’s enforcement process, which could result in suspension or permanent revocation of their CFP® certification. Mr. Born is a CFA® charterholder. CFA® designates an international professional certificate that is offered by the CFA Institute. The Chartered Financial Analyst (CFA) charter is a globally respected, graduate-level investment credential established in 1962 and awarded by CFA Institute — the largest global association of investment professionals. There are currently more than 120,000 CFA charter holders working in 135 countries. To earn the CFA charter, candidates must: (1) pass three sequential, six-hour examinations; (2) have at least four years of qualified professional investment experience; (3) join CFA Institute as members; and (4) commit to abide by, and annually reaffirm, their adherence to the CFA Institute Code of Ethics and Standards of Professional Conduct. High Ethical Standards The CFA Institute Code of Ethics and Standards of Professional Conduct, enforced through an active professional conduct program, require CFA charter holders to:

• Place their clients’ interests ahead of their own • Maintain independence and objectivity • Act with integrity • Maintain and improve their professional competence • Disclose conflicts of interest and legal matters

Global Recognition Passing the three CFA exams is a difficult feat that requires extensive study (successful candidates report spending an average of 300 hours of study per level). Earning the CFA charter demonstrates mastery of many of the advanced skills needed for investment analysis and decision making in today’s quickly evolving global financial industry. As a result, employers and clients are increasingly seeking CFA charterholders—often making the charter a prerequisite for employment. Additionally, regulatory bodies in 23 countries/territories recognize the CFA charter as a proxy for meeting certain licensing requirements, and more than 125 colleges and universities around the world have incorporated a majority of the CFA Program curriculum into their own finance courses. Comprehensive and Current Knowledge The CFA Program curriculum provides a comprehensive framework of knowledge for investment decision making and is firmly grounded in the knowledge and skills used every day in the investment profession. The three levels of the CFA Program test a proficiency with a wide range of fundamental and advanced investment topics, including ethical and professional standards, fixed-income and equity analysis, alternative and derivative investments, economics, financial reporting standards, portfolio management, and wealth planning.

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The CFA Program curriculum is updated every year by experts from around the world to ensure that candidates learn the most relevant and practical new tools, ideas, and investment and wealth management skills to reflect the dynamic and complex nature of the profession.

None.








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Keith E. Brennan Brighton Jones, LLC


McLean VA, 22102 (703)682-1470

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Keith E. Brennan that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Keith E. Brennan is available on the SEC’s website at www.adviserinfo.sec.gov.

Keith E. Brennan was born in 1967. Mr. Brennan graduated from Ohio University with a Bachelor of Arts degree in Economics. Mr. Brennan joined Brighton Jones in February 2017 as a Business Development Manager. Prior to joining Brighton Jones, he was Senior Business Development Officer at Boston Private Wealth from 2015 to 2016 and a Regional Investment Advisor at Arrow Investment Advisors from 2008 to 2014. Mr. Brennan has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.



The Registrant provides investment advisory and supervisory services in accordance with the Registrant’s policies and procedures manual. The primary purpose of the Registrant’s Rule 206(4) -7 policies and






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procedures is to comply with the requirements of supervision requirements of Section 203(e)(6) of the Investment Advisers Act (“Act”). The Registrant’s Chief Compliance Officer, Tyler Mayfield, is primarily responsible for the implementation of the Registrant’s policies and procedures and overseeing the activities of the Registrant’s supervised persons. Should an employee or investment adviser representative of the Registrant have any questions regarding the applicability/relevance of the Act, the Rules thereunder, any section thereof, or any section of the policies and procedures, he/she should address those questions with the Chief Compliance Officer. Should a client have any questions regarding the Registrant’s supervision or compliance practices, please contact Mr. Mayfield at (206) 258-5000.

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Charles E. Brighton Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Charles E. Brighton that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Charles E. Brighton is available on the SEC’s website at www.adviserinfo.sec.gov.

Charles E. Brighton was born in 1967. Mr. Brighton graduated from the University of New Mexico with a Bachelor of Arts degree in Economics. Mr. Brighton is a Founding Member and has been Co-CEO of Brighton Jones since it was formed in January 2000. Mr. Brighton has been a CERTIFIED FINANCIAL PLANNER™ since 1998. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:









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None.








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Kelly K. Brown Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Kelly K. Brown that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Kelly K. Brown is available on the SEC’s website at www.adviserinfo.sec.gov.

Kelly K. Brown was born in 1984. Mr. Brown graduated from Pacific Lutheran University in 2006 with a Bachelor of Business Administration. Mr. Brown joined Brighton Jones as an Associate Advisor in 2010 and became a Lead Advisor in 2017. Mr. Brown has passed the North American Securities Administrators Association (NASAA) Uniform Combined State Law Examination (Series 66). The Series 66 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 66 exam is equivalent to the successful completion of both the Series 63 and Series 65 exams and is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Mr. Brown has been a CERTIFIED FINANCIAL PLANNER™ since 2014. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:





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None.








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Brian S. Burgess Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Brian S. Burgess that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Brian S. Burgess is available on the SEC’s website at www.adviserinfo.sec.gov.

Brian S. Burgess was born in 1991. Mr. Burgess graduated with a Bachelor of Business Administration: Finance & Marketing from Gonzaga University in 2013. He joined Brighton Jones in 2017 as an Associate Advisor. Prior to joining Brighton Jones, Mr. Burgess was a Client Service Associate at Laird Norton Wealth Management. Mr. Burgess has been a CERTIFIED FINANCIAL PLANNER™ since 2018. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:








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None.








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Matthew A. Camrud Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Matthew A. Camrud that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Matthew A. Camrud is available on the SEC’s website at www.adviserinfo.sec.gov.

Matthew A. Camrud was born in 1979. Mr. Camrud graduated from St. Olaf College with a Bachelor of Arts degree in Economics and Management. Mr. Camrud joined Brighton Jones in 2008 as a Manager and became a Lead Advisor in July 2011. Prior to joining Brighton Jones, he was a Senior Planner at Carlson Capital Management from 2001 to 2008. Mr. Camrud has been a CERTIFIED FINANCIAL PLANNER™ since 2004. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:








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None.








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Alexia R. Candelaria Brighton Jones, LLC


Portland, OR 97204 (503) 594-7400

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Alexia R. Candelaria that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Alexia R. Candelaria is available on the SEC’s website at www.adviserinfo.sec.gov.

Alexia R. Candelaria was born in 1989. Ms. Candelaria graduated from the University of Arizona in 2012 with a Bachelor of Science in Business Administration with a major in Finance. Ms. Candelaria joined Brighton Jones as an Associate Advisor in 2017. Prior to joining Brighton Jones, Ms. Candelaria was at Northwestern Mutual as an Associate Wealth Management Advisor from 2012 to 2017. Ms. Candelaria has been a CERTIFIED FINANCIAL PLANNER™ since 2014. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:








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CFP® professionals who fail to comply with the above standards and requirements may be subject to CFP Board’s enforcement process, which could result in suspension or permanent revocation of their CFP® certification. Ms. Candelaria has also held the designation of Chartered Life Underwriter (CLU®) since 2014. The CLU® designation, issued by The American College, is designed to provide the holder with in-depth knowledge on the insurance needs of individuals, business owners and professional clients. Candidates must successfully complete a self-study course and examination program, have three years of relevant work experience and comply with a code of ethics. Continuing education for this designation requires 30 hours every two years.

None.








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Brett H. Carolan Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Brett H. Carolan that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Brett H. Carolan is available on the SEC’s website at www.adviserinfo.sec.gov.

Brett H. Carolan was born in 1971. Mr. Carolan graduated from Washington State University with a Bachelor of Arts degree in Sports Management (College of Education). Mr. Carolan has been a Lead Advisor at Brighton Jones since April 2003. Mr. Carolan has been a CERTIFIED FINANCIAL PLANNER™ since 2003. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:









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None.








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Clint M. Christensen Brighton Jones, LLC

445 Bush Street

San Francisco, CA 94108 (415) 653-3632

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Clint M. Christensen that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Clint M. Christensen is available on the SEC’s website at www.adviserinfo.sec.gov.

Clint M. Christensen was born in 1979. Mr. Christensen graduated from Westminster College with a Bachelor of Science degree in Business Finance. Mr. Christensen also earned his Master of Business Administration degree in Global Strategic Management from Dominican University of California. He has been a Lead Advisor at Brighton Jones since November 2007. Prior to joining Brighton Jones, he was Vice President and Senior Account Executive with Fidelity Investments from 1999 to 2007. Mr. Christensen has been a CERTIFIED FINANCIAL PLANNER™ since 2004. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:








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None.








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J M. Crosby Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about J M. Crosby that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about J M. Crosby is available on the SEC’s website at www.adviserinfo.sec.gov.

J M. Crosby was born in 1996. Mr. Crosby graduated in 2018 from Pacific Lutheran with a Bachelor of Arts in Business Administration with an emphasis in Finance. Mr. Crosby joined the Associate Training Program at Brighton Jones in 2018 and became an Associate Advisor in 2019. Prior to joining Brighton Jones, he held intern positions at Pacific Capital Resource Group and Madison Park Advisors. Mr. Crosby has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.









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Troy S. Curran Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Troy S. Curran that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Troy S. Curran is available on the SEC’s website at www.adviserinfo.sec.gov.

Troy S. Curran was born in 1996. Mr. Curran graduated from Washington State University with a Bachelor of Science degree in Finance and Spanish for the Professions in 2018. Mr. Curran joined the Associate Training Program at Brighton Jones in 2018 and became an Associate Advisor in 2019. Prior to joining Brighton Jones, he was an intern at Alaska Permanent Capital management in 2017. Mr. Curran has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.



The Registrant provides investment advisory and supervisory services in accordance with the Registrant’s policies and procedures manual. The primary purpose of the Registrant’s Rule 206(4) -7 policies and procedures is to comply with the requirements of supervision requirements of Section 203(e)(6) of the Investment Advisers Act (“Act”). The Registrant’s Chief Compliance Officer, Tyler Mayfield, is primarily






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responsible for the implementation of the Registrant’s policies and procedures and overseeing the activities of the Registrant’s supervised persons. Should an employee or investment adviser representative of the Registrant have any questions regarding the applicability/relevance of the Act, the Rules thereunder, any section thereof, or any section of the policies and procedures, he/she should address those questions with the Chief Compliance Officer. Should a client have any questions regarding the Registrant’s supervision or compliance practices, please contact Mr. Mayfield at (206) 258-5000.

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John T. Curle Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about John T. Curle that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about John T. Curle is available on the SEC’s website at www.adviserinfo.sec.gov.

John T. Curle was born in 1990. Mr. Curle graduated in 2012 with a Bachelor of Arts in History from St. Lawrence University. Mr. Curle joined Brighton Jones in 2017 as an Associate Advisor. Prior to joining Brighton Jones, he was a Premier Banker at Wells Fargo from 2014 to 2017. Mr. Curle has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.









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Andrew P. Desing Brighton Jones, LLC


McLean VA, 22102 (703)682-1470

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Andrew P. Desing that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Andrew P. Desing is available on the SEC’s website at www.adviserinfo.sec.gov.

Andrew P. Desing was born in 1986. Mr. Desing earned his Master’s of Business Administration from George Mason University in 2012 and graduated from Virginia Polytechnic Institute and State University with a Bachelor of Science degree in Crop and Soil Environmental Sciences in 2009. Mr. Desing joined Brighton Jones in 2018 as an Associate Advisor. Prior to joining Brighton Jones, he was a Senior Analyst at Cambridge Associates from 2012 to 2018. Mr. Desing has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.









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Christopher P. DeStefano Brighton Jones, LLC

445 Bush Street

San Francisco, CA 94108 (415) 653-3632

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Christopher P. DeStefano that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Christopher P. DeStefano is available on the SEC’s website at www.adviserinfo.sec.gov.

Christopher P. DeStefano was born in 1981. Mr. DeStefano earned his Bachelor’s Degree in Business Administration from Villanova University in 2003. Mr. DeStefano joined Brighton Jones in 2014 as a Lead Advisor. Prior to joining Brighton Jones, he was a Senior Lead Advisor and member of the Investment Committee with Bell Investment Advisors from 2012 to 2014. Prior to that, he served as an Investment Counselor and trainer for new advisors with Fisher Investments from 2008 to 2011. Mr. DeStefano has passed the North American Securities Administrators Association (NASAA) Uniform Combined State Law Examination (Series 66). The Series 66 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 66 exam is equivalent to the successful completion of both the Series 63 and Series 65 exams and is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.









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Krystal D. Fortner Brighton Jones, LLC

445 Bush Street

San Francisco, CA 94108 (415) 653-3632

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Krystal D. Fortner that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Krystal D. Fortner is available on the SEC’s website at www.adviserinfo.sec.gov.

Krystal D. Fortner was born in 1972. Ms. Fortner earned her Bachelor of Art’s degree in Education from Purdue University in 1995 and her Master of Social Work from New Mexico State University in 997. Ms. Fortner joined Brighton Jones in 2019 as an Associate Advisor. Prior to joining Brighton Jones, she was the Financial Services Director at Herb Thomas and Associates (2014 – 2015); an Associate Wealth Advisor at Grubman Wealth Management (2015); and a Private Wealth Advisor at Busey Bank (2016 – 2018). Ms. Fortner has been a CERTIFIED FINANCIAL PLANNER™ since 2016. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:








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None.








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Kristie A. Garrett

Brighton Jones, LLC

2030 1st Avenue, 3rd Floor Seattle, WA 98121

(206) 258-5000

BROCHURE SUPPLEMENT DATED 5/15/2020

This Brochure Supplement provides information about Kristie A. Garrett that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Kristie A. Garrett is available on the SEC’s website at www.adviserinfo.sec.gov.

Kristie A. Garrett was born in 1968. Ms. Garrett graduated from Seattle Pacific University in 1990 where she earned a Bachelor of Arts degree in Finance, Economics and Management and graduated from Seattle University with a Master of Business Administration in 1998. Ms. Garrett is currently IAM Sr. Lead Advisor at Brighton Jones. Since starting with the firm 2015, she has also held the role of VP Business Development and Business Development Manager. Prior to joining Brighton Jones, Ms. Garrett was Chief Compliance Officer with Archon Capital Management, LLC from 2009-2015 and Field Vice President with Ameriprise Financial Advisors Inc. from 2002 to 2008. Ms. Garrett is a CERTIFIED FINANCIAL PLANNER™. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:








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CFP® professionals who fail to comply with the above standards and requirements may be subject to CFP Board’s enforcement process, which could result in suspension or permanent revocation of their CFP® certification. Ms. Garrett holds the designation of Chartered Retirement Planning Counselor (CRPC®). The College of Financial Planning® awards the CRPC® designation to applicants who complete the CRPC® professional education program, pass a final examination, commit to a code of ethics and agree to pursue continuing education. Continued use of the CRPC® designation is subject to ongoing renewal requirements. Every two (2) years the designee must renew their right to continue using the CRPC® designation by completing 16 hours of continuing education and reaffirming to abide by the Standards of Professional Conduct.

None.



The Registrant provides investment advisory and supervisory services in accordance with the Registrant’s policies and procedures manual. The primary purpose of the Registrant’s Rule 206(4) -7 policies and procedures is to comply with the requirements of supervision requirements of Section 203(e)(6) of the Investment Advisers Act (“Act”). The Registrant’s Chief Compliance Officer, Tyler Mayfield, is primarily responsible for the implementation of the Registrant’s policies and procedures and overseeing the activities of the Registrant’s supervised persons. Should an employee or investment adviser representative of the Registrant have any questions regarding the applicability/relevance of the Act, the Rules thereunder, any section thereof, or any section of the policies and procedures, he/she should address





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those questions with the Chief Compliance Officer. Should a client have any questions regarding the Registrant’s supervision or compliance practices, please contact Mr. Mayfield at (206) 258-5000.

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James T. Gorzalski Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about James T. Gorzalski that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about James T. Gorzalski is available on the SEC’s website at www.adviserinfo.sec.gov.

James T. Gorzalski was born in 1995. Mr. Gorzalski graduated from Wheaton College (IL) in 2017 where he earned a Bachelor of Science degree in Business and Economics. Mr. Gorzalski joined Brighton Jones in 2017 as an Associate Advisor. Prior to joining Brighton Jones, Mr. Gorzalski held intern positions at Russell Investments. Mr. Gorzalski has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.









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John D. Griffin

Brighton Jones, LLC


(206) 258-5000


This Brochure Supplement provides information about John D. Griffin that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about John D. Griffin is available on the SEC’s website at www.adviserinfo.sec.gov.

John D. Griffin was born in 1980. Mr. Griffin graduated from University of Washington in 2009 where he earned a Bachelor of Mathematics. Mr. Griffin joined Brighton Jones in 2018 as an Associate Advisor. Prior to joining Brighton Jones, Mr. Griffin was at Fidelity Investments as a Financial Representative (2014 – 2015) and an Investment Consultant (2015 – 2018). Mr. Griffin has been a CERTIFIED FINANCIAL PLANNER™ since 2017. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:








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CFP® professionals who fail to comply with the above standards and requirements may be subject to CFP Board’s enforcement process, which could result in suspension or permanent revocation of their CFP® certification. Mr. Griffin has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.








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Steven M. Hanks Brighton Jones, LLC


Portland, OR 97204 (503) 594-7400

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Steven M. Hanks that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Steven M. Hanks is available on the SEC’s website at www.adviserinfo.sec.gov.

Steven M. Hanks was born in 1990. Mr. Hanks graduated from the University of Washington in 2012 with a Bachelor of Arts in Business Administration with a concentration in Finance. Mr. Hanks joined Brighton Jones as an Associate Advisor in 2012 and became a Lead Advisor in January 2018. Mr. Hanks has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Mr. Hanks has been a CERTIFIED FINANCIAL PLANNER™ since 2018. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:







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None.








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Karen M. Harris Brighton Jones, LLC


Portland, OR 97204 (503) 594-7400

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Karen M. Harris that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Karen M. Harris is available on the SEC’s website at www.adviserinfo.sec.gov.

Karen M. Harris was born in 1983. Ms. Harris graduated from Seattle Pacific University with a Bachelor of Arts degree in Mathematics and a Secondary Teaching Certification. Ms. Harris joined Brighton Jones in 2017 as a Lead Advisor. Prior to joining Brighton Jones, she was a Financial Planner from 2012-2017 at FIC Capital, Inc. In 2017, Ms. Harris transitioned to her role as Director of Financial Planning & Wealth Manager when FIC Capital merged with Alexandria Capital. Ms. Harris has been a CERTIFIED FINANCIAL PLANNER™ since 2013. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:








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CFP® professionals who fail to comply with the above standards and requirements may be subject to CFP Board’s enforcement process, which could result in suspension or permanent revocation of their CFP® certification. Ms. Harris has held the designation of Chartered Retirement Planning Counselor (CRPC®) since 2010. The College of Financial Planning® awards the CRPC® designation to applicants who complete the CRPC® professional education program, pass a final examination, commit to a code of ethics and agree to pursue continuing education. Continued use of the CRPC® designation is subject to ongoing renewal requirements. Every two (2) years the designee must renew their right to continue using the CRPC® designation by completing 16 hours of continuing education and reaffirming to abide by the Standards of Professional Conduct.

None.








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Tyler D. Harvey Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Tyler D. Harvey that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Tyler D. Harvey is available on the SEC’s website at www.adviserinfo.sec.gov.

Tyler D. Harvey was born in 1986. Mr. Harvey graduated from Olivet Nazarene University with a Bachelor of Arts in Political Science in 2008 and earned his Master of Organizational Leadership in 2011 from Olivet Nazarene University. Mr. Harvey joined Brighton Jones in 2016 as a Client Service Associate and became an Associate Advisor in 2018. Prior to joining Brighton Jones, Mr. Harvey was an Associate at Oppenheimer Funds from 2013 to 2016. Mr. Harvey has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.









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Matthew C. Howell Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Matthew C. Howell that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Matthew C. Howell is available on the SEC’s website at www.adviserinfo.sec.gov.

Matthew Howell was born in 1986. Mr. Howell received his Bachelor of Arts in Business Administration, Finance from Washington State University. He is currently a Portfolio Analyst at Brighton Jones. Since starting with the firm in 2015, he has also held the role of Associate Advisor. Prior to joining Brighton Jones, Mr. Howell was an Associate Wealth Management Advisor with Pillar Financial Services from May 2013 to November 2015. Prior to Pillar Financial Services, he held positions with both Peak6 Investments from December 2011 to January 2013 and Navisis Financial from August 2010 to September 2011. Mr. Howell has passed the North American Securities Administrators Association (NASAA) Uniform Combined State Law Examination (Series 66). The Series 66 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 66 exam is equivalent to the successful completion of both the Series 63 and Series 65 exams and is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.








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Laura N. Jansen Brighton Jones, LLC


Scottsdale, AZ 85251 (480) 353-2456

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Laura Jansen that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Laura Jansen is available on the SEC’s website at www.adviserinfo.sec.gov.

Laura Jansen was born in 1971. Ms. Jansen graduated from Arizona State University in 1993 with a Bachelor of Arts in Psychology. Ms. Jansen joined Brighton Jones as a Lead Advisor in 2018. Prior to joining Brighton Jones, Ms. Jansen was a Senior Wealth Advisor at TFO Phoenix, Inc. from 2011 to 2017. Ms. Jansen has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Ms. Jansen has been a CERTIFIED FINANCIAL PLANNER™ since 2003. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:







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CFP® professionals who fail to comply with the above standards and requirements may be subject to CFP Board’s enforcement process, which could result in suspension or permanent revocation of their CFP® certification

None.








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Jon D. Jones Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Jon D. Jones that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Jon D. Jones is available on the SEC’s website at www.adviserinfo.sec.gov.

Jon Jones was born in 1971. Mr. Jones graduated from Washington State University with a Bachelor of Arts in Business Administration. Mr. Jones is a Founding Member and has been Co-CEO of Brighton Jones since it was formed in January 2000. Mr. Jones has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.

The supervised person is not actively engaged in any other investment-related businesses or occupations. Mr. Jones is a minority owner in Blueprint Capital Services. Blueprint Capital Services is the manager of Blueprint Capital REIT and is located at 4147 California Avenue SW, Seattle, WA 98116. Mr. Jones is a board member of Blueprint Capital REIT. Mr. Jones also serves as a board member and is a minority owner in RMB Capital Management, LLC, a registered investment adviser located in Chicago, IL.








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Zane H. Khatib Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Zane H. Khatib that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Zane H. Khatib is available on the SEC’s website at www.adviserinfo.sec.gov.

Zane H. Khatib was born in 1995. Mr. Khatib graduated in 2018 from Seattle University with a Bachelor of Science in Finance. Mr. Khatib joined the Associate Training Program at Brighton Jones in 2018 and became an Associate Advisor in 2019. Prior to joining Brighton Jones, he held intern positions at New Mobility Consulting and Keiretsu Forum. Mr. Khatib has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.







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David H. Lamp

Brighton Jones, LLC


(206) 258-5000


This Brochure Supplement provides information about David H. Lamp that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about David H. Lamp is available on the SEC’s website at www.adviserinfo.sec.gov.

David H. Lamp was born in 1973. Mr. Lamp graduated from University of Arizona in 1995 with a Bachelor of Arts degree in General Business. Mr. Lamp joined Brighton Jones as an Associate Advisor in 2011 and has been a Lead Advisor since 2018. Mr. Lamp has been a CERTIFIED FINANCIAL PLANNER™ since 2007. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:









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None.








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Kory B. Leadon Brighton Jones, LLC


Scottsdale, AZ 85251 (480) 353-2456

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Kory B. Leadon that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Kory B. Leadon is available on the SEC’s website at www.adviserinfo.sec.gov.

Kory B. Leadon was born in 1977. Mr. Leadon graduated in 2000 from Seattle Pacific University with a Bachelor of Arts degree in Business Administration with a concentration in Finance. Mr. Leadon has been a Lead Advisor at Brighton Jones since May 2004. Mr. Leadon has been a CERTIFIED FINANCIAL PLANNER™ since 2005. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:









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None.








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Kaycee K. LeCong Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Kaycee C. LeCong that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Kaycee C. LeCong is available on the SEC’s website at www.adviserinfo.sec.gov.

Kaycee C. LeCong was born in 1986. Ms. LeCong graduated from Washington State University with a Bachelor of Arts in Finance. Ms. LeCong joined Brighton Jones in 2007 and has been a Lead Advisor since 2016. Ms. LeCong has been a CERTIFIED FINANCIAL PLANNER™ since 2014. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:









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None.








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Christian D. Linares Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Christian D. Linares that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Christian D. Linares is available on the SEC’s website at www.adviserinfo.sec.gov.

Christian D. Linares was born in 1995. Mr. Linares graduated in 2018 from Santa Clara University with a Bachelor of Science in Finance. Mr. Linares joined the Associate Training Program at Brighton Jones in 2018 and became an Associate Advisor in 2019. Prior to joining Brighton Jones, he held an intern position at CRH plc. Mr. Linares has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.








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Grant R. Lyon Brighton Jones, LLC


Scottsdale, AZ 85251 (480) 353-2456

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Grant R. Lyon that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Grant R. Lyon is available on the SEC’s website at www.adviserinfo.sec.gov.

Grant R. Lyon was born in 1988. Mr. Lyon graduated in 2011 from Grand Valley State University with a Bachelor of Business Administration in Corporate Finance and Human Resources Management. Mr. Lyon is currently an Associate Advisor at Brighton Jones. Since joining the firm in 2015, he has also served as a Business Development Associate. Prior to that, he worked from 2013-2014 as an Account Manager at Insight Global and as an Expansion and Leadership Consultant in 2012 at Alpha Tau Omega National Fraternity Headquarters. Mr. Lyon has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Mr. Lyon has been a CERTIFIED FINANCIAL PLANNER™ since 2018. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:





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None.








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James H. MacDonell Brighton Jones, LLC


McLean VA, 22102 (703) 682-1470

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about James H. MacDonell that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about James H. MacDonell is available on the SEC’s website at www.adviserinfo.sec.gov.

James H. MacDonell was born in 1982. Mr. MacDonell graduated from the College of Charleston in 2005 with a Bachelor of Science in Accountancy. He obtained a Master of Science in Accountancy from Villanova University in 2006. Mr. MacDonell joined Brighton Jones as an Associate Advisor in 2014 and became a Lead Advisor in 2017. Prior to joining Brighton Jones, he was a manager with PricewaterhouseCoopers, LLP in the Personal Financial Services group. Mr. MacDonell has been a CERTIFIED FINANCIAL PLANNER™ since 2010. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:








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None.








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Jerome F. McCarthy III Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Jerome F. McCarthy III that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Jerome F. McCarthy III is available on the SEC’s website at www.adviserinfo.sec.gov.

Jerome F. McCarthy III was born in 1968. Mr. McCarthy graduated from Washington State University with a Bachelor of Science degree in Psychology. Mr. McCarthy has been a Lead Advisor at Brighton Jones since September 2003. Mr. McCarthy has been a CERTIFIED FINANCIAL PLANNER™ since 2006. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:









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None.








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Vanessa S. McClure Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Vanessa S. McClure that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Vanessa S. McClure is available on the SEC’s website at www.adviserinfo.sec.gov.

Vanessa S. McClure was born in 1986. Ms. McClure graduated from University of Missouri with a Bachelor of Journalism (Broadcast) and Bachelor of Arts and Science in French in 2008. Ms. McClure joined Brighton Jones in 2018 as a Business Development Associate. Prior to joining Brighton Jones, she was a Morning Reporter at WXIN TV, a Tribune Broadcasting Company from 2010-2014 and a Business Development Manager at ATI Physical Therapy from 2014-2018. Ms. McClure has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.







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Kristine McHugh Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Kristine McHugh that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Kristine McHugh is available on the SEC’s website at www.adviserinfo.sec.gov.

Kristine McHugh was born in 1965. Ms. McHugh graduated from Western Governor’s University with a Bachelor’s of Business Administration in 2016. Ms. McHugh joined Brighton Jones in 2018 as a Lead Advisor. Prior to joining Brighton Jones, she was an Advisor at Private Ocean (formerly Lakeview Financial Group from 2014 to 2017 and a Paraplanner at Lakeview Financial Group from 2008 to 2013. Ms. McHugh has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Ms. McHugh has been a CERTIFIED FINANCIAL PLANNER™ since 2016. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:





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None.








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Matthew L. Mormino Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5080

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Matthew L. Mormino that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Matthew L. Mormino is available on the SEC’s website at www.adviserinfo.sec.gov.

Matthew L. Mormino was born in 1982. Mr. Mormino graduated from University of Pennsylvania in 2004 with a Bachelor of Arts degree in European History. Mr. Mormino is currently a Lead Advisor at Brighton Jones. Since starting with the firm in 2008, he has also held the role of Associate Advisor. Mr. Mormino has been a CERTIFIED FINANCIAL PLANNER™ since 2011. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:









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None.








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Logan A. Murray Brighton Jones, LLC


Scottsdale, AZ 85251 (480) 353-2456

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Logan A. Murray that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Logan A. Murray is available on the SEC’s website at www.adviserinfo.sec.gov.

Logan A. Murray was born in 1994. Mr. Murray graduated from Widener University in 2016 with a Bachelor of Science in Financial Planning. Mr. Murray joined Brighton Jones in 2018 as an Associate Advisor. Prior to joining Brighton Jones, Mr. Murray was a Financial Analyst at myCIO Wealth Partners from 2015 – 2018 and a College Financial Representative at Northwestern Mutual in 2015. Mr. Murray has been a CERTIFIED FINANCIAL PLANNER™ since 2016. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:








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CFP® professionals who fail to comply with the above standards and requirements may be subject to CFP Board’s enforcement process, which could result in suspension or permanent revocation of their CFP® certification. Mr. Murray has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.








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Madison A. Nadeau Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Madison A. Nadeau that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Madison A. Nadeau is available on the SEC’s website at www.adviserinfo.sec.gov.

Madison A. Nadeau was born in 1995. Ms. Nadeau graduated in 2017 from Towson University with a Bachelor of Science in Business Administration with a Finance concentration. Ms. Nadeau joined Brighton Jones as an intern in 2016 and became an Associate Advisor in 2017. Ms. Nadeau has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.








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Matthew T. Patterson Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Matthew T. Patterson that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Matthew T. Patterson is available on the SEC’s website at www.adviserinfo.sec.gov.

Matthew T. Patterson was born in 1989. Mr. Patterson graduated from Gonzaga University in 2012 with a Bachelor of Business Administration (Concentrations in Finance and International Business) and a minor in Entrepreneurial Leadership. Mr. Patterson joined Brighton Jones as an Analyst in 2012. Mr. Patterson has been a CERTIFIED FINANCIAL PLANNER™ since 2014. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:









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None.








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Jeremy M. Pond Brighton Jones, LLC

445 Bush Street, 6th Floor

San Francisco, CA 94111 (415) 673-3632

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Jeremy M. Pond that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Jeremy M. Pond is available on the SEC’s website at www.adviserinfo.sec.gov.

Jeremy M. Pond was born in 1990. Mr. Pond graduated from University of San Francisco in 2014 with a Bachelor of Science in Business Economics. Mr. Pond joined Brighton Jones as an Associate Advisor in 2018. Previously, Mr. Pond was at Wells Fargo Bank as an AVP, Regional Private Banker from 2013 – 2018 and also with Wells Fargo Advisors as a Brokerage Associate from 2012 to 2018. Mr. Pond has been a CERTIFIED FINANCIAL PLANNER™ since 2016. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:








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Jacqueline M. Prideaux Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Jacqueline M. Prideaux that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Jacqueline M. Prideaux is available on the SEC’s website at www.adviserinfo.sec.gov.

Jacqueline M. Prideaux was born in 1985. Ms. Prideaux graduated from Marquette University in 2007 with Honors Bachelor of Arts degrees in Economics and International Politics and a minor in French. Ms. Prideaux joined Brighton Jones as a Client Service Coordinator in 2012, became an Associate Advisor in 2015, and has served as a Lead Advisor since 2017. Prior to working for Brighton Jones, Ms. Prideaux served in the United States Peace Corps in Senegal, West Africa from 2009-2011. Ms. Prideaux has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Ms. Prideaux has been a CERTIFIED FINANCIAL PLANNER™ since 2015. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:





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Nicholas Pursley Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Nicholas Pursley that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Nicholas Pursley is available on the SEC’s website at www.adviserinfo.sec.gov.

Nicholas Pursley was born in 1992. Mr. Pursley graduated from California Polytechnic State University in 2014 with a Bachelor of Science in Business Administration. Mr. Pursley joined Brighton Jones as an Associate Advisor in July 2018. Prior to working for Brighton Jones, Mr. Pursley held the following positions at Verus: Analyst (2014-2015); Senior Analyst (2016); Consulting Associate (2016-2018). Mr. Pursley is a CFA® charterholder. CFA® designates an international professional certificate that is offered by the CFA Institute. The Chartered Financial Analyst (CFA) charter is a globally respected, graduate-level investment credential established in 1962 and awarded by CFA Institute — the largest global association of investment professionals. There are currently more than 120,000 CFA charter holders working in 135 countries. To earn the CFA charter, candidates must: (1) pass three sequential, six-hour examinations; (2) have at least four years of qualified professional investment experience; (3) join CFA Institute as members; and (4) commit to abide by, and annually reaffirm, their adherence to the CFA Institute Code of Ethics and Standards of Professional Conduct. High Ethical Standards The CFA Institute Code of Ethics and Standards of Professional Conduct, enforced through an active professional conduct program, require CFA charter holders to: • Place their clients’ interests ahead of their own • Maintain independence and objectivity • Act with integrity • Maintain and improve their professional competence • Disclose conflicts of interest and legal matters Global Recognition Passing the three CFA exams is a difficult feat that requires extensive study (successful candidates report spending an average of 300 hours of study per level). Earning the CFA charter demonstrates mastery of many of the advanced skills needed for investment analysis and decision making in today’s quickly evolving global financial industry. As a result, employers and clients are increasingly seeking CFA charterholders—often making the charter a prerequisite for employment. Additionally, regulatory bodies in 23 countries/territories recognize the CFA charter as a proxy for meeting certain licensing requirements, and more than 125 colleges and universities around the world have incorporated a majority of the CFA Program curriculum into their own finance courses. Comprehensive and Current Knowledge


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The CFA Program curriculum provides a comprehensive framework of knowledge for investment decision making and is firmly grounded in the knowledge and skills used every day in the investment profession. The three levels of the CFA Program test a proficiency with a wide range of fundamental and advanced investment topics, including ethical and professional standards, fixed-income and equity analysis, alternative and derivative investments, economics, financial reporting standards, portfolio management, and wealth planning. The CFA Program curriculum is updated every year by experts from around the world to ensure that candidates learn the most relevant and practical new tools, ideas, and investment and wealth management skills to reflect the dynamic and complex nature of the profession.

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Ryan Quigley Brighton Jones, LLC


Scottsdale, AZ 85251 (480) 353-2456

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Ryan Quigley that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Ryan Quigley is available on the SEC’s website at www.adviserinfo.sec.gov.

Ryan Quigley was born in 1985. Mr. Quigley graduated from the W.P. Carey School of Business at Arizona State University with a Bachelor of Science in Business Management and a minor in Real Estate. He joined Brighton Jones as an Associate Advisor in December 2017. Prior to that, Mr. Quigley was a Financial Planner at MassMutual Financial Group from March 2017 to December 2017. In 2014-2017, he was a Financial Advisor/Wealth Advisor at USAA Financial Advisors; and from 2013-2014, he was an Investment Services Representative at USAA Financial Advisors. Mr. Quigley has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Mr. Quigley has been a CERTIFIED FINANCIAL PLANNER™ since 2016. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:





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CFP® professionals who fail to comply with the above standards and requirements may be subject to CFP Board’s enforcement process, which could result in suspension or permanent revocation of their CFP® certification. Mr. Quigley holds the designation of Chartered Retirement Planning Counselor (CRPC®). The College of Financial Planning® awards the CRPC® designation to applicants who complete the CRPC® professional education program, pass a final examination, commit to a code of ethics and agree to pursue continuing education. Continued use of the CRPC® designation is subject to ongoing renewal requirements. Every two (2) years the designee must renew their right to continue using the CRPC® designation by completing 16 hours of continuing education and reaffirming to abide by the Standards of Professional Conduct.

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Kathleen R. Randall Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Kathleen R. Randall that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Kathleen R. Randall is available on the SEC’s website at www.adviserinfo.sec.gov.

Kathleen (Katie) Randall was born in 1983. Ms. Randall graduated from Missouri State University in 2005 where she earned a Bachelor of Science in Finance. Ms. Randall joined Brighton Jones as a Lead Advisor in March 2015. Her previous roles include Investment Counselor at Fisher Investments from 2012 to 2015; Research Analyst at Arnerich Massena from 2010 to 2012; and Analyst at CTC Consulting from 2006 to 2010. Ms. Randall has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

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Jesica J. Ray Brighton Jones, LLC


McLean VA, 22102 (703)682-1470

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Jesica J. Ray that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Jesica J. Ray is available on the SEC’s website at www.adviserinfo.sec.gov.

Jesica J. Ray was born in 1992. Ms. Ray graduated in 2014 from Dickinson College with a Bachelor of Arts degree in Law & Policy, minoring in Economics. Ms. Ray joined Brighton Jones in 2015 as a Client Service Coordinator. Ms. Ray was promoted to Senior Analyst in 2017. Prior to working at Brighton Jones, Ms. Ray worked from 2014-2015 as an Investment Operations Associate on the Hedge Fund Data Team at Cambridge Associates. Ms. Ray has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Ms. Ray has been a CERTIFIED FINANCIAL PLANNER™ since 2018. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:





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Shyanne Render Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Shyanne Render that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Shyanne Render is available on the SEC’s website at www.adviserinfo.sec.gov.

Shyanne Render was born in 1993. Ms. Render earned her Bachelor of Business Administration in Finance in 2015 from University of Washington’s Foster School of Business. She joined Brighton Jones as a Financial Analyst in 2015 and became an Associate Advisor in 2016. Ms. Render has been a CERTIFIED FINANCIAL PLANNER™ since 2018. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:









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Lauren M. Rosser Brighton Jones, LLC


Scottsdale, AZ 85251 (480) 353-2456

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Lauren M. Rosser that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Lauren M. Rosser is available on the SEC’s website at www.adviserinfo.sec.gov.

Lauren M. Rosser was born in 1994. Ms. Rosser graduated in 2016 from Iowa State University with a Bachelor of Science in Finance. Ms. Rosser is currently an Associate Advisor at Brighton Jones. Since joining the firm in 2019, she has also served as a Client Service Associate. Prior to that, she worked from 2018-2019 as a Client Associate at Wells Fargo Advisors, a Wholesale Banking Loan Documentation Specialist from 2016-2018, and a Commercial Real Estate Investments Intern at Principal Global Investors from 2015-2016. Ms. Rosser has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

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Ross M. Rubinstein Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Ross M. Rubinstein that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Ross M. Rubinstein is available on the SEC’s website at www.adviserinfo.sec.gov.

Ross M. Rubinstein was born in 1990. Mr. Rubinstein earned his Bachelor’s of Science from Smeal School of Business at Pennsylvania State University in 2012. He joined Brighton Jones as an Associate Advisor in 2018. Prior to joining Brighton Jones, he was a Client Service Associate from 2013 to 2014 at Merrill Lynch; a Wealth Planning Analyst at UBS Financial Services from 2015 to 2017; and an Associate at Morgan Stanley in 2018. Mr. Rubinstein has passed the North American Securities Administrators Association (NASAA) Uniform Combined State Law Examination (Series 66). The Series 66 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 66 exam is equivalent to the successful completion of both the Series 63 and Series 65 exams and is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Mr. Rubinstein has been a CERTIFIED FINANCIAL PLANNER™ since 2015. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:





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Jay S. Rudwall Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Jay S. Rudwall that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Jay S. Rudwall is available on the SEC’s website at www.adviserinfo.sec.gov.

Jay S. Rudwall was born in 1994. Mr. Rudwall earned his Bachelor of Science degree in Finance in 2015 and his Master of Business Administration in 2017, both from Tennessee Technological University. He joined Brighton Jones in 2018 as a Business Development Associate. Prior to joining Brighton Jones, Mr. Rudwall was an Associate Wealth Management Advisor with Meridian Financial Services in 2018 and a Financial Advisor with Northwestern Mutual from 2017 to 2018. Mr. Rudwall has passed the North American Securities Administrators Association (NASAA) Uniform Combined State Law Examination (Series 66). The Series 66 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 66 exam is equivalent to the successful completion of both the Series 63 and Series 65 exams and is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

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Corinne D. Salera Brighton Jones, LLC

445 Bush Street, 6th Floor

San Francisco, CA 94111 (415) 673-3632

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Corinne D. Salera that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Corinne D. Salera is available on the SEC’s website at www.adviserinfo.sec.gov.

Corinne D. Salera was born in 1985. Ms. Salera graduated in 2007 from University of California, Santa Barbara with a Bachelor of Science in Financial Mathematics and Statistics. Ms. Salera joined Brighton Jones in 2019 as an Associate Advisor. Prior to that, she held positions at Bell Investment Advisors as a Portfolio Manager and Investment Advisor from 2016-2019 and as a Relationship Manager from 2012-2015. Ms. Salera has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Ms. Salera has been a CERTIFIED FINANCIAL PLANNER™ since 2017. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:





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The Registrant provides investment advisory and supervisory services in accordance with the Registrant’s policies and procedures manual. The primary purpose of the Registrant’s Rule 206(4) -7 policies and procedures is to comply with the requirements of supervision requirements of Section 203(e)(6) of the Investment Advisers Act (“Act”). The Registrant’s Chief Compliance Officer, Tyler Mayfield, is primarily responsible for the implementation of the Registrant’s policies and procedures and overseeing the activities of the Registrant’s supervised persons. Should an employee or investment adviser representative of the Registrant have any questions regarding the applicability/relevance of the Act, the Rules thereunder, any section thereof, or any section of the policies and procedures, he/she should address





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those questions with the Chief Compliance Officer. Should a client have any questions regarding the Registrant’s supervision or compliance practices, please contact Mr. Mayfield at (206) 258-5000.

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Alida M. Scalzo Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Alida M. Scalzo that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Alida M. Scalzo is available on the SEC’s website at www.adviserinfo.sec.gov.

Alida M. Scalzo was born in 1996. Ms. Scalzo graduated in 2018 from University of Washington with a Bachelor of Arts in Business Administration. Ms. Scalzo joined the Associate Training Program at Brighton Jones in 2018 and became an Associate Advisor in 2019. Prior to joining Brighton Jones, she held intern positions at Hill Investment and Northwest Asset Management. Ms. Scalzo has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

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Sarah A. Schwan Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Sarah A. Schwan that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Sarah A. Schwan is available on the SEC’s website at www.adviserinfo.sec.gov.

Sarah Schwan was born in 1981. Ms. Schwan graduated from Concordia University in 2003 with a Bachelor of Arts in Graphic Design and a minor in Psychology. Ms. Schwan joined Brighton Jones as a Client Service Associate in 2010 and has been an Associate Advisor at Brighton Jones since January 2016. Prior to joining Brighton Jones, she worked as an Accounts Receivable Assistant at Trinity Health from 2003-2009. Ms. Schwan has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

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Eric M. Sholberg Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Eric M. Sholberg that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Eric M. Sholberg is available on the SEC’s website at www.adviserinfo.sec.gov.

Eric M. Sholberg was born in 1972. Mr. Sholberg graduated in 1994 from Washington State with a Bachelor of Arts degree in Business Administration with a concentration in Accounting. Mr. Sholberg has been a Lead Advisor at Brighton Jones since April 2017. Mr. Sholberg has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Mr. Sholberg is a CERTIFIED PUBLIC ACCOUNTANT (CPA) in the State of Arizona. CPAs are licensed and regulated by their state boards of accountancy. While state laws and regulations vary, the education, experience and testing requirements for licensure as a CPA generally include minimum college education (typically 150 credit hours with at least a baccalaureate degree and a concentration in accounting), minimum experience levels (most states require at least one year of experience providing services that involve the use of accounting, attest, compilation, management advisory, financial advisory, tax or consulting skills, all of which must be achieved under the supervision of or verification by a CPA), and successful passage of the Uniform CPA Examination. In order to maintain a CPA license, states generally require the completion of 40 hours of continuing professional education (CPE) each year (or 80 hours over a two-year period or 120 hours over a three-year period). Additionally, all American Institute of Certified Public Accountants (AICPA) members are required to follow a rigorous Code of Professional Conduct which requires that they act with integrity, objectivity, due care, competence, fully disclose any conflicts of interest (and obtain client consent if a conflict exists), maintain client confidentiality, disclose to the client any commission or referral fees, and serve the public interest when providing financial services. The vast majority of state boards of accountancy have adopted the AICPA’s Code of Professional Conduct within their state accountancy laws or have created their own. In addition to the Code of Professional Conduct, AICPA members who provide personal financial planning services are required to follow the Statement on Standards in Personal Financial Planning Services (SSPFPS).

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Jason Shull Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Jason Shull that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Jason Shull is available on the SEC’s website at www.adviserinfo.sec.gov.

Jason Shull was born in 1973. Mr. Shull graduated from the University of Montana in 1996 with a Bachelor of Science degree in Finance and a Minor in Economics. Mr. Shull joined Brighton Jones as an Associate Advisor in 2012 and has served as a Lead Advisor since 2017. Mr. Shull has been a CERTIFIED FINANCIAL PLANNER™ since 2004. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:









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Greer T. Smith Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Greer T. Smith that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Greer T. Smith is available on the SEC’s website at www.adviserinfo.sec.gov.

Greer T. Smith was born in 1975. Mr. Smith graduated from the University of Washington in 1998 with a Bachelor of Arts degree in Society & Justice and Sociology. Mr. Smith has been a Lead Advisor at Brighton Jones since 2012. Prior to joining Brighton Jones, he worked at Charles Schwab as a Vice President and Financial Consultant from 2001 to 2011 and at Olde Discount Corporation as a Financial Consultant from 1998 to 2001. Mr. Smith has been a CERTIFIED FINANCIAL PLANNER™ since 2005. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:








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Zachary W. Smith Brighton Jones, LLC

445 Bush Street

San Francisco, CA 94108 (415) 673-3632

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Zachary W. Smith that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Zachary W. Smith is available on the SEC’s website at www.adviserinfo.sec.gov.

Zachary W. Smith was born in 1990. Mr. Smith graduated from University of California Santa Cruz in 2012 with a Bachelor of Arts in Economics. Mr. Smith joined Brighton Jones as an Associate Advisor in 2016 and became a Lead Advisor in 2018. Prior to joining Brighton Jones, he was a Wealth Adviser at ClearPath Capital Partners from 2012-2016. Mr. Smith has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Mr. Smith has been a CERTIFIED FINANCIAL PLANNER™ since 2015. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:





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Edwin James (E.J.) Sondgroth Jr. Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about E.J. Sondgroth that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about E.J. Sondgroth is available on the SEC’s website at www.adviserinfo.sec.gov.

E.J. Sondgroth was born in 1977. Mr. Sondgroth graduated from California Polytechnic State University with a Bachelor of Science degree in Agricultural Business. He joined Brighton Jones as an Associate Advisor in 2017. Prior to joining Brighton Jones, Mr. Sondgroth was a Licensed Personal Banker at Wells Fargo from 2013-2014. From 2014-2017, Mr. Sondgroth was a Financial Services Representative at D.A. Davidson. Mr. Sondgroth has passed the North American Securities Administrators Association (NASAA) Uniform Combined State Law Examination (Series 66). The Series 66 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 66 exam is equivalent to the successful completion of both the Series 63 and Series 65 exams and is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Mr. Sondgroth is a CFA® charterholder. CFA® designates an international professional certificate that is offered by the CFA Institute. The Chartered Financial Analyst (CFA) charter is a globally respected, graduate-level investment credential established in 1962 and awarded by CFA Institute — the largest global association of investment professionals. There are currently more than 120,000 CFA charter holders working in 135 countries. To earn the CFA charter, candidates must: (1) pass three sequential, six-hour examinations; (2) have at least four years of qualified professional investment experience; (3) join CFA Institute as members; and (4) commit to abide by, and annually reaffirm, their adherence to the CFA Institute Code of Ethics and Standards of Professional Conduct. High Ethical Standards The CFA Institute Code of Ethics and Standards of Professional Conduct, enforced through an active professional conduct program, require CFA charter holders to:

• Place their clients’ interests ahead of their own • Maintain independence and objectivity • Act with integrity • Maintain and improve their professional competence • Disclose conflicts of interest and legal matters

Global Recognition Passing the three CFA exams is a difficult feat that requires extensive study (successful candidates report spending an average of 300 hours of study per level). Earning the CFA charter demonstrates mastery of


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many of the advanced skills needed for investment analysis and decision making in today’s quickly evolving global financial industry. As a result, employers and clients are increasingly seeking CFA charterholders—often making the charter a prerequisite for employment. Additionally, regulatory bodies in 23 countries/territories recognize the CFA charter as a proxy for meeting certain licensing requirements, and more than 125 colleges and universities around the world have incorporated a majority of the CFA Program curriculum into their own finance courses. Comprehensive and Current Knowledge The CFA Program curriculum provides a comprehensive framework of knowledge for investment decision making and is firmly grounded in the knowledge and skills used every day in the investment profession. The three levels of the CFA Program test a proficiency with a wide range of fundamental and advanced investment topics, including ethical and professional standards, fixed-income and equity analysis, alternative and derivative investments, economics, financial reporting standards, portfolio management, and wealth planning. The CFA Program curriculum is updated every year by experts from around the world to ensure that candidates learn the most relevant and practical new tools, ideas, and investment and wealth management skills to reflect the dynamic and complex nature of the profession.

None.








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Tiffany C. Stoner Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Tiffany C. Stoner that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Tiffany C. Stoner is available on the SEC’s website at www.adviserinfo.sec.gov.

Ms. Stoner was born in 1983. Ms. Stoner graduated from University of Utah in 2013 with a Bachelor of Science degree in Economics. She joined Brighton Jones as an Associate Advisor in 2019. Prior to joining Brighton Jones, Ms. Stoner was a VP – Financial Consultant at Charles Schwab from 2018-2019. From 2012-2016, Ms. Stoner held various positions at Fidelity Investments: Financial Consultant, Investment Consultant, and Financial Representative. Ms. Stoner has passed the North American Securities Administrators Association (NASAA) Uniform Combined State Law Examination (Series 66). The Series 66 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 66 exam is equivalent to the successful completion of both the Series 63 and Series 65 exams and is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative. Ms. Stoner has been a CERTIFIED FINANCIAL PLANNER™ since 2017. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:





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None.








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Eric T. Strong Brighton Jones, LLC

445 Bush Street

San Francisco, CA 94108 (415) 653-3632

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Eric T. Strong that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Eric T. Strong is available on the SEC’s website at www.adviserinfo.sec.gov.

Eric T. Strong was born in 1973. Mr. Strong graduated from Hampden-Sydney College in 1996 with a Bachelor of Arts in Economics. Mr. Strong has been a Lead Advisor at Brighton Jones since October 2011. Prior to starting at Brighton Jones, he was a Vice President Senior Account Executive at Fidelity from 2003 to 2011. Mr. Strong has been a CERTIFIED FINANCIAL PLANNER™ since 2008. The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 76,000 individuals have obtained CFP® certification in the United States. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:








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None.








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Brian C. Tall Brighton Jones, LLC


Seattle, WA 98121 (206) 258-5000

BROCHURE SUPPLEMENT

DATED 5/15/2020 This Brochure Supplement provides information about Brian C. Tall that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Brian C. Tall is available on the SEC’s website at www.adviserinfo.sec.gov.

Brian C. Tall was born in 1982. Mr. Tall graduated from the University of Puget Sound with a Bachelor of Arts in Business with a concentration in finance and economics. Mr. Tall also received a Master of Science in Finance from the School of Economics at the University of St. Andrews in Scotland. He joined Brighton Jones in 2007, has served on the Investment Committee since 2010, served as Director of Investments since from 2011 – 2018, and was named Chief Investment Officer in 2018. Mr. Tall has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.








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Robert Thompson

Brighton Jones, LLC


(206) 258-5135


This Brochure Supplement provides information about Robert Thompson that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Robert Thompson is available on the SEC’s website at www.adviserinfo.sec.gov.

Robert Thompson was born in 1973. Mr. Thompson graduated from Illinois State University in 1995 where he earned a Bachelor of Science degree in Economics. Mr. Thompson joined Brighton Jones in 2019 as a Relationship Manager. Prior to joining Brighton Jones, he was an Advisor at Merrill Lynch from 2018 – 2019 and a VP, Senior Advisor Consultant (Wholesaler) at Franklin Templeton from 2004 – 2017. Mr. Thompson has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.







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Michael L. Welk

Brighton Jones, LLC


(206) 258-5000


This Brochure Supplement provides information about Michael L. Welk that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Michael L. Welk is available on the SEC’s website at www.adviserinfo.sec.gov.

Michael Welk was born in 1968. Mr. Welk graduated from Pacific Lutheran University in 1990 where he earned a Bachelor of Arts degree in Business Administration. Mr. Welk joined Brighton Jones in April of 2015 as a Lead Advisor. Prior to joining Brighton Jones, Mr. Welk was a Relationship Manager and Business Development Officer with Strategic Capital Group from 2003 to 2015. Mr. Welk has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.








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Annika Williams

Brighton Jones, LLC


(206) 258-5000


This Brochure Supplement provides information about Annika Williams that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Annika Williams is available on the SEC’s website at www.adviserinfo.sec.gov.

Annika Williams was born in 1991. Ms. Williams graduated from Whitworth University in 2013 where she earned a degree in Mathematics and Mathematical Economics. She graduated from Boston University in 2015 with a Master of Science in Mathematical Finance. Ms. Williams joined Brighton Jones in 2018 as an Associate Advisor. Prior to joining Brighton Jones, she was a Research Analyst at Verus Investments from 2015 – 2017 and an Investment Analyst at WestRiver Group from 2017 – 2018. Ms. Williams is a CFA® charterholder. CFA® designates an international professional certificate that is offered by the CFA Institute. The Chartered Financial Analyst (CFA) charter is a globally respected, graduate-level investment credential established in 1962 and awarded by CFA Institute — the largest global association of investment professionals. There are currently more than 120,000 CFA charter holders working in 135 countries. To earn the CFA charter, candidates must: (1) pass three sequential, six-hour examinations; (2) have at least four years of qualified professional investment experience; (3) join CFA Institute as members; and (4) commit to abide by, and annually reaffirm, their adherence to the CFA Institute Code of Ethics and Standards of Professional Conduct. High Ethical Standards The CFA Institute Code of Ethics and Standards of Professional Conduct, enforced through an active professional conduct program, require CFA charter holders to: • Place their clients’ interests ahead of their own • Maintain independence and objectivity • Act with integrity • Maintain and improve their professional competence • Disclose conflicts of interest and legal matters Global Recognition Passing the three CFA exams is a difficult feat that requires extensive study (successful candidates report spending an average of 300 hours of study per level). Earning the CFA charter demonstrates mastery of many of the advanced skills needed for investment analysis and decision making in today’s quickly evolving global financial industry. As a result, employers and clients are increasingly seeking CFA charterholders—often making the charter a prerequisite for employment. Additionally, regulatory bodies in 23 countries/territories recognize the CFA charter as a proxy for meeting certain licensing requirements, and more than 125 colleges and universities around the world have incorporated a majority of the CFA Program curriculum into their own finance courses.


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Comprehensive and Current Knowledge The CFA Program curriculum provides a comprehensive framework of knowledge for investment decision making and is firmly grounded in the knowledge and skills used every day in the investment profession. The three levels of the CFA Program test a proficiency with a wide range of fundamental and advanced investment topics, including ethical and professional standards, fixed-income and equity analysis, alternative and derivative investments, economics, financial reporting standards, portfolio management, and wealth planning. The CFA Program curriculum is updated every year by experts from around the world to ensure that candidates learn the most relevant and practical new tools, ideas, and investment and wealth management skills to reflect the dynamic and complex nature of the profession.

None.

The supervised person is the Secretary for the CFA Board of Trustees. The supervised person is not actively engaged in any non-investment-related business or occupation for compensation.







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Emily L. Wood

Brighton Jones, LLC


(206) 258-5000


This Brochure Supplement provides information about Emily L. Wood that supplements the Brighton Jones, LLC Brochure. You should have received a copy of that Brochure. Please contact Tyler Mayfield, Chief Compliance Officer, if you did not receive Brighton Jones, LLC’s Brochure or if you have any questions about the contents of this supplement. Additional information about Emily L. Wood is available on the SEC’s website at www.adviserinfo.sec.gov.

Emily L. Wood was born in 1994. Ms. Wood earned her Bachelor’s degree in Economics from University of Puget Sound in 2017. She joined Brighton Jones as an Associate Advisor in 2017. Ms. Wood has passed the North American Securities Administrators Association (NASAA) Uniform Investment Advisor Law Examination (Series 65). The Series 65 is an exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 65 is required in certain states in America in order for an investment professional to qualify for registration as an Investment Advisor Representative.

None.









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Form ADV Part 2B Firm Brochure Supplement · Karen M. Harris 62 Tiffany C. Stoner 138 Tyler D....

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Transcript of Form ADV Part 2B Firm Brochure Supplement · Karen M. Harris 62 Tiffany C. Stoner 138 Tyler D....